0001437749-22-029611.txt : 20221222 0001437749-22-029611.hdr.sgml : 20221222 20221222162751 ACCESSION NUMBER: 0001437749-22-029611 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220923 FILED AS OF DATE: 20221222 DATE AS OF CHANGE: 20221222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MUHLEISEN ANGIE CENTRAL INDEX KEY: 0001269812 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31924 FILM NUMBER: 221482277 MAIL ADDRESS: STREET 1: 3643 S 48TH STREET P O BOX 82535 CITY: LINCOLN STATE: NE ZIP: 68501-2535 FORMER NAME: FORMER CONFORMED NAME: MULHEISEN ANGIE DATE OF NAME CHANGE: 20031110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Muhleisen Dan D CENTRAL INDEX KEY: 0001754038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31924 FILM NUMBER: 221482276 MAIL ADDRESS: STREET 1: 6321 DOECREEK CIRCLE CITY: LINCOLN STATE: NE ZIP: 68516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NELNET INC CENTRAL INDEX KEY: 0001258602 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 840748903 STATE OF INCORPORATION: NE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 121 SOUTH 13TH ST STREET 2: STE 201 CITY: LINCOLN STATE: NE ZIP: 68508 BUSINESS PHONE: 402-458-2370 MAIL ADDRESS: STREET 1: 121 SOUTH 13TH ST STREET 2: STE 201 CITY: LINCOLN STATE: NE ZIP: 68508 4 1 rdgdoc.xml FORM 4 X0306 4 2022-09-23 0001258602 NELNET INC NNI 0001269812 MUHLEISEN ANGIE C/O FARMERS & MERCHANTS INVESTMENT INC. 6801 SOUTH 27TH STREET LINCOLN NE 68512 1 0001754038 Muhleisen Dan D 6321 DOECREEK CIRCLE LINCOLN NE 68516 1 Class A Common Stock 2022-09-23 5 G 0 88070 0 D 0 I By trust Class A Common Stock 2022-09-23 5 G 0 88070 0 D 0 I By trust Class A Common Stock 2022-09-23 5 G 0 176140 0 A 869025 I By adult daughter Class A Common Stock 947334 D Class A Common Stock 1171836 D Class A Common Stock 52344 D Class A Common Stock 681538 I By adult son Class A Common Stock 276000 I By Dynasty Trust Class A Common Stock 276000 I By Dynasty Trust Class A Common Stock 88020 I By trust Class A Common Stock 88010 I By trust Class A Common Stock 44951 I By GRAT Class A Common Stock 49167 I By GRAT Class A Common Stock 34416 I By GRAT Class A Common Stock 36992 I By GRAT Class A Common Stock 29959 I By GRAT Class A Common Stock 32769 I By GRAT Class A Common Stock 35226 I By GRAT Class A Common Stock 38345 I By GRAT Class A Common Stock 36981 I By GRAT Class A Common Stock 39801 I By GRAT Class A Common Stock 50000 I By GRAT Class A Common Stock 50000 I By GRAT Class A Common Stock 50000 I By GRAT Class A Common Stock 50000 I By GRAT Class A Common Stock 10000 I By 2020 Dynasty Trust Class A Common Stock 10000 I By 2020 Dynasty Trust On September 23, 2022, the Alicia L. Muhleisen Irrevocable Trust dated 8/29/2003, of which the adult daughter of the reporting persons was the beneficiary, distributed 88,070 shares to the adult daughter of the reporting persons pursuant to the terms of the trust. The shares were held by the Alicia L. Muhleisen Irrevocable Trust dated 8/29/2003, of which the adult daughter of the reporting persons was the beneficiary. The reporting persons reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. On September 23, 2022, the D. Muhleisen Post-Annuity Irrevocable Trust dated 8/29/2003, of which the adult daughter of the reporting persons was the beneficiary, distributed 88,070 shares to the adult daughter of the reporting persons pursuant to the terms of the trust. The shares were held by the D. Muhleisen Post-Annuity Irrevocable Trust dated 8/29/2003, of which the adult daughter of the reporting persons was the beneficiary. The reporting persons reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. These shares are held by Angela L. Muhleisen, and the number of shares includes shares distributed to Ms. Muhleisen by grantor retained annuity trusts as discussed in footnotes (16) through (21) below, and also reflects the change in the form of beneficial ownership of 200,000 shares on November 29, 2022 through the contribution of a total of 200,000 shares to grantor retained annuity trusts established by Ms. Muhleisen on November 29, 2022, as discussed in footnotes (22) through (25) below and set forth in the line items corresponding thereto. These shares are held by Dan D. Muhleisen, and include shares distributed to Mr. Muhleisen by grantor retained annuity trusts as discussed in footnotes (12) through (15) below. These shares are held jointly by Angela L. Muhleisen and Dan D. Muhleisen. Shares gifted to and held by a Dynasty Trust established by the reporting persons in 2012, of which the adult daughter of the reporting persons is the initial beneficiary. