0001553350-20-000004.txt : 20200102
0001553350-20-000004.hdr.sgml : 20200102
20200102193332
ACCESSION NUMBER: 0001553350-20-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200102
FILED AS OF DATE: 20200102
DATE AS OF CHANGE: 20200102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MONAHAN JOHN J
CENTRAL INDEX KEY: 0001257825
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35994
FILM NUMBER: 20502839
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEAT BIOLOGICS, INC.
CENTRAL INDEX KEY: 0001476963
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262844103
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 801 CAPITOLA DRIVE
CITY: DURHAM
STATE: NC
ZIP: 27713
BUSINESS PHONE: 919-240-7133
MAIL ADDRESS:
STREET 1: 801 CAPITOLA DRIVE
CITY: DURHAM
STATE: NC
ZIP: 27713
4
1
monahan4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-01-02
0
0001476963
HEAT BIOLOGICS, INC.
HTBX
0001257825
MONAHAN JOHN J
C/O HEAT BIOLOGICS, INC.
627 DAVIS DRIVE
MORRISVILLE
NC
27560
1
0
0
0
Stock Options
0.464
2020-01-02
4
A
0
150000
0
A
2020-01-02
2030-01-02
Common Stock
150000
150000
D
The stock option to purchase 150,000 shares of Common Stock vests as follows: 50% vest immediately, 30% vest on the one year anniversary of the date of grant, 10% vest on the two year anniversary of the date of grant and 10% vest on the three year anniversary of the date of grant, subject to the reporting person's continued service to the Company as a member of the Board of Directors.
/s/ John Monahan
2020-01-02