0001437749-19-013228.txt : 20190701 0001437749-19-013228.hdr.sgml : 20190701 20190701163037 ACCESSION NUMBER: 0001437749-19-013228 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190627 FILED AS OF DATE: 20190701 DATE AS OF CHANGE: 20190701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANNER JOE D CENTRAL INDEX KEY: 0001257546 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38815 FILM NUMBER: 19933564 MAIL ADDRESS: STREET 1: 28720 ROADSIDE DRIVE STREET 2: SUITE 128 CITY: AGOURA HILLS STATE: CA ZIP: 91301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Soliton, Inc. CENTRAL INDEX KEY: 0001548187 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 364729076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1225 NORTH LOOP WEST, STE. 725 CITY: HOUSTON STATE: TX ZIP: 77008 BUSINESS PHONE: 713-305-5041 MAIL ADDRESS: STREET 1: 1225 NORTH LOOP WEST, STE. 725 CITY: HOUSTON STATE: TX ZIP: 77008 4 1 rdgdoc.xml FORM 4 X0306 4 2019-06-27 0001548187 Soliton, Inc. SOLY 0001257546 TANNER JOE D C/O SOLITON, INC. 5304 ASHBROOK DRIVE HOUSTON TX 77081 1 Chief Operating Officer Stock option (right to buy) 14.62 2019-06-27 4 A 0 16400 A 2029-06-27 Common Stock 16400 337150 D The stock options set forth in this table vest in four equal annual installments beginning on the first anniversary of the Transaction Date and are subject to the grantee's continued service to the Company on each vesting date. The stock options were issued in connection with the reporting person's employment with the Company. /s/ Joe D. Tanner 2019-06-28