0001891897-23-000005.txt : 20230525 0001891897-23-000005.hdr.sgml : 20230525 20230525175621 ACCESSION NUMBER: 0001891897-23-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230524 FILED AS OF DATE: 20230525 DATE AS OF CHANGE: 20230525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEPHENS JOHN JOSEPH CENTRAL INDEX KEY: 0001258391 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40284 FILM NUMBER: 23962293 MAIL ADDRESS: STREET 1: C/O SOLID POWER, INC. STREET 2: 486 S PIERCE AVE., SUITE E CITY: LOUISVILLE STATE: CO ZIP: 80027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Solid Power, Inc. CENTRAL INDEX KEY: 0001844862 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 861888095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 486 S. PIERCE AVE., SUITE E CITY: LOUISVILLE STATE: CO ZIP: 80027 BUSINESS PHONE: (303) 219-0720 MAIL ADDRESS: STREET 1: 486 S. PIERCE AVE., SUITE E CITY: LOUISVILLE STATE: CO ZIP: 80027 FORMER COMPANY: FORMER CONFORMED NAME: Decarbonization Plus Acquisition Corp III DATE OF NAME CHANGE: 20210208 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-05-24 0 0001844862 Solid Power, Inc. SLDP 0001258391 STEPHENS JOHN JOSEPH C/O SOLID POWER, INC. 486 S PIERCE AVE., SUITE E LOUISVILLE CO 80027 1 0 0 0 0 Common Stock 2023-05-24 4 A 0 59197 0 A 74897 D Common Stock 300005 I By LP Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the 2021 Solid Power, Inc. Equity Incentive Plan) through such vesting date. /s/ James Liebscher, attorney-in-fact on behalf of John J. Stephens 2023-05-25