The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001257734
   Corporation
   Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
X Other (Specify)

Insurance Company Separate Account
Name of Issuer
LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z
Jurisdiction of Incorporation/Organization
INDIANA
Year of Incorporation/Organization
X Over Five Years Ago
   Within Last Five Years (Specify Year)
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z
Street Address 1 Street Address 2
1300 South Clinton Street
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
Fort Wayne INDIANA 46802 1-800-454-6265

3. Related Persons

Last Name First Name Middle Name
Glass Dennis R.
Street Address 1 Street Address 2
150 North Radnor Chester Road
City State/Province/Country ZIP/PostalCode
Radnor PENNSYLVANIA 19087
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Fuller Wilford H
Street Address 1 Street Address 2
150 North Radnor Chester Road
City State/Province/Country ZIP/PostalCode
Radnor PENNSYLVANIA 19087
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Freitag Randall
Street Address 1 Street Address 2
150 North Radnor Chester Road
City State/Province/Country ZIP/PostalCode
Radnor PENNSYLVANIA 19087
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Ryan Keith J
Street Address 1 Street Address 2
1300 South Clinton Street
City State/Province/Country ZIP/PostalCode
Fort Wayne INDIANA 46802
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Ellen Cooper
Street Address 1 Street Address 2
150 North Radnor Chester Road
City State/Province/Country ZIP/PostalCode
Radnor PENNSYLVANIA 19087
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Roday Leon E
Street Address 1 Street Address 2
150 North Radnor Chester Road
City State/Province/Country ZIP/PostalCode
Radnor PENNSYLVANIA 19087
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
X Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
 Retailing
  
 Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
 Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
X Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))
   Rule 504 (b)(1)(i)
   Rule 504 (b)(1)(ii)
   Rule 504 (b)(1)(iii)
   Rule 506(b)
   Rule 506(c)
   Securities Act Section 4(a)(5)
X Investment Company Act Section 3(c)
X Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
X Section 3(c)(7)

7. Type of Filing

X New Notice Date of First Sale 2007-02-01    First Sale Yet to Occur
   Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X Yes    No

9. Type(s) of Securities Offered (select all that apply)

   Equity X Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security X Other (describe)
Interest in Separate Account issued pursuant to variable life insurance policies.

