0001209191-17-063138.txt : 20171201 0001209191-17-063138.hdr.sgml : 20171201 20171201091156 ACCESSION NUMBER: 0001209191-17-063138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171129 FILED AS OF DATE: 20171201 DATE AS OF CHANGE: 20171201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRANDT THOMAS HOWARD CENTRAL INDEX KEY: 0001258603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36701 FILM NUMBER: 171232815 MAIL ADDRESS: STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fifth Street Asset Management Inc. CENTRAL INDEX KEY: 0001611988 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 465610118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 992-4533 MAIL ADDRESS: STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-29 0 0001611988 Fifth Street Asset Management Inc. FSAM 0001258603 BRANDT THOMAS HOWARD C/O FSAM 777 W. PUTNAM AVE., 3RD FL GREENWICH CT 06830 1 0 0 0 Class A Common Stock, $0.01 par value per share 2017-11-29 4 M 0 10000 3.60 A 10000 D Class A Common Stock, $0.01 par value per share 2017-11-29 4 S 0 3100 4.12 D 6900 D Class A Common Stock, $0.01 par value per share 2017-11-29 4 S 0 5805 4.08 D 1095 D Option (right to buy) 3.60 2017-11-29 4 M 0 10000 0.00 D 2016-06-09 2020-12-14 Class A Common Stock 10000 0 D /s/ Thomas H. Brandt 2017-11-30