0000899243-15-005204.txt : 20150922 0000899243-15-005204.hdr.sgml : 20150922 20150922170932 ACCESSION NUMBER: 0000899243-15-005204 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150911 FILED AS OF DATE: 20150922 DATE AS OF CHANGE: 20150922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Addus HomeCare Corp CENTRAL INDEX KEY: 0001468328 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOME HEALTH CARE SERVICES [8082] IRS NUMBER: 205340172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2300 WARRENVILLE ROAD CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: 630-296-3400 MAIL ADDRESS: STREET 1: 2300 WARRENVILLE ROAD CITY: DOWNERS GROVE STATE: IL ZIP: 60515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FIRST MARK L CENTRAL INDEX KEY: 0001256578 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34504 FILM NUMBER: 151119839 MAIL ADDRESS: STREET 1: 320 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-11 0 0001468328 Addus HomeCare Corp ADUS 0001256578 FIRST MARK L 320 PARK AVE., 9TH FLOOR NEW YORK NY 10022 1 0 1 0 Common Stock 2015-09-11 4 S 0 72500 33.11 D 3950500 I 3,069,194 shares by Eos Capital III, L.P. and 881,306 by Eos Partners SBIC III, L.P. Common Stock 2015-09-14 4 S 0 30306 32.26 D 3920194 I 3,045,649 shares by Eos Capital III, L.P. and 874,545 by Eos Partners SBIC III, L.P. Common Stock 2015-09-15 4 S 0 23823 32.09 D 3896371 I 3,027,141 shares by Eos Capital III, L.P. and 869,230 by Eos Partners SBIC III, L.P. Common Stock 13742 D Eos Capital Partners III, L.P. sold 56,326 shares, and Eos Partners SBIC III, L.P. sold 16,174 shares. Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"). As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos, and this report is being filed to report sales of securities of the Issuer made by Eos. Mr. First disclaims beneficial ownership of the securities of the Issuer owned by Eos, and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein. Eos Capital Partners III, L.P. sold 23,545 shares, and Eos Partners SBIC III, L.P. sold 6,761 shares. Eos Capital Partners III, L.P. sold 18,508 shares, and Eos Partners SBIC III, L.P. sold 5,315 shares. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $33.305, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $33.23, inclusive. Each reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.25, inclusive. Each reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Mark L. First 2015-09-22