JDD | Nuveen Diversified Dividend and
Portfolio of Investments March 31, 2021 | |
(Unaudited) |
Shares | Description (1) | Value | ||||||||||||||||||||||||||||
LONG-TERM INVESTMENTS 136.9% (94.6% of Total Investments) |
||||||||||||||||||||||||||||||
COMMON STOCKS 39.4% (27.2% of Total Investments) |
||||||||||||||||||||||||||||||
Aerospace & Defense 1.5% | ||||||||||||||||||||||||||||||
10,669 | General Dynamics Corp, (2) |
$ | 1,937,064 | |||||||||||||||||||||||||||
11,488 | Thales SA, (3) |
1,140,177 | ||||||||||||||||||||||||||||
Total Aerospace & Defense |
3,077,241 | |||||||||||||||||||||||||||||
Air Freight & Logistics 1.2% | ||||||||||||||||||||||||||||||
47,413 | Deutsche Post AG, (3) |
2,601,118 | ||||||||||||||||||||||||||||
Automobiles 0.7% | ||||||||||||||||||||||||||||||
26,787 | General Motors Co, (4) |
1,539,181 | ||||||||||||||||||||||||||||
Banks 4.9% | ||||||||||||||||||||||||||||||
190,385 | Bank Leumi Le-Israel BM, (3), (4) |
1,254,076 | ||||||||||||||||||||||||||||
34,050 | Bank of America Corp |
1,317,394 | ||||||||||||||||||||||||||||
34,423 | Citigroup Inc |
2,504,273 | ||||||||||||||||||||||||||||
129,016 | ING Groep NV |
1,577,866 | ||||||||||||||||||||||||||||
14,986 | JPMorgan Chase & Co |
2,281,319 | ||||||||||||||||||||||||||||
149,093 | Oversea-Chinese Banking Corp Ltd, (3) |
1,304,416 | ||||||||||||||||||||||||||||
Total Banks |
10,239,344 | |||||||||||||||||||||||||||||
Capital Markets 0.5% | ||||||||||||||||||||||||||||||
66,976 | Deutsche Boerse AG, (3) |
1,108,587 | ||||||||||||||||||||||||||||
Chemicals 2.1% | ||||||||||||||||||||||||||||||
7,860 | Air Liquide SA, (3) |
1,283,348 | ||||||||||||||||||||||||||||
17,442 | DuPont de Nemours Inc |
1,347,918 | ||||||||||||||||||||||||||||
32,731 | Nutrien Ltd |
1,763,260 | ||||||||||||||||||||||||||||
Total Chemicals |
4,394,526 | |||||||||||||||||||||||||||||
Communications Equipment 0.7% | ||||||||||||||||||||||||||||||
27,837 | Cisco Systems Inc |
1,439,451 | ||||||||||||||||||||||||||||
Construction & Engineering 0.6% | ||||||||||||||||||||||||||||||
29,941 | Bouygues SA, (3) |
1,199,276 | ||||||||||||||||||||||||||||
Electric Utilities 0.4% | ||||||||||||||||||||||||||||||
15,283 | Evergy Inc |
909,797 | ||||||||||||||||||||||||||||
Electrical Equipment 0.6% | ||||||||||||||||||||||||||||||
9,061 | Eaton Corp PLC |
1,252,955 | ||||||||||||||||||||||||||||
Energy Equipment & Services 0.0% | ||||||||||||||||||||||||||||||
3,685 | Transocean Ltd, (4) |
13,082 | ||||||||||||||||||||||||||||
Entertainment 0.8% | ||||||||||||||||||||||||||||||
2,099 | Metro-Goldwyn-Mayer Inc, (3), (4) |
214,098 | ||||||||||||||||||||||||||||
2,457 | Nintendo Co Ltd, (3) |
1,384,852 | ||||||||||||||||||||||||||||
Total Entertainment |
1,598,950 | |||||||||||||||||||||||||||||
Food & Staples Retailing 1.5% | ||||||||||||||||||||||||||||||
46,800 | Seven & i Holdings Co Ltd, (3) |
1,889,849 | ||||||||||||||||||||||||||||
9,300 | Walmart Inc |
1,263,219 | ||||||||||||||||||||||||||||
Total Food & Staples Retailing |
3,153,068 |
1
JDD | Nuveen Diversified Dividend and Income Fund (continued) | |
