0001437749-18-021971.txt : 20181213
0001437749-18-021971.hdr.sgml : 20181213
20181213162226
ACCESSION NUMBER: 0001437749-18-021971
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180404
FILED AS OF DATE: 20181213
DATE AS OF CHANGE: 20181213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUTTERFIELD STEPHEN F
CENTRAL INDEX KEY: 0001269793
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31924
FILM NUMBER: 181233451
MAIL ADDRESS:
STREET 1: 121 SOUTH 13TH STREET
STREET 2: SUITE 100
CITY: LINCOLN
STATE: NE
ZIP: 68508
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NELNET INC
CENTRAL INDEX KEY: 0001258602
STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141]
IRS NUMBER: 840748903
STATE OF INCORPORATION: NE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 121 SOUTH 13TH ST
STREET 2: STE 201
CITY: LINCOLN
STATE: NE
ZIP: 68508
BUSINESS PHONE: 402-458-2370
MAIL ADDRESS:
STREET 1: 121 SOUTH 13TH ST
STREET 2: STE 201
CITY: LINCOLN
STATE: NE
ZIP: 68508
4
1
rdgdoc.xml
FORM 4
X0306
4
2018-04-04
1
0001258602
NELNET INC
NNI
0001269793
BUTTERFIELD STEPHEN F
121 SOUTH 13TH STREET
SUITE 100
LINCOLN
NE
68508
1
1
Class B Common Stock
2018-04-04
5
G
0
16808
0
D
33617
I
By trust
Class B Common Stock
2018-04-04
5
G
0
16808
0
A
16808
I
By adult son
Class B Common Stock
2018-04-13
5
G
0
300
0
D
33317
I
By trust
Class B Common Stock
2018-04-13
5
G
0
100
0
A
100
I
By adult son as UTMA custodian for granddaughter
Class B Common Stock
2018-04-13
5
G
0
100
0
A
100
I
By adult son as UTMA custodian for grandson
Class B Common Stock
2018-04-13
5
G
0
100
0
A
100
I
By adult son as UTMA custodian for grandson
Class B Common Stock
2018-04-13
5
G
0
100
0
D
50325
I
By trust
Class B Common Stock
2018-04-13
5
G
0
100
0
A
100
I
By adult son
Class B Common Stock
2018-04-13
5
G
0
100
0
D
50325
I
By trust
Class B Common Stock
2018-04-13
5
G
0
100
0
A
100
I
By adult son
Class B Common Stock
2018-04-13
5
G
0
100
0
D
50325
I
By trust
Class B Common Stock
2018-04-13
5
G
0
100
0
A
100
I
By spouse as UTMA custodian for daughter
Class B Common Stock
2018-04-13
5
G
0
100
0
D
50325
I
By trust
Class B Common Stock
2018-04-13
5
G
0
100
0
A
100
I
By spouse as UTMA custodian for son
Class B Common Stock
881077
D
Class B Common Stock
70586
I
By spouse
Class B Common Stock
76521
I
By GRAT
Class B Common Stock
88385
I
By GRAT
Class B Common Stock
82947
I
By GRAT
Class B Common Stock
95787
I
By GRAT
Class B Common Stock
82947
I
By GRAT
Class B Common Stock
95787
I
By GRAT
Class B Common Stock
99259
I
By GRAT
Class B Common Stock
76521
I
By GRAT
Class B Common Stock
88385
I
By GRAT
Class B Common Stock
92327
I
By GRAT
Class B Common Stock
94288
I
By GRAT
Class B Common Stock
100000
I
By GRAT
Class B Common Stock
1586691
I
By corporation
Class B Common Stock
61941
I
By CLAT
On April 4, 2018, a trust of which an adult son of the reporting person is the beneficiary distributed 16,808 shares to such adult son of the reporting person.
Shares held by a trust, of which an adult son of the reporting person is the beneficiary. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
On April 13, 2018, a trust of which an adult son of the reporting person is the beneficiary distributed a total of 300 shares to such adult son as custodian under the Uniform Transfers to Minors Act for the granddaughter and two grandsons of the reporting person, in increments of 100 shares for each of the granddaughter and the two grandsons.
On April 13, 2018, a trust of which another adult son of the reporting person is the beneficiary distributed 100 shares to such adult son of the reporting person.
Shares held by a trust, of which another adult son of the reporting person is the beneficiary. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
On April 13, 2018, a trust of which another adult son of the reporting person is the beneficiary distributed 100 shares to such adult son of the reporting person.
Shares held by a trust, of which another adult son of the reporting person is the beneficiary. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
On April 13, 2018, a trust of which the daughter of the reporting person is the beneficiary distributed 100 shares to the reporting person's spouse as custodian under the Uniform Transfers to Minors Act for such daughter of the reporting person.
Shares held by a trust, of which the daughter of the reporting person is the beneficiary.
On April 13, 2018, a trust of which another son of the reporting person is the beneficiary distributed 100 shares to the reporting person's spouse as custodian under the Uniform Transfers to Minors Act for such son of the reporting person.
Shares held by a trust, of which another son of the reporting person is the beneficiary.
Includes 135,332 shares held by the Stephen F. Butterfield Revocable Living Trust, the agreement for which was revocable by the reporting person while he was living. As noted in the Remarks below, the reporting person passed away on April 16, 2018.
Shares held by a grantor retained annuity trust ("GRAT") dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
Shares held by Union Financial Services, Inc. ("UFS"), of which the reporting person was a director and president and owned 50.0% of the outstanding capital stock. The reporting person reported beneficial ownership of all the shares held by UFS, but disclaimed beneficial ownership of the shares held by UFS except to the extent of his pecuniary interest therein.
Shares held by a charitable lead annuity trust ("CLAT") established by the reporting person, of which CLAT the descendants of the reporting person are remainder beneficiaries. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
The reporting person passed away on April 16, 2018.
/s/ Audra Hoffschneider, Attorney-in-Fact for Stephen F. Butterfield
2018-12-13