0000950123-20-005106.txt : 20200515 0000950123-20-005106.hdr.sgml : 20200515 20200515090016 ACCESSION NUMBER: 0000950123-20-005106 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WHITEBOX ADVISORS LLC CENTRAL INDEX KEY: 0001257391 IRS NUMBER: 411957584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10715 FILM NUMBER: 20880881 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 500 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-253-6001 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 500 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001257391 XXXXXXXX 03-31-2020 03-31-2020 Whitebox Advisors LLC

3033 Excelsior Blvd. Suite 500 Minneapolis MN 55416

13F HOLDINGS REPORT 028-10715 N Robert Riepe 612-253-6001 /S/ Robert Riepe Minneapolis MN 05-15-2020 0 79 198610 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 8294 10768000 PRN SOLE 10768000 0 0 AEGERION PHARMACEUTICALS INC NOTE 5.000% 4/0 00767EAC6 2717 2860433 PRN SOLE 2860433 0 0 ALLERGAN PLC SHS G0177J108 69952 394987 SH SOLE 394987 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 4634 1283694 SH SOLE 1283694 0 0 AMKOR TECHNOLOGY INC COM 031652100 943 121041 SH SOLE 121041 0 0 APHRIA INC PUT 03765K954 1836 600000 SH Put SOLE 600000 0 0 APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 20961 30237000 PRN SOLE 30237000 0 0 AVIS BUDGET GROUP COM 053774105 4480 322336 SH SOLE 322336 0 0 BAUSCH HEALTH COS INC COM 071734107 253 16315 SH SOLE 16315 0 0 BEAZER HOMES USA INC COM NEW 07556Q881 3461 537423 SH SOLE 537423 0 0 BHP GROUP PLC SPONSORED ADR 05545E209 16644 548592 SH SOLE 548592 0 0 BLACKSTONE MTG 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292554AK8 13910 16250000 PRN SOLE 16250000 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 512 299144 SH SOLE 299144 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/0 30063PAC9 10199 13000000 PRN SOLE 13000000 0 0 GOGO INC NOTE 6.000% 5/1 38046CAD1 7635 12725000 PRN SOLE 12725000 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 503 86356 SH SOLE 86356 0 0 GRIFOLS S A SP ADR REP B NVT 398438408 53900 2676278 SH SOLE 2676278 0 0 HALLIBURTON CO COM 406216101 988 144182 SH SOLE 144182 0 0 I3 VERTICALS INC COM CL A 46571Y107 217 11378 SH SOLE 11378 0 0 IAC INTERACTIVECORP COM 44919P508 156708 874343 SH SOLE 874343 0 0 INTELSAT S A NOTE 4.500% 6/1 45790VAB6 15182 77139000 PRN SOLE 77139000 0 0 INTL PAPER CO COM 460146103 393 12618 SH SOLE 12618 0 0 INTREXON CORP NOTE 3.500% 7/0 46122TAA0 5959 12100000 PRN SOLE 12100000 0 0 INVACARE CORP NOTE 5.000% 2/1 461203AF8 3161 3325000 PRN SOLE 3325000 0 0 ISHARES TR IBOXX INV CP ETF 464287242 19885 161000 SH SOLE 161000 0 0 ISTAR INC COM 45031U101 163 15363 SH SOLE 15363 0 0 LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 2426 3466000 PRN SOLE 3466000 0 0 LOWES COS INC COM 548661107 240 2785 SH SOLE 2785 0 0 MACYS INC COM 55616P104 548 111580 SH SOLE 111580 0 0 MARATHON PETE CORP CALL 56585A902 11810 500000 SH Call SOLE 500000 0 0 MARATHON PETE CORP COM 56585A102 105885 4482858 SH SOLE 4482858 0 0 MERITOR INC COM 59001K100 149 11268 SH SOLE 11268 0 0 MGM RESORTS INTERNATIONAL COM 552953101 171 14514 SH SOLE 14514 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 27397 19125000 PRN SOLE 19125000 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AF1 4619 4500000 PRN SOLE 4500000 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 19841 450000 SH SOLE 450000 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 1238 98700 SH SOLE 98700 0 0 NIO INC DEBT 4.500% 2/0 G6525FAA0 17622 35000000 PRN SOLE 35000000 0 0 NORDSTROM INC COM 655664100 390 25430 SH SOLE 25430 0 0 NOVAVAX INC NOTE 3.750% 2/0 670002AB0 48315 61459000 PRN SOLE 61459000 0 0 O-I GLASS INC COM 67098H104 2049 288243 SH SOLE 288243 0 0 OASIS PETROLEUM INC NOTE 2.625% 9/1 674215AJ7 3023 26313000 PRN SOLE 26313000 0 0 OLIN CORP COM PAR $1 680665205 138 11830 SH SOLE 11830 0 0 PACIFIC DRILLING SA LUXEMBOU COM L7257P205 654 1519857 SH SOLE 1519857 0 0 PAR PACIFIC HOLDINGS INC COM NEW 69888T207 2344 330086 SH SOLE 330086 0 0 PROTALIX BIOTHERAPEUTICS INC NOTE 7.500%11/1 74365AAD3 4452 5000000 PRN SOLE 5000000 0 0 QURATE RETAIL INC COM SER A 74915M100 1211 198307 SH SOLE 198307 0 0 REALOGY HLDGS CORP COM 75605Y106 290 96383 SH SOLE 96383 0 0 RYDER SYS INC COM 783549108 932 35258 SH SOLE 35258 0 0 SAEXPLORATION HLDGS INC COM PAR 78636X873 165 160480 SH SOLE 160480 0 0 SCIENTIFIC GAMES CORP COM 80874P109 529 54568 SH SOLE 54568 0 0 SPDR S&P 500 ETF TR CALL 78462F903 188158 730000 SH Call SOLE 730000 0 0 SPDR S&P 500 ETF TR PUT 78462F953 543854 2110000 SH Put SOLE 2110000 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 4266 296236 SH SOLE 296236 0 0 TENNECO INC CL A VTG COM STK 880349105 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