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. Shares gifted to and held by a Dynasty Trust established by the reporting persons in 2012, of which the adult son of the reporting persons is the initial beneficiary. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. Shares held by the A. Muhleisen Post-Annuity Irrevocable Trust dated 8/29/2003, of which the adult son of the reporting persons is the beneficiary. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. Shares held by the Jason D. Muhleisen Irrevocable Trust dated 8/29/2003, of which the adult son of the reporting persons is the beneficiary. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. Shares held by a Dan D. Muhleisen Grantor Retained Annuity Trust dated June 10, 2020, which reflect an annuity distribution from the trust to Mr. Muhleisen of 7,098 shares on June 10, 2022. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. Shares held by a separate Dan D. Muhleisen Grantor Retained Annuity Trust dated June 10, 2020, which reflect an annuity distribution from the trust to Mr. Muhleisen of 5,617 shares on June 10, 2022. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. Shares held by a separate Dan D. Muhleisen Grantor Retained Annuity Trust dated June 10, 2020, which reflect an annuity distribution from the trust to Mr. Muhleisen of 12,137 shares on June 10, 2022. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. Shares held by a separate Dan D. Muhleisen Grantor Retained Annuity Trust dated June 10, 2020, which reflect an annuity distribution from the trust to Mr. Muhleisen of 11,990 shares on June 10, 2022. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. Shares held by an Angela L. Muhleisen Grantor Retained Annuity Trust dated June 10, 2020, which reflect an annuity distribution from the trust to Ms. Muhleisen of 4,734 shares on June 10, 2022. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. Shares held by a separate Angela L. Muhleisen Grantor Retained Annuity Trust dated June 10, 2020, which reflect an annuity distribution from the trust to Ms. Muhleisen of 3,747 shares on June 10, 2022. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. Shares held by a separate Angela L. Muhleisen Grantor Retained Annuity Trust dated June 10, 2020, which reflect an annuity distribution from the trust to Ms. Muhleisen of 2,215 shares on June 10, 2022. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. Shares held by a separate Angela L. Muhleisen Grantor Retained Annuity Trust dated June 10, 2020, which reflect an annuity distribution from the trust to Ms. Muhleisen of 828 shares on June 10, 2022. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. Shares held by a separate Angela L. Muhleisen Grantor Retained Annuity Trust dated June 10, 2020, which reflect an annuity distribution from the trust to Ms. Muhleisen of 1,376 shares on June 10, 2022. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. Shares held by a separate Angela L. Muhleisen Grantor Retained Annuity Trust dated June 10, 2020, which reflect an annuity distribution from the trust to Ms. Muhleisen of 65 shares on June 10, 2022. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. On November 29, 2022, Angela L. Muhleisen contributed 50,000 shares to an Angela L. Muhleisen Grantor Retained Annuity Trust dated November 29, 2022. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. On November 29, 2022, Angela L. Muhleisen contributed 50,000 shares to a separate Angela L. Muhleisen Grantor Retained Annuity Trust dated November 29, 2022. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. On November 29, 2022, Angela L. Muhleisen contributed 50,000 shares to a separate Angela L. Muhleisen Grantor Retained Annuity Trust dated November 29, 2022. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. On November 29, 2022, Angela L. Muhleisen contributed 50,000 shares to a separate Angela L. Muhleisen Grantor Retained Annuity Trust dated November 29, 2022. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. Shares held by a Dynasty Trust established by Ms. Muhleisen in 2020, of which the adult daughter and the adult son of the reporting persons are the initial beneficiaries. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. Shares held by a Dynasty Trust established by Mr. Muhleisen in 2020, of which the adult daughter and the adult son of the reporting persons are the initial beneficiaries. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein. /s/ Audra Hoffschneider, Attorney-in-Fact for Angela L. Muhleisen 2022-12-22 /s/ Audra Hoffschneider, Attorney-in-Fact for Dan D. Muhleisen 2022-12-22