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $1,000,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
Andrew P. Kraus 2180309
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Merrill Lynch 7691
Street Address 1 Street Address 2
4800 Deer Lake Drive
City State/Province/Country ZIP/Postal Code
Jacksonville FLORIDA 32246
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW YORK
Recipient
Recipient CRD Number    None
William E. Schantz II 1923047
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M. Holdings Securities, Inc. 43285
Street Address 1 Street Address 2
205 S. E. Spokane Street
City State/Province/Country ZIP/Postal Code
Portland OREGON 97202-6413
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
PENNSYLVANIA
TEXAS
Recipient
Recipient CRD Number    None
William J. Folan 1881520
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Executive Services Securities, Inc. 25299
Street Address 1 Street Address 2
3445 Peachtreet Road NE
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30326-1156
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DISTRICT OF COLUMBIA
GEORGIA
NEW YORK
Recipient
Recipient CRD Number    None
Raymond Vandegrift, Sr 4384430
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
AXA Advisors, LLC 6627
Street Address 1 Street Address 2
40 Monument Road
City State/Province/Country ZIP/Postal Code
Bala Cynwyd PENNSYLVANIA 19004
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
GEORGIA
MARYLAND
NEW JERSEY
PENNSYLVANIA
Recipient
Recipient CRD Number    None
Jimmy Edwards 4342552
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M. Holdings Securities, Inc. 43285
Street Address 1 Street Address 2
205 S. E. Spokane Street
City State/Province/Country ZIP/Postal Code
Portland OREGON 97202
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
PENNSYLVANIA
TEXAS
Recipient
Recipient CRD Number    None
Brian J. Burns 1548913
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Morgan Stanley DW Inc 149777
Street Address 1 Street Address 2
Harborside Fincl. Center Plaza II 34 Exchange Pl. Fl. 7
City State/Province/Country ZIP/Postal Code
Jersey City NEW JERSEY 07311
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
FLORIDA
GEORGIA
NEW JERSEY
NEW YORK
Recipient
Recipient CRD Number    None
Michael D. Marchiano 4663748
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Morgan Stanley DW Inc. 149777
Street Address 1 Street Address 2
Harborside Fincl. Center Plaza II 34 Exchange Pl. Fl. 7
City State/Province/Country ZIP/Postal Code
Jersey City NEW JERSEY 07311
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CONNECTICUT
FLORIDA
GEORGIA
MASSACHUSETTS
NEW JERSEY
NEW YORK
PENNSYLVANIA
Recipient
Recipient CRD Number    None
Eric Wittenmyer 2409548
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
AON Executive Benefits, Inc. 4138
Street Address 1 Street Address 2
365 Piedmont Road NE One Piedmont Center, Suite 600
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30305
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ILLINOIS
IOWA
OHIO
Recipient
Recipient CRD Number    None
Peter T. Scott 4013005
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Purshe Kaplan Sterling Investments 35747
Street Address 1 Street Address 2
18 Corporate Woods Blvd.
City State/Province/Country ZIP/Postal Code
Albany NEW YORK 12211-2522
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW JERSEY
NEW YORK
Recipient
Recipient CRD Number    None
Michael D. Shannon 1314743
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
The Newport Group, Inc. 29722
Street Address 1 Street Address 2
300 International Parkway Suite 270
City State/Province/Country ZIP/Postal Code
Heathrow FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
COLORADO
DELAWARE
FLORIDA
GEORGIA
NORTH CAROLINA
PENNSYLVANIA
Recipient
Recipient CRD Number    None
Charles Steinberg 1624429
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Aon Consulting, Inc. 4138
Street Address 1 Street Address 2
3565 Piedmont Road NE. Bldg. 1 Ste. 600
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30335
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
ILLINOIS
NEW JERSEY
NEW MEXICO
NEW YORK
OHIO
PENNSYLVANIA
Recipient
Recipient CRD Number    None
David W. Stecher 1594959
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
NFP Securities 42046
Street Address 1 Street Address 2
1250 Capital of Texas Parkway Suite 2125
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
