0001493152-20-013751.txt : 20200721
0001493152-20-013751.hdr.sgml : 20200721
20200721215556
ACCESSION NUMBER: 0001493152-20-013751
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200718
FILED AS OF DATE: 20200721
DATE AS OF CHANGE: 20200721
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERMAN ROBERT ANDREW
CENTRAL INDEX KEY: 0001258360
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38325
FILM NUMBER: 201040139
MAIL ADDRESS:
STREET 1: C/O ITUS CORPORATION
STREET 2: 12100 WILSHIRE BOULEVARD, SUITE 1275
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hancock Jaffe Laboratories, Inc.
CENTRAL INDEX KEY: 0001661053
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 330936180
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 70 DOPPLER
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: 949-261-2900
MAIL ADDRESS:
STREET 1: 70 DOPPLER
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
ownership.xml
X0306
4
2020-07-18
0
0001661053
Hancock Jaffe Laboratories, Inc.
HJLI
0001258360
BERMAN ROBERT ANDREW
C/O JAFFE LABORATORIES, 70 DOPPLER
IRVINE
CA
92618
0
1
0
0
CEO
Stock Option
4.99
2020-07-18
4
J
0
1080207
0
D
2018-04-26
2028-04-26
Common Stock
1080207
0
D
Stock Option
0.40
2020-07-18
4
A
0
1080207
0
A
2030-07-18
Common Stock
1080207
1080207
D
The Board terminated the common stock options pursuant to Section 17.15 of the Amended and Restated 2016 Omnibus Incentive Plan.
The common stock options were issued, and vested upon grant.
/s/ Robert A. Berman
2020-07-21