SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HARTNETT MICHAEL J

(Last) (First) (Middle)
102 WILLENBROCK ROAD
ONE TRIBOLOGY CENTER

(Street)
OXFORD CT 06478

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
RBC Bearings INC [ RBC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
12/05/2023
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/05/2023 M 11,596 A $99.64 305,043(1) D
Common Stock 12/05/2023 S 11,596 D $264.3828 293,447(1) D
Common Stock 12/06/2023 M 16,530 A $99.64 309,977(1) D
Common Stock 12/06/2023 S 16,530 D $260.5356 293,447(1) D
Common Stock 12/07/2023 M 3,874 A $99.64 297,321(1) D
Common Stock 12/07/2023 M 15,626 A $132.12 312,947(1) D
Common Stock 12/07/2023 S 19,500 D $258.9239 293,447(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Purchase Common stock $99.64 12/05/2023 M 11,596 06/27/2021 06/27/2024 Common Stock 11,596 $0 20,404 D
Option to Purchase Common stock $99.64 12/06/2023 M 16,530 06/27/2021 06/27/2024 Common Stock 16,530 $0 3,874 D
Option to Purchase Common stock $99.64 12/07/2023 M 3,874 06/27/2021 06/27/2024 Common Stock 3,874 $0 0 D
Option to Purchase Common Stock $132.12 12/07/2023 M 15,626 06/07/2022 06/07/2025 Common Stock 15,626 $0 14,774 D
Option to Purchase Common Stock $143.92 06/03/2022(2) 06/03/2026 Common Stock 45,600 45,600 D
Option to Purchase Common Stock $137.44 06/02/2022(3) 06/02/2027 Common Stock 47,114 47,114 D
Option to Purchase Common Stock $199.16 06/03/2022(4) 06/03/2028 Common Stock 76,000 76,000 D
Explanation of Responses:
1. Includes 69,052 shares of restricted stock, which vest according to the following schedule; 17,347 shares that vest on 6/3/2024; 20,040 shares 1/2 of which vest on 6/3/2024 and 1/2 vest on 6/3/2025; and 31,665 shares 1/3 of which vest on 6/1/2024, 1/3 vest on 6/1/2025 and 1/3 vest on 6/1/2026.
2. All these options to purchase Common Stock are exerciseable except for 15,200 options that vest on 6/3/2024.
3. All these options to purchase Common Stock are exerciseable except for 23,557 options that are subject to the following vesting schedule - 1/2 vest on 6/2/2024 and 1/2 vest on 6/2/2025.
4. All these options to purchase Common Stock are exerciseable except for 45,600 options that are subject to the following vesting schedule - 1/3 vest on 6/3/2024, 1/3 vest on 6/3/2025 and 1/3 vest on 6/3/2026.
Remarks:
/s/John J. Feeney/attorney in fact 12/07/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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