Portfolio of Investments March 31, 2021 | ||
(Unaudited) |
Shares | Description (1) | Value | ||||||||||||||||||||||||||||
Food Products 0.6% | ||||||||||||||||||||||||||||||
649,500 | Tingyi Cayman Islands Holding Corp, (3) |
$ | 1,194,252 | |||||||||||||||||||||||||||
Health Care Equipment & Supplies 0.6% | ||||||||||||||||||||||||||||||
10,382 | Medtronic PLC |
1,226,426 | ||||||||||||||||||||||||||||
Health Care Providers & Services 1.9% | ||||||||||||||||||||||||||||||
6,770 | Anthem Inc |
2,430,091 | ||||||||||||||||||||||||||||
20,384 | Fresenius Medical Care AG & Co KGaA, (3) |
1,501,516 | ||||||||||||||||||||||||||||
6,140 | Millennium Health LLC, (4), (5) |
6,539 | ||||||||||||||||||||||||||||
5,767 | Millennium Health LLC, (4), (5) |
5,854 | ||||||||||||||||||||||||||||
Total Health Care Providers & Services |
3,944,000 | |||||||||||||||||||||||||||||
Hotels, Restaurants & Leisure 0.9% | ||||||||||||||||||||||||||||||
55,426 | 24 Hour Fitness Worldwide Inc, (3) |
138,565 | ||||||||||||||||||||||||||||
116,526 | 24 Hour Fitness Worldwide Inc, (3), (4) |
247,618 | ||||||||||||||||||||||||||||
10,307 | Darden Restaurants Inc |
1,463,594 | ||||||||||||||||||||||||||||
Total Hotels, Restaurants & Leisure |
1,849,777 | |||||||||||||||||||||||||||||
Household Durables 1.3% | ||||||||||||||||||||||||||||||
25,888 | PulteGroup Inc |
1,357,567 | ||||||||||||||||||||||||||||
516,398 | Taylor Wimpey PLC, (3) |
1,283,921 | ||||||||||||||||||||||||||||
Total Household Durables |
2,641,488 | |||||||||||||||||||||||||||||
Industrial Conglomerates 0.9% | ||||||||||||||||||||||||||||||
11,157 | Siemens AG, (3) |
1,833,223 | ||||||||||||||||||||||||||||
Insurance 2.3% | ||||||||||||||||||||||||||||||
30,878 | Ageas SA/NV, (3) |
1,864,604 | ||||||||||||||||||||||||||||
5,964 | Allianz SE, (3) |
1,516,974 | ||||||||||||||||||||||||||||
6,022 | Everest Re Group Ltd |
1,492,312 | ||||||||||||||||||||||||||||
Total Insurance |
4,873,890 | |||||||||||||||||||||||||||||
Media 1.7% | ||||||||||||||||||||||||||||||
24,320 | Clear Channel Outdoor Holdings Inc, (4) |
43,776 | ||||||||||||||||||||||||||||
36,348 | Comcast Corp, Class A, (2) |
1,966,790 | ||||||||||||||||||||||||||||
1 | Cumulus Media Inc, (4) |
9 | ||||||||||||||||||||||||||||
83,400 | Hakuhodo DY Holdings Inc, (3) |
1,392,959 | ||||||||||||||||||||||||||||
655,185 | Hibu plc, (3), (4) |
104,830 | ||||||||||||||||||||||||||||
3,185 | Tribune Co, (4), (5) |
3 | ||||||||||||||||||||||||||||
Total Media |
3,508,367 | |||||||||||||||||||||||||||||
Multiline Retail 0.0% | ||||||||||||||||||||||||||||||
1 | Belk Inc, (3), (4) |
18 | ||||||||||||||||||||||||||||
Multi-Utilities 0.6% | ||||||||||||||||||||||||||||||
102,337 | National Grid PLC, (3) |
1,214,798 | ||||||||||||||||||||||||||||
Oil, Gas & Consumable Fuels 1.7% | ||||||||||||||||||||||||||||||
13,455 | Chevron Corp |
1,409,950 | ||||||||||||||||||||||||||||
98,059 | Enterprise Products Partners LP, (2) |
2,159,259 | ||||||||||||||||||||||||||||
Total Oil, Gas & Consumable Fuels |
3,569,209 | |||||||||||||||||||||||||||||
Pharmaceuticals 2.4% | ||||||||||||||||||||||||||||||
