0001437749-19-023060.txt : 20191115 0001437749-19-023060.hdr.sgml : 20191115 20191115162203 ACCESSION NUMBER: 0001437749-19-023060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191113 FILED AS OF DATE: 20191115 DATE AS OF CHANGE: 20191115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Munn William J CENTRAL INDEX KEY: 0001294176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31924 FILM NUMBER: 191224787 BUSINESS ADDRESS: BUSINESS PHONE: 303-696-5405 MAIL ADDRESS: STREET 1: 3015 SOUTH PARKER ROAD, SUITE 400 STREET 2: NELNET LEGAL DEPARTMENT CITY: AURORA STATE: CO ZIP: 80014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NELNET INC CENTRAL INDEX KEY: 0001258602 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 840748903 STATE OF INCORPORATION: NE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 121 SOUTH 13TH ST STREET 2: STE 201 CITY: LINCOLN STATE: NE ZIP: 68508 BUSINESS PHONE: 402-458-2370 MAIL ADDRESS: STREET 1: 121 SOUTH 13TH ST STREET 2: STE 201 CITY: LINCOLN STATE: NE ZIP: 68508 4 1 rdgdoc.xml FORM 4 X0306 4 2019-11-13 0001258602 NELNET INC NNI 0001294176 Munn William J 3015 SOUTH PARKER ROAD SUITE 400 AURORA CO 80014 1 Secy/Chief Legal Off/Gen Coun Class A Common Stock 2019-11-13 4 S 0 1500 61.72 D 26345 D These shares were sold pursuant to a Rule 10b5-1 Trading Plan (the "Plan") entered into by the reporting person on August 14, 2019. The Plan provides for the sale of shares of the issuer's Class A Common Stock, subject to limit price provisions and an expiration date. To the extent any future sales occur pursuant to the Plan, such sales will be publicly disclosed in Form 4 filings with the Securities and Exchange Commission. Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows executives of a company who are not in possession of material non-public information to establish pre-arranged plans to buy or sell a specified number of shares of such company's stock. Once a plan is established, the executive does not retain or exercise any discretion over sales of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the executive may receive. Includes 500 shares held jointly with spouse. /s/ Audra Hoffschneider, Attorney-in-Fact for William J. Munn 2019-11-15