0001375151-19-000022.txt : 20190307
0001375151-19-000022.hdr.sgml : 20190307
20190307171444
ACCESSION NUMBER: 0001375151-19-000022
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190301
FILED AS OF DATE: 20190307
DATE AS OF CHANGE: 20190307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAWLEY ROGER
CENTRAL INDEX KEY: 0001257386
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 19666718
MAIL ADDRESS:
STREET 1: 3655 NOBEL DRIVE, SUITE 260
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZOGENIX, INC.
CENTRAL INDEX KEY: 0001375151
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205300780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5858 HORTON STREET, #455
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 550-8300
MAIL ADDRESS:
STREET 1: 5858 HORTON STREET, #455
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
FORMER COMPANY:
FORMER CONFORMED NAME: ZOGENIX INC
DATE OF NAME CHANGE: 20060911
4/A
1
wf-form4a_155199687046526.xml
FORM 4/A
X0306
4/A
2019-03-01
2019-03-05
0
0001375151
ZOGENIX, INC.
ZGNX
0001257386
HAWLEY ROGER
C/O ZOGENIX, INC.
5959 HORTON STREET, SUITE 500
EMERYVILLE
CA
94608
1
0
0
0
Common Stock
2019-03-01
4
M
0
3125
32
A
73700
D
Common Stock
2019-03-01
4
M
0
1175
33.92
A
74875
D
Common Stock
2019-03-01
4
S
0
4300
55
D
70575
D
Stock Option (Right to Buy)
32.0
2019-03-01
4
M
0
3125
0
D
2020-05-24
Common Stock
3125.0
15625
D
Stock Option (Right to Buy)
33.92
2019-03-01
4
M
0
1175
0
D
2021-03-01
Common Stock
1175.0
36325
D
The exercise and sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan.
The purpose of this Amendment is to correct the Price of the Securities Disposed. There are no other changes to the original filing, including the transaction listed herein.
The Option was granted on May 25, 2010 and 1/4 of the total number of shares of common stock subject to the option vest on May 25, 2011, and 1/48th of the total remaining number of shares of common stock subject to the Option vest monthly thereafter, subject tothe Reporting Person's continued employment or service relationship on each vesting date.
The Option was granted on March 1, 2011 and vests in a series of forty-eight (48) successive, equal monthly installments measured from the date of grant, subject to the Reporting Person's continued service to the Company on each vesting date.
/s/ Thomas Doyle, Attorney-in-fact for Roger Hawley
2019-03-07