COLORADO
DELAWARE
FLORIDA
GEORGIA
ILLINOIS
IOWA
MARYLAND
NEW JERSEY
NEW YORK
NORTH CAROLINA
PENNSYLVANIA
TEXAS
VIRGINIA
Recipient
Recipient CRD Number    None
William R. Holton 1034277
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Northwestern Mutual Investment Services 2881
Street Address 1 Street Address 2
611 E. Wisconsin Avenue E131
City State/Province/Country ZIP/Postal Code
Milwaukee WISCONSIN 53202
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
OHIO
Recipient
Recipient CRD Number    None
Scott W. Holton 4695319
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Northwestern Mutual Investment Services 2881
Street Address 1 Street Address 2
611 E. Wisconsin Avenue E131
City State/Province/Country ZIP/Postal Code
Milwaukee WISCONSIN 53202
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
NEW JERSEY
OHIO
Recipient
Recipient CRD Number    None
George V. Blaha 1611833
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Northwestern Mutual Investment Services 2881
Street Address 1 Street Address 2
611 E. Wisconsin Avenue E131
City State/Province/Country ZIP/Postal Code
Milwaukee WISCONSIN 53202
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
FLORIDA
GEORGIA
ILLINOIS
INDIANA
IOWA
KENTUCKY
MARYLAND
MASSACHUSETTS
MICHIGAN
MISSOURI
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NORTH CAROLINA
OHIO
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH CAROLINA
TENNESSEE
TEXAS
VERMONT
WASHINGTON
WEST VIRGINIA
WISCONSIN
Recipient
Recipient CRD Number X None
Richard A. DeVita, Jr. None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Northwestern Mutual Investment Services 2881
Street Address 1 Street Address 2
611 E. Wisconsin Avenue E131
City State/Province/Country ZIP/Postal Code
Milwaukee WISCONSIN 53202
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
FLORIDA
GEORGIA
MAINE
NORTH CAROLINA
PENNSYLVANIA
SOUTH CAROLINA
Recipient
Recipient CRD Number    None
Kevin J. Broderick 2470823
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Purshe Kaplan Sterling Investments 35747
Street Address 1 Street Address 2
18 Corporate Woods Blvd.
City State/Province/Country ZIP/Postal Code
Albany NEW YORK 12211-2522
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
PENNSYLVANIA
Recipient
Recipient CRD Number    None
Kenneth Dayton 2257725
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newport Group Securities, Inc 29722
Street Address 1 Street Address 2
300 International Parkway Suite 270
City State/Province/Country ZIP/Postal Code
Heathrow FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
GEORGIA
MINNESOTA
TENNESSEE
Recipient
Recipient CRD Number    None
Nick Della Vedova 2884873
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
NFP Securities 42046
Street Address 1 Street Address 2
1250 Capital Texas Pkwy Suite 2125
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
DELAWARE
GEORGIA
LOUISIANA
NEW HAMPSHIRE
NEW YORK
TEXAS
VIRGINIA
Recipient
Recipient CRD Number    None
Robert C. Whittington 2661019
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
UBS Financial Services 8174
Street Address 1 Street Address 2
1000 Harbor Blvd. 7th Floor
City State/Province/Country ZIP/Postal Code
Weehawken NEW JERSEY 07070
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
Recipient
Recipient CRD Number    None
Thomas J. Cleary 1506072
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
UBS Financial Services 8174
Street Address 1 Street Address 2
1000 Harbor Blvd. 7th Floor
City State/Province/Country ZIP/Postal Code
weehawken NEW JERSEY 07070
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
FLORIDA
GEORGIA
ILLINOIS
INDIANA
MICHIGAN
NEW JERSEY
NEW YORK
NORTH CAROLINA
OREGON
TENNESSEE
Recipient
Recipient CRD Number    None
Gary Block 1666471
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Kestra Investment Services, LLC 42046
Street Address 1 Street Address 2
One Commerce Square 2005 Market Street, Suite 1100
City State/Province/Country ZIP/Postal Code
Philadelphia PENNSYLVANIA 19103
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALASKA
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
ILLINOIS
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
NEW JERSEY
NEW YORK
NORTH CAROLINA
OHIO
PENNSYLVANIA
RHODE ISLAND
SOUTH DAKOTA
TENNESSEE
TEXAS
VERMONT
VIRGINIA
WASHINGTON
Recipient
Recipient CRD Number    None
William Schantz 1923047
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M Holdings Securities, Inc. 43285