26,298 | AstraZeneca PLC, Sponsored ADR |
1,307,537 | ||||||||||||||||||||||||||||
27,464 | Bristol-Myers Squibb Co, (2) |
1,733,802 | ||||||||||||||||||||||||||||
57,748 | GlaxoSmithKline PLC, Sponsored ADR |
2,061,026 | ||||||||||||||||||||||||||||
Total Pharmaceuticals |
5,102,365 | |||||||||||||||||||||||||||||
Semiconductors & Semiconductor Equipment 1.5% | ||||||||||||||||||||||||||||||
1,767 | Broadcom Inc |
819,287 | ||||||||||||||||||||||||||||
27,294 | Infineon Technologies AG, (3) |
1,161,294 |
2
Shares | Description (1) | Value | ||||||||||||||||||||||||||||
Semiconductors & Semiconductor Equipment (continued) | ||||||||||||||||||||||||||||||
19,639 | Intel Corp |
$ | 1,256,896 | |||||||||||||||||||||||||||
Total Semiconductors & Semiconductor Equipment |
|
3,237,477 | ||||||||||||||||||||||||||||
Software 2.1% | ||||||||||||||||||||||||||||||
9,682 | Microsoft Corp, (2) |
2,282,725 | ||||||||||||||||||||||||||||
28,551 | Oracle Corp, (2) |
2,003,424 | ||||||||||||||||||||||||||||
Total Software |
4,286,149 | |||||||||||||||||||||||||||||
Specialty Retail 1.9% | ||||||||||||||||||||||||||||||
39,059 | Industria de Diseno Textil SA, (3) |
1,290,507 | ||||||||||||||||||||||||||||
6,379 | Lowes Cos Inc |
1,213,158 | ||||||||||||||||||||||||||||
1,036,000 | Topsports International Holdings Ltd, 144A, (3) |
1,544,801 | ||||||||||||||||||||||||||||
Total Specialty Retail |
4,048,466 | |||||||||||||||||||||||||||||
Technology Hardware, Storage & Peripherals 1.1% | ||||||||||||||||||||||||||||||
34,017 | Samsung Electronics Co Ltd, (3) |
2,203,220 | ||||||||||||||||||||||||||||
Tobacco 0.5% | ||||||||||||||||||||||||||||||
11,879 | Philip Morris International Inc |
1,054,142 | ||||||||||||||||||||||||||||
Trading Companies & Distributors 1.0% | ||||||||||||||||||||||||||||||
97,800 | Mitsui & Co Ltd, (3) |
2,041,118 | ||||||||||||||||||||||||||||
Wireless Telecommunication Services 0.9% | ||||||||||||||||||||||||||||||
66,071 | SK Telecom Co Ltd, Sponsored ADR |
1,799,113 | ||||||||||||||||||||||||||||
Total Common Stocks (cost $61,007,679) |
82,154,074 | |||||||||||||||||||||||||||||
Shares | Description (1) | Value | ||||||||||||||||||||||||||||
REAL ESTATE INVESTMENT TRUST COMMON STOCKS 36.0% (24.9% of Total Investments) |
|
|||||||||||||||||||||||||||||
Health Care 3.1% | ||||||||||||||||||||||||||||||
23,010 | Healthcare Realty Trust Inc |
$ | 697,663 | |||||||||||||||||||||||||||
100,330 | Healthpeak Properties Inc |
3,184,475 | ||||||||||||||||||||||||||||
36,170 | Welltower Inc |
2,590,857 | ||||||||||||||||||||||||||||
Total Health Care |
6,472,995 | |||||||||||||||||||||||||||||
Hotels 1.6% | ||||||||||||||||||||||||||||||
49,035 | DiamondRock Hospitality Co, (4) |
505,060 | ||||||||||||||||||||||||||||
179,045 | Sunstone Hotel Investors Inc, (4) |
2,230,901 | ||||||||||||||||||||||||||||
25,240 | Xenia Hotels & Resorts Inc, (4) |
492,180 | ||||||||||||||||||||||||||||
Total Hotels |
3,228,141 | |||||||||||||||||||||||||||||
Industrial 4.4% | ||||||||||||||||||||||||||||||
57,280 | Duke Realty Corp |
