0001553350-20-000004.txt : 20200102 0001553350-20-000004.hdr.sgml : 20200102 20200102193332 ACCESSION NUMBER: 0001553350-20-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200102 FILED AS OF DATE: 20200102 DATE AS OF CHANGE: 20200102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MONAHAN JOHN J CENTRAL INDEX KEY: 0001257825 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35994 FILM NUMBER: 20502839 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEAT BIOLOGICS, INC. CENTRAL INDEX KEY: 0001476963 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262844103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 801 CAPITOLA DRIVE CITY: DURHAM STATE: NC ZIP: 27713 BUSINESS PHONE: 919-240-7133 MAIL ADDRESS: STREET 1: 801 CAPITOLA DRIVE CITY: DURHAM STATE: NC ZIP: 27713 4 1 monahan4.xml OWNERSHIP DOCUMENT X0306 4 2020-01-02 0 0001476963 HEAT BIOLOGICS, INC. HTBX 0001257825 MONAHAN JOHN J C/O HEAT BIOLOGICS, INC. 627 DAVIS DRIVE MORRISVILLE NC 27560 1 0 0 0 Stock Options 0.464 2020-01-02 4 A 0 150000 0 A 2020-01-02 2030-01-02 Common Stock 150000 150000 D The stock option to purchase 150,000 shares of Common Stock vests as follows: 50% vest immediately, 30% vest on the one year anniversary of the date of grant, 10% vest on the two year anniversary of the date of grant and 10% vest on the three year anniversary of the date of grant, subject to the reporting person's continued service to the Company as a member of the Board of Directors. /s/ John Monahan 2020-01-02