0001209191-21-021346.txt : 20210317
0001209191-21-021346.hdr.sgml : 20210317
20210317163011
ACCESSION NUMBER: 0001209191-21-021346
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210315
FILED AS OF DATE: 20210317
DATE AS OF CHANGE: 20210317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCCAFFERY MICHAEL G
CENTRAL INDEX KEY: 0001256735
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39744
FILM NUMBER: 21750940
MAIL ADDRESS:
STREET 1: 2788 SAN TOMAS EXPRESSWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95051
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: C3.ai, Inc.
CENTRAL INDEX KEY: 0001577526
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 263999357
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1300 SEAPORT BLVD
STREET 2: SUITE 500
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-503-2218
MAIL ADDRESS:
STREET 1: 1300 SEAPORT BLVD
STREET 2: SUITE 500
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: C3 IoT, Inc.
DATE OF NAME CHANGE: 20180123
FORMER COMPANY:
FORMER CONFORMED NAME: C3, Inc.
DATE OF NAME CHANGE: 20130522
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-15
0
0001577526
C3.ai, Inc.
AI
0001256735
MCCAFFERY MICHAEL G
C/O C3.AI, INC.
1300 SEAPORT BLVD, SUITE 500
REDWOOD CITY
CA
94063
1
0
0
0
Class A Common Stock
2021-03-15
4
S
0
106904
86.51
D
748508
I
See Footnote
Class A Common Stock
2021-03-15
4
S
0
25873
87.40
D
722635
I
See Footnote
Class A Common Stock
2021-03-15
4
S
0
51694
88.33
D
670941
I
See Footnote
Class A Common Stock
2021-03-15
4
S
0
5012
89.35
D
665929
I
See Footnote
Class A Common Stock
321699
D
Represents weighted average sales price. The shares were sold at prices ranging from $86.00 to $86.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Shares are held by the McCaffery Family Trust as amended 12/18/00, of which the Reporting Person is trustee.
Represents weighted average sales price. The shares were sold at prices ranging from $87.00 to $87.995. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $88.00 to $88.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $89.00 to $89.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
/s/ Brady Mickelsen, Attorney-in-Fact
2021-03-17