2,401,751 | ||||||||||||||||||||||||||||
48,480 | First Industrial Realty Trust Inc |
2,219,899 | ||||||||||||||||||||||||||||
42,433 | Prologis Inc |
4,497,898 | ||||||||||||||||||||||||||||
Total Industrial |
9,119,548 | |||||||||||||||||||||||||||||
Office 4.7% | ||||||||||||||||||||||||||||||
19,585 | Alexandria Real Estate Equities Inc |
3,217,816 | ||||||||||||||||||||||||||||
21,805 | Boston Properties Inc |
2,207,974 | ||||||||||||||||||||||||||||
50,545 | Douglas Emmett Inc |
1,587,113 | ||||||||||||||||||||||||||||
33,610 | Highwoods Properties Inc |
1,443,213 | ||||||||||||||||||||||||||||
21,050 | Hudson Pacific Properties Inc |
571,087 | ||||||||||||||||||||||||||||
10,465 | SL Green Realty Corp |
732,445 | ||||||||||||||||||||||||||||
Total Office |
9,759,648 | |||||||||||||||||||||||||||||
Residential 9.3% | ||||||||||||||||||||||||||||||
108,945 | American Homes 4 Rent, Class A |
3,632,226 | ||||||||||||||||||||||||||||
62,411 | Apartment Income REIT Corp |
2,668,695 | ||||||||||||||||||||||||||||
18,475 | AvalonBay Communities Inc |
3,408,822 |
3
JDD | Nuveen Diversified Dividend and Income Fund (continued) | |
Portfolio of Investments March 31, 2021 | ||
(Unaudited) |
Shares | Description (1) | Value | ||||||||||||||||||||||||||||
Residential (continued) | ||||||||||||||||||||||||||||||
19,565 | Camden Property Trust |
$ | 2,150,389 | |||||||||||||||||||||||||||
27,355 | Equity LifeStyle Properties Inc |
1,740,872 | ||||||||||||||||||||||||||||
33,710 | Equity Residential |
2,414,647 | ||||||||||||||||||||||||||||
108,015 | Invitation Homes Inc |
3,455,400 | ||||||||||||||||||||||||||||
Total Residential |
19,471,051 | |||||||||||||||||||||||||||||
Retail 3.5% | ||||||||||||||||||||||||||||||
6,610 | Federal Realty Investment Trust |
670,585 | ||||||||||||||||||||||||||||
53,495 | Kimco Realty Corp |
1,003,031 | ||||||||||||||||||||||||||||
59,450 | Macerich Co |
695,565 | ||||||||||||||||||||||||||||
31,540 | Regency Centers Corp |
1,788,633 | ||||||||||||||||||||||||||||
21,640 | Simon Property Group Inc |
2,461,983 | ||||||||||||||||||||||||||||
25,220 | Weingarten Realty Investors |
678,670 | ||||||||||||||||||||||||||||
Total Retail |
7,298,467 | |||||||||||||||||||||||||||||
Specialized 9.4% | ||||||||||||||||||||||||||||||
16,050 | CoreSite Realty Corp |
1,923,593 | ||||||||||||||||||||||||||||
65,210 | CubeSmart |
2,466,894 | ||||||||||||||||||||||||||||
15,215 | Digital Realty Trust Inc |
2,142,881 | ||||||||||||||||||||||||||||
9,170 | Equinix Inc |
6,231,840 | ||||||||||||||||||||||||||||
24,377 | Life Storage Inc |
2,095,203 | ||||||||||||||||||||||||||||
16,970 | Public Storage |
4,187,517 | ||||||||||||||||||||||||||||
20,565 | VICI Properties Inc |
580,756 | ||||||||||||||||||||||||||||
Total Specialized |
19,628,684 | |||||||||||||||||||||||||||||
Total Real Estate Investment Trust Common Stocks (cost $57,652,042) |
|
74,978,534 | ||||||||||||||||||||||||||||
Principal Amount (000) (6) |
Description (1) | Coupon | Maturity | Ratings (7) | Value | |||||||||||||||||||||||||
EMERGING MARKET DEBT AND FOREIGN CORPORATE BONDS 30.7% (21.2% of Total Investments) |