Street Address 1 Street Address 2
600 Hamilton Street Suite 900
City State/Province/Country ZIP/Postal Code
Allentown PENNSYLVANIA 18101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
PENNSYLVANIA
Recipient
Recipient CRD Number    None
Trent Sanden 2877664
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
UBS Financial Services 8174
Street Address 1 Street Address 2
925 4th Avenue 31st & 32nd Floor
City State/Province/Country ZIP/Postal Code
Seattle WASHINGTON 98104
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
ALASKA
ARIZONA
CALIFORNIA
COLORADO
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
HAWAII
IDAHO
ILLINOIS
IOWA
MASSACHUSETTS
MICHIGAN
MONTANA
NEW MEXICO
NEW YORK
NORTH CAROLINA
OHIO
OREGON
PENNSYLVANIA
SOUTH CAROLINA
TENNESSEE
TEXAS
UTAH
VIRGINIA
WASHINGTON
WISCONSIN
WYOMING
Recipient
Recipient CRD Number    None
John Argue 2472387
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
FAS Corp. 43536
Street Address 1 Street Address 2
4747 West 135th Street No. 100
City State/Province/Country ZIP/Postal Code
Leawood KANSAS 66224
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
DELAWARE
NORTH CAROLINA
Recipient
Recipient CRD Number    None
Richard Callister 3185802
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
FAS Corp 43536
Street Address 1 Street Address 2
4747 West 135th Street No. 100
City State/Province/Country ZIP/Postal Code
Leawood KANSAS 66224
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
COLORADO
DELAWARE
NEW JERSEY
NORTH CAROLINA
OHIO
UTAH
Recipient
Recipient CRD Number    None
David Peacock 2772962
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Northwester Mutual Investment Services 2881
Street Address 1 Street Address 2
611 E. Wisconsin Ave E131
City State/Province/Country ZIP/Postal Code
Milwaukee WISCONSIN 53202
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
NORTH CAROLINA
TEXAS
Recipient
Recipient CRD Number    None
Scott Lane 1909638
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Northwester Mutual Investment Services 2881
Street Address 1 Street Address 2
611 E. Wisconsin Ave E131
City State/Province/Country ZIP/Postal Code
Milwaukee WISCONSIN 53202
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
TEXAS
Recipient
Recipient CRD Number    None
Shawn Hintz 2626246
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
UBS Financial Services 8174
Street Address 1 Street Address 2
925 4th Avenue 31 & 32 Floor
City State/Province/Country ZIP/Postal Code
Seattle WASHINGTON 98104
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
ALASKA
ARIZONA
CALIFORNIA
COLORADO
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
HAWAII
IDAHO
IOWA
MASSACHUSETTS
MICHIGAN
MONTANA
NEW MEXICO
NEW YORK
NORTH CAROLINA
OHIO
OREGON
PENNSYLVANIA
SOUTH CAROLINA
TEXAS
UTAH
VIRGINIA
WASHINGTON
WISCONSIN
WYOMING
Recipient
Recipient CRD Number    None
Thomas A. Cook 5577551
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Capacuity Securities, Inc 15384
Street Address 1 Street Address 2
300 International Parkway Suite 350
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
COLORADO
DELAWARE
FLORIDA
MICHIGAN
UTAH
Recipient
Recipient CRD Number    None
David Cammack 2752356
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newport Group Securities 29722
Street Address 1 Street Address 2
8350 North Central Expressway Suite 900
City State/Province/Country ZIP/Postal Code
Dallas TEXAS 75206
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
ILLINOIS
INDIANA
LOUISIANA
MASSACHUSETTS
MICHIGAN
MISSISSIPPI
MISSOURI
NEW YORK
NORTH CAROLINA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
SOUTH CAROLINA
TEXAS
UTAH
VIRGINIA
WASHINGTON
WISCONSIN
Recipient
Recipient CRD Number    None
Adam C. Monson 6037491
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Valmark Securities, Inc 31243
Street Address 1 Street Address 2
600 36th Street
City State/Province/Country ZIP/Postal Code
Newport Beach CALIFORNIA 92663
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
COLORADO
DELAWARE
GEORGIA
MARYLAND
MICHIGAN
MINNESOTA
UTAH
Recipient
Recipient CRD Number    None
Andrew P. Arigo 2949837
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newport Group Securities, Inc. 29722
Street Address 1 Street Address 2
300 International Parkway Suite 270
City State/Province/Country ZIP/Postal Code
Heathrow FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
FLORIDA
MISSISSIPPI
Recipient
