0001437749-19-002944.txt : 20190220
0001437749-19-002944.hdr.sgml : 20190220
20190220161748
ACCESSION NUMBER: 0001437749-19-002944
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190220
FILED AS OF DATE: 20190220
DATE AS OF CHANGE: 20190220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Muhleisen Dan D
CENTRAL INDEX KEY: 0001754038
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31924
FILM NUMBER: 19618485
MAIL ADDRESS:
STREET 1: 6321 DOECREEK CIRCLE
CITY: LINCOLN
STATE: NE
ZIP: 68516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MUHLEISEN ANGIE
CENTRAL INDEX KEY: 0001269812
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31924
FILM NUMBER: 19618486
MAIL ADDRESS:
STREET 1: 3643 S 48TH STREET P O BOX 82535
CITY: LINCOLN
STATE: NE
ZIP: 68501-2535
FORMER NAME:
FORMER CONFORMED NAME: MULHEISEN ANGIE
DATE OF NAME CHANGE: 20031110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NELNET INC
CENTRAL INDEX KEY: 0001258602
STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141]
IRS NUMBER: 840748903
STATE OF INCORPORATION: NE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 121 SOUTH 13TH ST
STREET 2: STE 201
CITY: LINCOLN
STATE: NE
ZIP: 68508
BUSINESS PHONE: 402-458-2370
MAIL ADDRESS:
STREET 1: 121 SOUTH 13TH ST
STREET 2: STE 201
CITY: LINCOLN
STATE: NE
ZIP: 68508
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-02-20
0001258602
NELNET INC
NNI
0001269812
MUHLEISEN ANGIE
C/O FARMERS & MERCHANTS INVESTMENT INC.
6801 SOUTH 27TH STREET
LINCOLN
NE
68512
1
0001754038
Muhleisen Dan D
6321 DOECREEK CIRCLE
LINCOLN
NE
68516
1
Class A Common Stock
2019-02-20
4
S
0
1000
53.90
D
684538
I
By adult son
Class A Common Stock
2448362
D
Class A Common Stock
616639
D
Class A Common Stock
52344
D
Class A Common Stock
692885
I
By adult daughter
Class A Common Stock
175000
I
By Dynasty Trust
Class A Common Stock
175000
I
By Dynasty Trust
Class A Common Stock
88070
I
By trust
Class A Common Stock
88070
I
By trust
Class A Common Stock
88020
I
By trust
Class A Common Stock
88010
I
By trust
These shares were sold by the reporting persons' adult son pursuant to a Rule 10b5-1 Plan (the "Plan") entered into by the son on May 11, 2018, which provides for sales of shares of the issuer's Class A Common Stock, subject to limit price provisions and an expiration date. To the extent any future sales occur pursuant to the Plan, such sales will be publicly disclosed in Form 4 filings with the Securities and Exchange Commission.
Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows significant shareholders of a company and their family members who are not in possession of material non-public information to establish pre-arranged plans to buy or sell a specified number of shares of such company's stock. Once a plan is established, the significant shareholder or family member does not retain or exercise any discretion over sales of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the significant shareholder or family member may receive.
These shares are held by Dan D. Muhleisen, who is the spouse of Angela L. Muhleisen.
These shares are held by Angela L. Muhleisen.
These shares are held jointly by Angela L. Muhleisen and Dan D. Muhleisen.
Shares held by a Dynasty Trust, of which the adult daughter of the reporting persons is the initial beneficiary. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein.
Shares held by a Dynasty Trust, of which the adult son of the reporting persons is the initial beneficiary. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein.
Shares held by the Alicia L. Muhleisen Irrevocable Trust dated 8/29/2003, of which the adult daughter of the reporting persons is the beneficiary. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein.
Shares held by the D. Muhleisen Post-Annuity Irrevocable Trust dated 8/29/2003, of which the adult daughter of the reporting persons is the beneficiary. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein.
Shares held by the A. Muhleisen Post-Annuity Irrevocable Trust dated 8/29/2003, of which the adult son of the reporting persons is the beneficiary. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein.
Shares held by the Jason D. Muhleisen Irrevocable Trust dated 8/29/2003, of which the adult son of the reporting persons is the beneficiary. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein.
/s/ Audra Hoffschneider, Attorney-in-Fact for Angela L. Muhleisen
2019-02-20
/s/ Audra Hoffschneider, Attorney-in-Fact for Dan D. Muhleisen
2019-02-20