|
|||||||||||||||||||||||||||||
Angola 0.5% | ||||||||||||||||||||||||||||||
$ | 335 | Angolan Government International Bond, 144A |
8.250% | 5/09/28 | Caa1 | $ | 320,896 | |||||||||||||||||||||||
400 | Angolan Government International Bond, Reg S |
8.000% | 11/26/29 | CCC+ | 374,774 | |||||||||||||||||||||||||
320 | Angolan Government International Bond, 144A |
9.375% | 5/08/48 | Caa1 | 301,056 | |||||||||||||||||||||||||
Total Angola |
996,726 | |||||||||||||||||||||||||||||
Argentina 0.6% | ||||||||||||||||||||||||||||||
56 | Argentine Republic Government International Bond |
|
1.000% | 7/09/29 | CCC+ | 20,024 | ||||||||||||||||||||||||
837 | Argentine Republic Government International Bond |
|
0.125% | 7/09/30 | CCC+ | 280,169 | ||||||||||||||||||||||||
1,326 | Argentine Republic Government International Bond |
|
0.125% | 7/09/35 | CCC+ | 395,715 | ||||||||||||||||||||||||
290 | Argentine Republic Government International Bond |
|
0.125% | 7/09/41 | CCC+ | 99,850 | ||||||||||||||||||||||||
174 | Provincia de Cordoba, 144A |
3.000% | 12/10/25 | CCC+ | 118,797 | |||||||||||||||||||||||||
76 | YPF SA, 144A |
8.750% | 4/04/24 | CCC | 60,231 | |||||||||||||||||||||||||
115 | YPF SA, 144A |
8.500% | 3/23/25 | CCC+ | 94,014 | |||||||||||||||||||||||||
50 | YPF SA, Reg S |
8.500% | 7/28/25 | CCC | 35,000 | |||||||||||||||||||||||||
139 | YPF SA, 144A |
6.950% | 7/21/27 | CCC+ | 84,269 | |||||||||||||||||||||||||
20 | YPF SA, Reg S |
6.950% | 7/21/27 | CCC+ | 12,125 | |||||||||||||||||||||||||
80 | YPF SA, 144A |
7.000% | 12/15/47 | CCC+ | 45,200 | |||||||||||||||||||||||||
Total Argentina |
1,245,394 | |||||||||||||||||||||||||||||
Armenia 0.2% | ||||||||||||||||||||||||||||||
255 | Republic of Armenia International Bond, Reg S |
7.150% | 3/26/25 | Ba3 | 281,331 | |||||||||||||||||||||||||
200 | Republic of Armenia International Bond, 144A |
3.600% | 2/02/31 | Ba3 | 182,856 | |||||||||||||||||||||||||
Total Armenia |
464,187 | |||||||||||||||||||||||||||||
Azerbaijan 0.7% | ||||||||||||||||||||||||||||||
150 | International Bank of Azerbaijan OJSC, Reg S |
3.500% | 9/01/24 | B | 147,347 | |||||||||||||||||||||||||
545 | Republic of Azerbaijan International Bond, Reg S |
3.500% | 9/01/32 | BB+ | 539,011 | |||||||||||||||||||||||||
200 | Southern Gas Corridor CJSC, 144A |
6.875% | 3/24/26 | BB+ | 236,492 | |||||||||||||||||||||||||
385 | Southern Gas Corridor CJSC, Reg S |
6.875% | 3/24/26 | BB+ | 455,224 | |||||||||||||||||||||||||
Total Azerbaijan |
1,378,074 |
4
Principal Amount (000) (6) |
Description (1) | Coupon | Maturity | Ratings (7) | Value | |||||||||||||||||||||||||
Bahrain 0.5% | ||||||||||||||||||||||||||||||
$ | 200 | Bahrain Government International Bond, 144A |
7.375% | 5/14/30 | B+ | $ | 222,020 | |||||||||||||||||||||||
275 | Bahrain Government International Bond, 144A |
5.625% | 9/30/31 | B+ | 271,230 | |||||||||||||||||||||||||
310 | Bahrain Government International Bond, Reg S |
5.625% | 9/30/31 | B+ | 305,750 | |||||||||||||||||||||||||
200 | Bahrain Government International Bond, 144A |
6.250% | 1/25/51 | B+ | 185,488 | |||||||||||||||||||||||||