Recipient CRD Number    None
John B. Mott 717201
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Morgan Stanley & Co 8209
Street Address 1 Street Address 2
New York Plaza 12
City State/Province/Country ZIP/Postal Code
New York NEW YORK 10004
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
LOUISIANA
TEXAS
Recipient
Recipient CRD Number    None
Kirk Penland 3203257
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Lion Street Financial, LLC 165828
Street Address 1 Street Address 2
City Place Tower , 2711 N. Haskell Avenu Number 2901
City State/Province/Country ZIP/Postal Code
Dallas TEXAS 75204
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
FLORIDA
GEORGIA
HAWAII
IDAHO
ILLINOIS
INDIANA
IOWA
KANSAS
KENTUCKY
LOUISIANA
MAINE
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
MISSISSIPPI
MISSOURI
MONTANA
NEBRASKA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
NORTH DAKOTA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH CAROLINA
Recipient
Recipient CRD Number    None
Corby N. Dall 2060321
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Linsco/Private Ledger 6413
Street Address 1 Street Address 2
97885 Towne Centre Drive
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92121-1968
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
UTAH
Recipient
Recipient CRD Number    None
Kristine Kipsiaftis 2228782
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Valmark Securities 31243
Street Address 1 Street Address 2
130 Springside Drive Number 300
City State/Province/Country ZIP/Postal Code
Akron OHIO 44333
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
FLORIDA
GEORGIA
UTAH
Recipient
Recipient CRD Number    None
Phillip L. Currie, Jr. 1942867
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Valmark Securities 31243
Street Address 1 Street Address 2
130 Springside Drive Number 300
City State/Province/Country ZIP/Postal Code
Akron OHIO 44333
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
DELAWARE
UTAH
Recipient
Recipient CRD Number    None
Rhonda Miller 2817273
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M. Holdings Securities, Inc. 43285
Street Address 1 Street Address 2
205 S.E. Spokane Street
City State/Province/Country ZIP/Postal Code
Portland OREGON 97202-6413
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
CONNECTICUT
DELAWARE
FLORIDA
MARYLAND
MASSACHUSETTS
NEW YORK
NORTH CAROLINA
TEXAS
UTAH
Recipient
Recipient CRD Number    None
Jason M. Burlie 4072452
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M. Holdings Securities, Inc. 43285
Street Address 1 Street Address 2
205 S.E. Spokane Street
City State/Province/Country ZIP/Postal Code
Portland OREGON 97202-6413
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
COLORADO
NEW YORK
TEXAS
UTAH
Recipient
Recipient CRD Number X None
John Sanford None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M. Holdings Securities, Inc. 43285
Street Address 1 Street Address 2
205 S.E. Spokane Street
City State/Province/Country ZIP/Postal Code
Portland OREGON 97202-6413
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
FLORIDA
MINNESOTA
Recipient
Recipient CRD Number    None
Brian M. Sharkey 1623328
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
AXA Advisors 6627
Street Address 1 Street Address 2
40 Monument Road
City State/Province/Country ZIP/Postal Code
Bala Cynwyd PENNSYLVANIA 19004
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
ARKANSAS
CALIFORNIA
DELAWARE
ILLINOIS
IOWA
KANSAS
KENTUCKY
MARYLAND
MONTANA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
NORTH DAKOTA
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH DAKOTA
UTAH
VERMONT
WASHINGTON
WYOMING
Recipient
Recipient CRD Number    None
Robert J. Rainey 1794685
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M. Holdings 43285
Street Address 1 Street Address 2
7700 Irvine Center Drive Suite 930
City State/Province/Country ZIP/Postal Code
Irvine CALIFORNIA 92618
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARKANSAS
CALIFORNIA
HAWAII
LOUISIANA
NEVADA
NORTH CAROLINA
PENNSYLVANIA
UTAH
Recipient
Recipient CRD Number    None
Kenneith G. Gibson 1192002
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M Holdings 43285
Street Address 1 Street Address 2
7700 Irvine Center Drive Suite 930
City State/Province/Country ZIP/Postal Code
Irvine CALIFORNIA 92618
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
NORTH CAROLINA
PENNSYLVANIA
UTAH
Recipient
Recipient CRD Number    None
