0000919574-16-014387.txt : 20160802
0000919574-16-014387.hdr.sgml : 20160802
20160802171959
ACCESSION NUMBER: 0000919574-16-014387
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160727
FILED AS OF DATE: 20160802
DATE AS OF CHANGE: 20160802
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAExploration Holdings, Inc.
CENTRAL INDEX KEY: 0001514732
STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382]
IRS NUMBER: 274867100
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1160 DAIRY ASHFORD RD.
STREET 2: SUITE 160
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: 281-258-4400
MAIL ADDRESS:
STREET 1: 1160 DAIRY ASHFORD RD.
STREET 2: SUITE 160
CITY: HOUSTON
STATE: TX
ZIP: 77079
FORMER COMPANY:
FORMER CONFORMED NAME: Trio Merger Corp.
DATE OF NAME CHANGE: 20110307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Whitebox Multi-Strategy Partners LP
CENTRAL INDEX KEY: 0001452149
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35471
FILM NUMBER: 161801545
BUSINESS ADDRESS:
STREET 1: WATERFRONT DRIVE
STREET 2: WICKHAM'S CAY 1
CITY: ROAD TOWN, TORTOLA
STATE: D8
ZIP: 00000
BUSINESS PHONE: 612-253-6001
MAIL ADDRESS:
STREET 1: 3033 EXCELSIOR BOULEVARD
STREET 2: SUITE 300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
FORMER NAME:
FORMER CONFORMED NAME: Whitebox Combined Partners LP
DATE OF NAME CHANGE: 20081215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WHITEBOX ADVISORS LLC
CENTRAL INDEX KEY: 0001257391
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35471
FILM NUMBER: 161801546
BUSINESS ADDRESS:
STREET 1: 3033 EXCELSIOR BLVD.
STREET 2: SUITE 300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612-253-6001
MAIL ADDRESS:
STREET 1: 3033 EXCELSIOR BLVD.
STREET 2: SUITE 300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WHITEBOX GENERAL PARTNER LLC
CENTRAL INDEX KEY: 0001650272
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35471
FILM NUMBER: 161801547
BUSINESS ADDRESS:
STREET 1: 3033 EXCELSIOR BLVD.
STREET 2: SUITE 300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612-253-6001
MAIL ADDRESS:
STREET 1: 3033 EXCELSIOR BLVD.
STREET 2: SUITE 300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WBOX2015-7 LTD.
CENTRAL INDEX KEY: 0001681168
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35471
FILM NUMBER: 161801548
BUSINESS ADDRESS:
STREET 1: WATERFRONT DRIVE
STREET 2: WICKHAMS CAY 1
CITY: ROAD TOWN, TORTOLA
STATE: D8
ZIP: VG1110
BUSINESS PHONE: 612-253-6025
MAIL ADDRESS:
STREET 1: WATERFRONT DRIVE
STREET 2: WICKHAMS CAY 1
CITY: ROAD TOWN, TORTOLA
STATE: D8
ZIP: VG1110
3
1
p7222394.xml
OWNERSHIP DOCUMENT
X0206
3
2016-07-27
0
0001514732
SAExploration Holdings, Inc.
SAEX
0001257391
WHITEBOX ADVISORS LLC
3033 EXCELSIOR BOULEVARD, SUITE 300
MINNEAPOLIS
MN
55416
0
0
1
0
0001452149
Whitebox Multi-Strategy Partners LP
ESTERA CORPORATE SERVICES (BVI) LTD.
JAYLA PLACE, WICKHAMS CAY 1, ROAD TOWN
TORTOLA, BVI
VG1110
0
0
1
0
0001681168
WBOX2015-7 LTD.
WATERFRONT DRIVE, WICKHAMS CAY 1
ROAD TOWN
TORTOLA, BVI
VG1110
0
0
1
0
0001650272
WHITEBOX GENERAL PARTNER LLC
3033 EXCELSIOR BOUELVARD, SUITE 300
MINNEAPOLIS
MN
55416
0
0
1
0
Common Stock
2609039
D
These securities are directly owned by Whitebox Asymmetric Partners, LP ("WAP"), Whitebox Multi-Strategy Partners, LP ("WMP") Whitebox Credit Partners, LP ("WCP"), Whitebox Institutional Partners, LP ("WIP") (together, the "Private Funds") and WBox 2015-7 Ltd. a special purpose vehicle established to hold securities on behalf of the Private Funds (the "SPV") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and the SPV, and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. Each of the Private Funds, the SPV, Whitebox Advisors LLC and Whitebox General Partner LLC disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
Whitebox Advisors LLC By:/s/ Mark Strefling, Chief Operating Officer
2016-08-02
Whitebox General Partner LLC By: /s/ Mark Strefling, Chief Operating Officer
2016-08-02
Whitebox Multi-Strategy Partners, LP By: Whitebox General Partner LLC, By: /s/ Mark Strefling, Chief Operating Officer
2016-08-02
WBox 2015-7 Ltd. By: /s/ Mark Strefling, Director
2016-08-02