0001437749-14-000370.txt : 20140108
0001437749-14-000370.hdr.sgml : 20140108
20140108163734
ACCESSION NUMBER: 0001437749-14-000370
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130829
FILED AS OF DATE: 20140108
DATE AS OF CHANGE: 20140108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NELNET INC
CENTRAL INDEX KEY: 0001258602
STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141]
IRS NUMBER: 840748903
STATE OF INCORPORATION: NE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 121 SOUTH 13TH ST
STREET 2: STE 201
CITY: LINCOLN
STATE: NE
ZIP: 68508
BUSINESS PHONE: 402-458-2370
MAIL ADDRESS:
STREET 1: 121 SOUTH 13TH ST
STREET 2: STE 201
CITY: LINCOLN
STATE: NE
ZIP: 68508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUTTERFIELD STEPHEN F
CENTRAL INDEX KEY: 0001269793
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31924
FILM NUMBER: 14516789
MAIL ADDRESS:
STREET 1: 6991 EAST CAMELBACK ROAD STE B290
CITY: SCOTDALE
STATE: AZ
ZIP: 85251
4
1
rdgdoc.xml
PRIMARY DOCUMENT
X0306
4
2013-08-29
0001258602
NELNET INC
NNI
0001269793
BUTTERFIELD STEPHEN F
6991 EAST CAMELBACK ROAD
SUITE B290
SCOTTSDALE
AZ
85251
1
1
Class B Common Stock
2013-08-29
5
G
0
252125
0
D
0
I
By GRAT
Class B Common Stock
2013-08-29
5
G
0
50425
0
A
50425
I
By trust
Class B Common Stock
2013-08-29
5
G
0
50425
0
A
50425
I
By trust
Class B Common Stock
2013-08-29
5
G
0
50425
0
A
50425
I
By trust
Class B Common Stock
2013-08-29
5
G
0
50425
0
A
50425
I
By trust
Class B Common Stock
2013-08-29
5
G
0
50425
0
A
50425
I
By trust
Class B Common Stock
2013-11-29
5
G
0
3445
0
D
2110103
D
Class A Common Stock
2013-11-29
5
G
0
4353
0
D
0
D
Class B Common Stock
1586691
I
By corporation
Shares were held by the Stephen F. Butterfield Class B Grantor Retained Annuity Trust dated August 29, 2003. Upon expiration of the grantor retained annuity trust term on August 29, 2013, a total of 252,125 shares were transferred to trusts for the benefit of the reporting person's children as discussed in footnotes (2) through (6) below. 12,501 shares were previously transferred to the reporting person in an annuity distribution on August 28, 2013 and continue to be reported in this Form 4 as directly owned.
Shares held by a trust, of which an adult son of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
Shares held by a trust, of which an adult son of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
Shares held by a trust, of which an adult son of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
Shares held by a trust, of which a son of the reporting person is the beneficiary.
Shares held by a trust, of which a daughter of the reporting person is the beneficiary.
The gift reported in this filing was effected pursuant to a Rule 10b5-1 Stock Gift Plan entered into by the reporting person on August 29, 2013.
Includes shares of Class B Common Stock distributed to the reporting person from the grantor retained annuity trust established by the reporting person as discussed in footnote (1) above.
Shares held by Union Financial Services, Inc. ("UFS"), of which the reporting person is a director and president and owns 50.0% of the outstanding capital stock. The reporting person continues to report beneficial ownership of all the shares held by UFS, but disclaims beneficial ownership of the shares held by UFS except to the extent of his pecuniary interests therein.
/s/ Kirsten J. Foos, Attorney-in-Fact for Stephen F. Butterfield
2014-01-08