Craig A. Rutledge 1800720
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M Holdings 43285
Street Address 1 Street Address 2
7700 Irvine Center Drive Suite 930
City State/Province/Country ZIP/Postal Code
Irvine CALIFORNIA 92618
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
NEVADA
UTAH
Recipient
Recipient CRD Number    None
Kelley F. Snook 2437169
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Triad Advisors 25803
Street Address 1 Street Address 2
3254 University Drive Suite 190
City State/Province/Country ZIP/Postal Code
Auburn Hills MICHIGAN 48326
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MICHIGAN
MINNESOTA
Recipient
Recipient CRD Number    None
Thomas E. Miller 856008
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M Holdings 43285
Street Address 1 Street Address 2
7700 Irvine Center Drive Suite 930
City State/Province/Country ZIP/Postal Code
Irvine CALIFORNIA 92618
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARKANSAS
CALIFORNIA
DELAWARE
HAWAII
IOWA
LOUISIANA
NORTH CAROLINA
PENNSYLVANIA
UTAH
Recipient
Recipient CRD Number    None
Sean P. Devlin 2782108
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newport Group Securities, Inc. 29722
Street Address 1 Street Address 2
300 International Parkway Suite 270
City State/Province/Country ZIP/Postal Code
Heathrow FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
ARIZONA
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
FLORIDA
GEORGIA
HAWAII
ILLINOIS
INDIANA
KANSAS
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
NEW JERSEY
NEW YORK
NORTH CAROLINA
OHIO
PENNSYLVANIA
RHODE ISLAND
TENNESSEE
TEXAS
UTAH
VERMONT
VIRGINIA
WASHINGTON
Recipient
Recipient CRD Number    None
Andrew A. Goldman 1023255
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
AXA Advisors, LLC 6627
Street Address 1 Street Address 2
40 Monument Road
City State/Province/Country ZIP/Postal Code
Bala Cynwyd PENNSYLVANIA 19004
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
CONNECTICUT
DELAWARE
FLORIDA
MARYLAND
NEW JERSEY
NEW YORK
PENNSYLVANIA
Recipient
Recipient CRD Number    None
Andrew D. Rubin 1009086
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
AXA Advisors, LLC 6627
Street Address 1 Street Address 2
40 Monumnet Road
City State/Province/Country ZIP/Postal Code
Bala Cynwyd PENNSYLVANIA 19004
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
CONNECTICUT
DELAWARE
FLORIDA
ILLINOIS
MASSACHUSETTS
NEVADA
NEW JERSEY
NEW YORK
PENNSYLVANIA
Recipient
Recipient CRD Number    None
Anthony E. Vandervort 1744783
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
AXA Advisors, LLC 6627
Street Address 1 Street Address 2
40 Monument Road
City State/Province/Country ZIP/Postal Code
Bala Cynwyd PENNSYLVANIA 19004
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
NORTH CAROLINA
PENNSYLVANIA
Recipient
Recipient CRD Number    None
George W. Karr Jr. 264570
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
AXA Advisors, LLC 6627
Street Address 1 Street Address 2
40 Monument Road
City State/Province/Country ZIP/Postal Code
Bala Cynwyd PENNSYLVANIA 19004
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
DELAWARE
ILLINOIS
KANSAS
MARYLAND
MINNESOTA
MONTANA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
OREGON
PENNSYLVANIA
RHODE ISLAND
VERMONT
WASHINGTON
Recipient
Recipient CRD Number    None
William C. McDuffee OOO 4260369
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Aon Securities Inc. 4138
Street Address 1 Street Address 2
3565 Piedmont Road NE One Piedmont Center, Suite 600
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30305
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
ALASKA
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
HAWAII
IDAHO
ILLINOIS
INDIANA
IOWA
KANSAS
KENTUCKY
LOUISIANA
MAINE
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
MISSISSIPPI
MISSOURI
MONTANA
NEBRASKA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
NORTH DAKOTA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH CAROLINA
SOUTH DAKOTA
TENNESSEE
TEXAS
UTAH
VERMONT
VIRGINIA
WASHINGTON
WEST VIRGINIA
WISCONSIN
WYOMING
Recipient
Recipient CRD Number    None
Michael D. Whitehurst 2609943
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Merrill Lynch, Pierce, Fenner & Smith 7691
Street Address 1 Street Address 2
200 Concord Plaza Drive
City State/Province/Country ZIP/Postal Code
San Antonio TEXAS 78216
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
