0001181431-15-004765.txt : 20150317
0001181431-15-004765.hdr.sgml : 20150317
20150317171619
ACCESSION NUMBER: 0001181431-15-004765
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150316
FILED AS OF DATE: 20150317
DATE AS OF CHANGE: 20150317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZOGENIX, INC.
CENTRAL INDEX KEY: 0001375151
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205300780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
STREET 2: SUITE 650
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 259-1165
MAIL ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
STREET 2: SUITE 650
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: ZOGENIX INC
DATE OF NAME CHANGE: 20060911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAWLEY ROGER
CENTRAL INDEX KEY: 0001257386
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 15707816
MAIL ADDRESS:
STREET 1: 3280 BAYSHORE BOULEVARD
CITY: BRISBANE
STATE: CA
ZIP: 94005
4
1
rrd423681.xml
FORM 4 - HAWLEY 3-16-2015
X0306
4
2015-03-16
0
0001375151
ZOGENIX, INC.
ZGNX
0001257386
HAWLEY ROGER
C/O ZOGENIX, INC.
12400 HIGH BLUFF DR., SUITE 650
SAN DIEGO
CA
92130
1
1
0
0
Chief Executive Officer
Common Stock
2015-03-16
4
A
0
140000
1.312
A
1344447
D
Right to buy stock
1.33
2015-03-17
4
A
0
250000
0
A
2025-03-17
Common Stock
250000
250000
D
Reflects the weighted average price of the shares purchased. These shares were purchased in multiple transactions at prices ranging from $1.305 to $1.32. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The option was granted on March 17, 2015 and vests in a series of forty-eight (48) successive, equal monthly installments beginning on March 17, 2015, subject to the reporting person's continued employment with the company on each such vesting date.
/s/ Thomas Doyle, Attorney-in-fact
2015-03-17