0001104659-18-071741.txt : 20181206 0001104659-18-071741.hdr.sgml : 20181206 20181206173426 ACCESSION NUMBER: 0001104659-18-071741 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181204 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MUELLER PETER CENTRAL INDEX KEY: 0001256126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38410 FILM NUMBER: 181221695 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BioXcel Therapeutics, Inc. CENTRAL INDEX KEY: 0001720893 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 821386754 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 LONG WHARF DRIVE CITY: NEW HAVEN STATE: CT ZIP: 06511 BUSINESS PHONE: 203-643-8060 MAIL ADDRESS: STREET 1: 555 LONG WHARF DRIVE CITY: NEW HAVEN STATE: CT ZIP: 06511 4 1 a4.xml 4 X0306 4 2018-12-04 0 0001720893 BioXcel Therapeutics, Inc. BTAI 0001256126 MUELLER PETER C/O BIOXCEL THERAPEUTICS, INC. 555 LONG WHARF DRIVE BRANFORD CT 06511 1 0 0 0 Common Stock 2018-12-04 4 P 0 1076 5.09 A 146594 D Common Stock 2018-12-04 4 P 0 325 5.11 A 146919 D Common Stock 2018-12-04 4 P 0 344 5.12 A 147263 D Common Stock 2018-12-04 4 P 0 200 5.13 A 147463 D Common Stock 2018-12-04 4 P 0 2062 5.15 A 149525 D /s/ Peter Mueller 2018-12-06