ARIZONA
CALIFORNIA
COLORADO
CONNECTICUT
FLORIDA
GEORGIA
ILLINOIS
KANSAS
KENTUCKY
LOUISIANA
MICHIGAN
MINNESOTA
NEW MEXICO
NORTH CAROLINA
NORTH DAKOTA
SOUTH CAROLINA
TENNESSEE
TEXAS
Recipient
Recipient CRD Number    None
John M. Dahle 2443841
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
NewPort Group Securities, Inc. 29722
Street Address 1 Street Address 2
300 International Parkway Suite 270
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
FLORIDA
GEORGIA
ILLINOIS
INDIANA
IOWA
LOUISIANA
MASSACHUSETTS
MICHIGAN
MINNESOTA
MISSISSIPPI
MISSOURI
NEW HAMPSHIRE
NEW JERSEY
NEW YORK
NORTH CAROLINA
OHIO
OKLAHOMA
PENNSYLVANIA
SOUTH CAROLINA
TENNESSEE
TEXAS
UTAH
VIRGINIA
WASHINGTON
WEST VIRGINIA
Recipient
Recipient CRD Number    None
Fred Hill 3035352
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Executive Services Securities, LLC 25299
Street Address 1 Street Address 2
3445 Peachtree Road NE Suite 200
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30326
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
CONNECTICUT
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
IOWA
LOUISIANA
MARYLAND
MASSACHUSETTS
MICHIGAN
MISSOURI
NEBRASKA
NEW JERSEY
NEW YORK
NORTH CAROLINA
OHIO
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH DAKOTA
TENNESSEE
TEXAS
VIRGINIA
WASHINGTON
Recipient
Recipient CRD Number    None
Michael E. Nolan 1157483
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LFA 3978
Street Address 1 Street Address 2
6720-B Rockledge Drive Suite 140
City State/Province/Country ZIP/Postal Code
Bethesda MARYLAND 20817
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALASKA
CALIFORNIA
CONNECTICUT
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
ILLINOIS
IOWA
MARYLAND
MASSACHUSETTS
MINNESOTA
MISSOURI
NEBRASKA
NEVADA
NEW JERSEY
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH CAROLINA
SOUTH DAKOTA
TENNESSEE
TEXAS
UTAH
VIRGINIA
WEST VIRGINIA
WISCONSIN
Recipient
Recipient CRD Number    None
Patricia S. Wenzel 2208651
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Merrill Lynch 7691
Street Address 1 Street Address 2
1221 McKinney Sreet
City State/Province/Country ZIP/Postal Code
Houston TEXAS 77010
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
ALASKA
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
ILLINOIS
INDIANA
IOWA
KENTUCKY
LOUISIANA
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
MISSISSIPPI
MISSOURI
NEVADA
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
NORTH DAKOTA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
SOUTH CAROLINA
TENNESSEE
TEXAS
UTAH
VIRGINIA
WASHINGTON
WISCONSIN
WYOMING
Recipient
Recipient CRD Number    None
Chris A. Messick 2411282
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Northwestern Mutual 2881
Street Address 1 Street Address 2
611 E. Wisconsin Avenue E131
City State/Province/Country ZIP/Postal Code
Milwaukee WISCONSIN 53202
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARKANSAS
CALIFORNIA
COLORADO
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
ILLINOIS
INDIANA
KANSAS
LOUISIANA
MAINE
MARYLAND
MASSACHUSETTS
MINNESOTA
MISSISSIPPI
MISSOURI
MONTANA
NEW HAMPSHIRE
NEW JERSEY
NEW YORK
NORTH CAROLINA
OHIO
OKLAHOMA
RHODE ISLAND
SOUTH CAROLINA
TENNESSEE
TEXAS
VIRGINIA
WASHINGTON
Recipient
Recipient CRD Number    None
Luther Lockwood II 2082331
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M Holdings Securities 43285
Street Address 1 Street Address 2
10017 E. Morehead Street Suite 100
City State/Province/Country ZIP/Postal Code
Charlotte NORTH CAROLINA 28204
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALASKA
CALIFORNIA
CONNECTICUT
DELAWARE
FLORIDA
GEORGIA
ILLINOIS
NORTH CAROLINA
SOUTH CAROLINA
TEXAS
VIRGINIA
Recipient
Recipient CRD Number    None
Frederick Nolan Williams 2134162
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Wells Fargo Clearing Services 19616
Street Address 1 Street Address 2
1525 W.W.T. Harris Blvd. Suite 1A1
City State/Province/Country ZIP/Postal Code
Charlotte NORTH CAROLINA 28262
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
ILLINOIS
INDIANA
KENTUCKY
MARYLAND
MICHIGAN
MINNESOTA
MISSOURI
NEW YORK
NORTH CAROLINA
OHIO
PENNSYLVANIA
SOUTH CAROLINA
TENNESSEE
VIRGINIA
WEST VIRGINIA
WISCONSIN
Recipient
Recipient CRD Number    None
Roger Cammon 1055486
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M Holdings Securities 43285
Street Address 1 Street Address 2
Peabody Plaza 701 Market Street Suite 1200
