0000919574-16-014716.txt : 20160812
0000919574-16-014716.hdr.sgml : 20160812
20160812182106
ACCESSION NUMBER: 0000919574-16-014716
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160727
FILED AS OF DATE: 20160812
DATE AS OF CHANGE: 20160812
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAExploration Holdings, Inc.
CENTRAL INDEX KEY: 0001514732
STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382]
IRS NUMBER: 274867100
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1160 DAIRY ASHFORD RD.
STREET 2: SUITE 160
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: 281-258-4400
MAIL ADDRESS:
STREET 1: 1160 DAIRY ASHFORD RD.
STREET 2: SUITE 160
CITY: HOUSTON
STATE: TX
ZIP: 77079
FORMER COMPANY:
FORMER CONFORMED NAME: Trio Merger Corp.
DATE OF NAME CHANGE: 20110307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mercer Jacob Paul
CENTRAL INDEX KEY: 0001557929
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35471
FILM NUMBER: 161829454
MAIL ADDRESS:
STREET 1: 3033 EXCELSIOR BLVD
STREET 2: SUITE 30
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WBOX2015-7 LTD.
CENTRAL INDEX KEY: 0001681168
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35471
FILM NUMBER: 161829455
BUSINESS ADDRESS:
STREET 1: WATERFRONT DRIVE
STREET 2: WICKHAMS CAY 1
CITY: ROAD TOWN, TORTOLA
STATE: D8
ZIP: VG1110
BUSINESS PHONE: 612-253-6025
MAIL ADDRESS:
STREET 1: WATERFRONT DRIVE
STREET 2: WICKHAMS CAY 1
CITY: ROAD TOWN, TORTOLA
STATE: D8
ZIP: VG1110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Whitebox Multi-Strategy Partners LP
CENTRAL INDEX KEY: 0001452149
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35471
FILM NUMBER: 161829456
BUSINESS ADDRESS:
STREET 1: WATERFRONT DRIVE
STREET 2: WICKHAM'S CAY 1
CITY: ROAD TOWN, TORTOLA
STATE: D8
ZIP: 00000
BUSINESS PHONE: 612-253-6001
MAIL ADDRESS:
STREET 1: 3033 EXCELSIOR BOULEVARD
STREET 2: SUITE 300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
FORMER NAME:
FORMER CONFORMED NAME: Whitebox Combined Partners LP
DATE OF NAME CHANGE: 20081215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WHITEBOX GENERAL PARTNER LLC
CENTRAL INDEX KEY: 0001650272
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35471
FILM NUMBER: 161829457
BUSINESS ADDRESS:
STREET 1: 3033 EXCELSIOR BLVD.
STREET 2: SUITE 300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612-253-6001
MAIL ADDRESS:
STREET 1: 3033 EXCELSIOR BLVD.
STREET 2: SUITE 300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WHITEBOX ADVISORS LLC
CENTRAL INDEX KEY: 0001257391
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35471
FILM NUMBER: 161829458
BUSINESS ADDRESS:
STREET 1: 3033 EXCELSIOR BLVD.
STREET 2: SUITE 300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612-253-6001
MAIL ADDRESS:
STREET 1: 3033 EXCELSIOR BLVD.
STREET 2: SUITE 300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
3/A
1
p7227634.xml
OWNERSHIP DOCUMENT
X0206
3/A
2016-07-27
2016-08-02
0
0001514732
SAExploration Holdings, Inc.
SAEX
0001257391
WHITEBOX ADVISORS LLC
3033 EXCELSIOR BOULEVARD, SUITE 300
MINNEAPOLIS
MN
55416
1
0
1
0
0001650272
WHITEBOX GENERAL PARTNER LLC
3033 EXCELSIOR BOUELVARD, SUITE 300
MINNEAPOLIS
MN
55416
0
0
1
0
0001452149
Whitebox Multi-Strategy Partners LP
ESTERA CORPORATE SERVICES (BVI) LTD.
JAYLA PL, WICKHAMS CAY 1, ROAD TOWN
TORTOLA
D8
VG1110
VIRGIN ISLANDS, BRITISH
0
0
1
0
0001681168
WBOX2015-7 LTD.
WATERFRONT DR, WICKHAMS CAY 1, BOX 3190
ROAD TOWN
TORTOLA
D8
VG1110
VIRGIN ISLANDS, BRITISH
0
0
1
0
0001557929
Mercer Jacob Paul
C/O WHITEBOX ADVISORS LLC
3033 EXCELSIOR BOULEVARD SUITE 300
MINNEAPOLIS
MN
55416
1
0
0
0
Common Stock
2609039
I
See Footnote
Common Stock
1026461
D
Common Stock
943607
D
These securities are directly beneficially owned by certain private investment funds, including Whitebox Multi-Strategy Partners, LP ("WMP") (together, the "Private Funds") and WBox 2015-7 Ltd. a special purpose vehicle established to hold securities on behalf of the Private Funds (the "SPV") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and the SPV, and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds.
These securities are directly beneficially owned by the SPV. WMP may be deemed to indirectly beneficially own 638,787 of these securities.
These securities are directly beneficially owned by WMP.
Jacob Mercer does not beneficially own any securities. This amendment is being filed to correct the Form 3 filed by the Reporting Persons on August 2, 2016, which incorrectly stated that the securities reported in Table I were directly owned by Whitebox Advisors LLC. Each of Jacob Mercer, the Private Funds, the SPV, Whitebox Advisors LLC and Whitebox General Partner LLC disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
Whitebox Advisors LLC, By:/s/ Mark Strefling, Whitebox Advisors LLC, Chief Operating Officer
2016-08-12
Whitebox General Partner LLC By: /s/ Mark Strefling, Whitebox Advisors LLC, Chief Operating Officer
2016-08-12
WHITEBOX MULTI-STRATEGY PARTNERS, LP, By: Whitebox General Partner LLC, By: /s/ Mark Strefling, Mark Strefling, Whitebox Advisors LLC, Chief Operating Officer
2016-08-12
WBox 2015-7 Ltd., By: /s/ Mark Strefling, Director
2016-08-12
Jacob Mercer By: /s/ Jacob Mercer
2016-08-12