0001493152-20-013748.txt : 20200721 0001493152-20-013748.hdr.sgml : 20200721 20200721215521 ACCESSION NUMBER: 0001493152-20-013748 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200718 FILED AS OF DATE: 20200721 DATE AS OF CHANGE: 20200721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN ROBERT ANDREW CENTRAL INDEX KEY: 0001258360 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38325 FILM NUMBER: 201040136 MAIL ADDRESS: STREET 1: C/O ITUS CORPORATION STREET 2: 12100 WILSHIRE BOULEVARD, SUITE 1275 CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hancock Jaffe Laboratories, Inc. CENTRAL INDEX KEY: 0001661053 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330936180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 70 DOPPLER CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-261-2900 MAIL ADDRESS: STREET 1: 70 DOPPLER CITY: IRVINE STATE: CA ZIP: 92618 4 1 ownership.xml X0306 4 2020-07-18 0 0001661053 Hancock Jaffe Laboratories, Inc. HJLI 0001258360 BERMAN ROBERT ANDREW C/O JAFFE LABORATORIES, 70 DOPPLER IRVINE CA 92618 0 1 0 0 CEO Stock Option 0.40 2020-07-18 4 A 0 1000000 0 A 2030-07-18 Common Stock 100000 1000000 D The common stock options were issued to the Reporting Person on July 18, 2020. The award is subject to time-based vesting and will vest in equal monthly portions over three years. /s/ Robert A. Berman 2020-07-21