City State/Province/Country ZIP/Postal Code
St. Louis MISSOURI 63101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARKANSAS
CALIFORNIA
FLORIDA
INDIANA
KANSAS
MINNESOTA
MISSOURI
MONTANA
NEVADA
NEW MEXICO
NORTH CAROLINA
OHIO
OREGON
TENNESSEE
TEXAS
VIRGINIA
WASHINGTON
WISCONSIN
Recipient
Recipient CRD Number    None
Peter Quinn 4545901
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Wells Fargo Clearing Services 19616
Street Address 1 Street Address 2
1525 W.W.T. Harris Blvd. 1A1
City State/Province/Country ZIP/Postal Code
Charlotte NORTH CAROLINA 28262
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALASKA
ARIZONA
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
IDAHO
IOWA
KANSAS
MAINE
MASSACHUSETTS
MONTANA
NEBRASKA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
NORTH DAKOTA
OKLAHOMA
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH DAKOTA
TEXAS
UTAH
VERMONT
VIRGINIA
WASHINGTON
WYOMING
Recipient
Recipient CRD Number    None
George Chirayil 5951603
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Kestra Investment Services LLC 42046
Street Address 1 Street Address 2
9442 Capital of Texas Highway North Suite 950
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78759
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
COLORADO
DELAWARE
NEW YORK
NORTH DAKOTA
TEXAS
Recipient
Recipient CRD Number    None
Andrew L. Kuchera 6690625
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Kestra Investment Services LLC 42046
Street Address 1 Street Address 2
9442 Capital of Texas Highway North Suite 950
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78759
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
ARKANSAS
COLORADO
DELAWARE
IOWA
MARYLAND
MICHIGAN
NEW YORK
NORTH DAKOTA
OKLAHOMA
TEXAS
VIRGINIA
Recipient
Recipient CRD Number    None
Suzette Clark 3153620
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Lockton Financial Advisors 137476
Street Address 1 Street Address 2
444 W. 47th Street Suite 900
City State/Province/Country ZIP/Postal Code
Kansas City MISSOURI 64112
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
IDAHO
ILLINOIS
INDIANA
IOWA
KANSAS
KENTUCKY
NEBRASKA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NEW YORK
NORTH CAROLINA
NORTH DAKOTA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
SOUTH CAROLINA
TENNESSEE
TEXAS
UTAH
Recipient
Recipient CRD Number    None
Kenneth Depaola 6312756
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Valmark Securities, Inc. 31243
Street Address 1 Street Address 2
150 South Wacker Drive Suite 2400
City State/Province/Country ZIP/Postal Code
Chicago ILLINOIS 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
ILLINOIS
INDIANA
MINNESOTA
WISCONSIN
Recipient
Recipient CRD Number    None
Scott McGee 4768668
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newport Group Securities 29722
Street Address 1 Street Address 2
300 Primera Blvd. Suite 200
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
FLORIDA
GEORGIA
ILLINOIS
INDIANA
IOWA
LOUISIANA
MASSACHUSETTS
MICHIGAN
MINNESOTA
MISSISSIPPI
MISSOURI
NEW JERSEY
NEW YORK
NORTH CAROLINA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
SOUTH CAROLINA
SOUTH DAKOTA
TENNESSEE
TEXAS
UTAH
VIRGINIA
WASHINGTON
WEST VIRGINIA
WISCONSIN
Recipient
Recipient CRD Number    None
Gordon Thomas Chisholm 2938261
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Valmark Securities 31243
Street Address 1 Street Address 2
150 South Wacker Drive Suite 2400
City State/Province/Country ZIP/Postal Code
Chicago ILLINOIS 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
FLORIDA
ILLINOIS
KENTUCKY
MASSACHUSETTS
MICHIGAN
MINNESOTA
NEW YORK
NORTH CAROLINA
OHIO
PENNSYLVANIA
TEXAS
VIRGINIA
WISCONSIN

13. Offering and Sales Amounts

Total Offering Amount USD
or X Indefinite
Total Amount Sold $1,817,788,087 USD
Total Remaining to be Sold USD
or X Indefinite

Clarification of Response (if Necessary):

14. Investors

  
 Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
77

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $118,173,048 USD
   Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
   Estimate

Clarification of Response (if Necessary):

As an issuer of the variable life insurance policies, The Lincoln National Life Ins. Co. will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z /s/Scott C. Durocher Scott C. Durocher Assistant Vice President, Senior Counsel 2019-12-12

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.