0001209191-20-056406.txt : 20201102 0001209191-20-056406.hdr.sgml : 20201102 20201102161648 ACCESSION NUMBER: 0001209191-20-056406 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201030 FILED AS OF DATE: 20201102 DATE AS OF CHANGE: 20201102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEIN CHRISTOPHER J CENTRAL INDEX KEY: 0001257210 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35166 FILM NUMBER: 201280667 MAIL ADDRESS: STREET 1: 520 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fortune Brands Home & Security, Inc. CENTRAL INDEX KEY: 0001519751 STANDARD INDUSTRIAL CLASSIFICATION: GEN BUILDING CONTRACTORS - RESIDENTIAL BUILDINGS [1520] IRS NUMBER: 621411546 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 847-484-4400 MAIL ADDRESS: STREET 1: 520 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: Fortune Brands Home & Security LLC DATE OF NAME CHANGE: 20110503 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-30 0 0001519751 Fortune Brands Home & Security, Inc. FBHS 0001257210 KLEIN CHRISTOPHER J 520 LAKE COOK ROAD DEERFIELD IL 60015 1 1 0 0 Executive Chairman Common Stock, Par Value $0.01 2020-10-30 4 M 0 38200 44.73 A 271711 D Common Stock, Par Value $0.01 2020-10-30 4 S 0 31772 80.1748 D 239939 D Common Stock, Par Value $0.01 2020-10-30 4 S 0 6428 81.3955 D 233511 D Common Stock, Par Value $0.01 2020-11-02 5 G 0 E 40000 0.00 D 193511 D Common Stock, Par Value $0.01 2020-10-30 4 S 0 70000 80.111 D 400 I By trusts held for the benefit of Mr. Klein's heirs Common Stock, Par Value $0.01 2020-11-02 5 G 0 E 40000 0.00 A 40400 I By trusts held for the benefit of Mr. Klein's heirs Options (Right to Buy) 44.73 2020-10-30 4 M 0 38200 44.73 D 2015-02-28 2024-02-24 Common Stock 38200 0 D Includes a total of 54,540 restricted stock units that have not yet vested. The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $80.00 to 81.00, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $81.01 to $82.26, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. Reflects the gift of shares made by Mr. Klein to trusts held for the benefit of his heirs. The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $80.00 to $80.585, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. /s/ Angela M. Pla, Attorney-in-Fact for Christopher J. Klein 2020-11-02