0001437749-19-004078.txt : 20190305 0001437749-19-004078.hdr.sgml : 20190305 20190305165657 ACCESSION NUMBER: 0001437749-19-004078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUDLEY EDWARD L CENTRAL INDEX KEY: 0001258029 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36865 FILM NUMBER: 19659273 MAIL ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 81303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocky Mountain Chocolate Factory, Inc. CENTRAL INDEX KEY: 0001616262 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 471535633 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 BUSINESS PHONE: (970) 259-0554 MAIL ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Rocky Mountain Brands, Inc. DATE OF NAME CHANGE: 20140808 4 1 rdgdoc.xml ELDF403012019 X0306 4 2019-03-01 0001616262 Rocky Mountain Chocolate Factory, Inc. RMCF 0001258029 DUDLEY EDWARD L 265 TURNER DRIVE DURANGO CO 81303 1 VP Sales & Marketing Common 2019-03-01 4 A 0 25000 0 A 62063 D Represents a restricted stock unit award granted under the issuer's 2007 Equity Incentive Plan, which vests in 6 equal annual installments beginning on the first anniversary of the grant date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. /s/ Edward L. Dudley 2019-03-05