0001578735-20-000045.txt : 20200507 0001578735-20-000045.hdr.sgml : 20200507 20200507161203 ACCESSION NUMBER: 0001578735-20-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200506 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NICHOLS JOHN DRAKE CENTRAL INDEX KEY: 0001256130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36311 FILM NUMBER: 20856487 MAIL ADDRESS: STREET 1: C/O AXIS CAPITAL HOLDINGS LIMITED STREET 2: 92 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM 08 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: National General Holdings Corp. CENTRAL INDEX KEY: 0001578735 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 271046208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 59 MAIDEN LANE, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 212-380-9500 MAIL ADDRESS: STREET 1: 59 MAIDEN LANE, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 4 1 wf-form4_158888230433966.xml FORM 4 X0306 4 2020-05-06 0 0001578735 National General Holdings Corp. NGHC 0001256130 NICHOLS JOHN DRAKE C/O NGHC 59 MAIDEN LANE, 38TH FLOOR NEW YORK NY 10038 1 0 0 0 Common Stock, $.01 par value 2020-05-06 4 M 0 1500 0 A 27500 D Restricted Stock Units 2020-05-06 4 M 0 1500 0 D Common Stock, $.01 par value 1500.0 0 D Acquisition of common stock resulting from vesting of the restricted stock units granted to Mr. Nichols on May 6, 2019. Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock. On May 6, 2019, Mr. Nichols received restricted stock units representing 1,500 shares subject to a one-year vesting schedule, vesting on the first anniversary of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. /s/ John D. Nichols 2020-05-07