0001209191-17-063138.txt : 20171201
0001209191-17-063138.hdr.sgml : 20171201
20171201091156
ACCESSION NUMBER: 0001209191-17-063138
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171129
FILED AS OF DATE: 20171201
DATE AS OF CHANGE: 20171201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRANDT THOMAS HOWARD
CENTRAL INDEX KEY: 0001258603
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36701
FILM NUMBER: 171232815
MAIL ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fifth Street Asset Management Inc.
CENTRAL INDEX KEY: 0001611988
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 465610118
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 992-4533
MAIL ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-29
0
0001611988
Fifth Street Asset Management Inc.
FSAM
0001258603
BRANDT THOMAS HOWARD
C/O FSAM
777 W. PUTNAM AVE., 3RD FL
GREENWICH
CT
06830
1
0
0
0
Class A Common Stock, $0.01 par value per share
2017-11-29
4
M
0
10000
3.60
A
10000
D
Class A Common Stock, $0.01 par value per share
2017-11-29
4
S
0
3100
4.12
D
6900
D
Class A Common Stock, $0.01 par value per share
2017-11-29
4
S
0
5805
4.08
D
1095
D
Option (right to buy)
3.60
2017-11-29
4
M
0
10000
0.00
D
2016-06-09
2020-12-14
Class A Common Stock
10000
0
D
/s/ Thomas H. Brandt
2017-11-30