0001493152-20-013751.txt : 20200721 0001493152-20-013751.hdr.sgml : 20200721 20200721215556 ACCESSION NUMBER: 0001493152-20-013751 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200718 FILED AS OF DATE: 20200721 DATE AS OF CHANGE: 20200721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN ROBERT ANDREW CENTRAL INDEX KEY: 0001258360 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38325 FILM NUMBER: 201040139 MAIL ADDRESS: STREET 1: C/O ITUS CORPORATION STREET 2: 12100 WILSHIRE BOULEVARD, SUITE 1275 CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hancock Jaffe Laboratories, Inc. CENTRAL INDEX KEY: 0001661053 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330936180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 70 DOPPLER CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-261-2900 MAIL ADDRESS: STREET 1: 70 DOPPLER CITY: IRVINE STATE: CA ZIP: 92618 4 1 ownership.xml X0306 4 2020-07-18 0 0001661053 Hancock Jaffe Laboratories, Inc. HJLI 0001258360 BERMAN ROBERT ANDREW C/O JAFFE LABORATORIES, 70 DOPPLER IRVINE CA 92618 0 1 0 0 CEO Stock Option 4.99 2020-07-18 4 J 0 1080207 0 D 2018-04-26 2028-04-26 Common Stock 1080207 0 D Stock Option 0.40 2020-07-18 4 A 0 1080207 0 A 2030-07-18 Common Stock 1080207 1080207 D The Board terminated the common stock options pursuant to Section 17.15 of the Amended and Restated 2016 Omnibus Incentive Plan. The common stock options were issued, and vested upon grant. /s/ Robert A. Berman 2020-07-21