Total Bahrain |
984,488 | |||||||||||||||||||||||||||||
Bermuda 0.1% | ||||||||||||||||||||||||||||||
200 | Bermuda Government International Bond, 144A |
4.750% | 2/15/29 | A+ | 231,280 | |||||||||||||||||||||||||
Brazil 1.5% | ||||||||||||||||||||||||||||||
255 | Banco do Brasil SA/Cayman, 144A |
4.750% | 3/20/24 | Ba2 | 270,354 | |||||||||||||||||||||||||
200 | Banco do Brasil SA/Cayman, Reg S |
4.625% | 1/15/25 | Ba2 | 211,800 | |||||||||||||||||||||||||
200 | Braskem Netherlands Finance BV, 144A |
4.500% | 1/31/30 | BB+ | 200,934 | |||||||||||||||||||||||||
210 | Brazilian Government International Bond |
5.000% | 1/27/45 | Ba2 | 199,513 | |||||||||||||||||||||||||
200 | Brazilian Government International Bond |
4.750% | 1/14/50 | Ba2 | 181,614 | |||||||||||||||||||||||||
200 | BRF SA, 144A |
4.875% | 1/24/30 | Ba2 | 204,000 | |||||||||||||||||||||||||
225 | Centrais Eletricas Brasileiras SA, Reg S |
5.750% | 10/27/21 | Ba2 | 229,837 | |||||||||||||||||||||||||
200 | Centrais Eletricas Brasileiras SA, 144A |
4.625% | 2/04/30 | BB | 199,802 | |||||||||||||||||||||||||
395 | Itau Unibanco Holding SA/Cayman Island, 144A |
2.900% | 1/24/23 | BB | 402,900 | |||||||||||||||||||||||||
200 | MARB BondCo PLC, 144A |
3.950% | 1/29/31 | BB | 190,150 | |||||||||||||||||||||||||
100 | Petrobras Global Finance BV |
5.600% | 1/03/31 | Ba2 | 105,380 | |||||||||||||||||||||||||
100 | Petrobras Global Finance BV |
6.900% | 3/19/49 | Ba2 | 109,500 | |||||||||||||||||||||||||
170 | Petrobras Global Finance BV |
6.750% | 6/03/50 | Ba2 | 181,475 | |||||||||||||||||||||||||
200 | Rede Dor Finance Sarl, 144A |
4.500% | 1/22/30 | BB | 196,316 | |||||||||||||||||||||||||
205 | Rumo Luxembourg Sarl, 144A |
5.250% | 1/10/28 | BB | 215,500 | |||||||||||||||||||||||||
100 | Vale Overseas Ltd |
3.750% | 7/08/30 | BBB | 104,389 | |||||||||||||||||||||||||
Total Brazil |
3,203,464 | |||||||||||||||||||||||||||||
Bulgaria 0.1% | ||||||||||||||||||||||||||||||
135 | EUR | Bulgaria Government International Bond, Reg S |
1.375% | 9/23/50 | Baa1 | 153,728 | ||||||||||||||||||||||||
Chile 0.5% | ||||||||||||||||||||||||||||||
205 | Celulosa Arauco y Constitucion SA, 144A |
5.150% | 1/29/50 | BBB | 228,625 | |||||||||||||||||||||||||
515 | Empresa Nacional del Petroleo, Reg S |
3.750% | 8/05/26 | A | 541,658 | |||||||||||||||||||||||||
180 | VTR Comunicaciones SpA, 144A |
5.125% | 1/15/28 | BB+ | 188,154 | |||||||||||||||||||||||||
Total Chile |
958,437 | |||||||||||||||||||||||||||||
China 1.1% | ||||||||||||||||||||||||||||||
200 | Alibaba Group Holding Ltd |
3.250% | 2/09/61 | A+ | 185,069 | |||||||||||||||||||||||||
420 | China Government International Bond, 144A |
2.250% | 10/21/50 | N/R | 366,643 | |||||||||||||||||||||||||
200 | Country Garden Holdings Co Ltd, Reg S |
5.625% | 1/14/30 | BBB | 216,495 | |||||||||||||||||||||||||
200 | Industrial & Commercial Bank of China Ltd, Reg S |
4.875% | 9/21/25 | BBB+ | 222,686 | |||||||||||||||||||||||||
200 | Prosus NV, 144A |
4.027% | 8/03/50 | BBB | 181,909 | |||||||||||||||||||||||||
390 | Sinopec Group Overseas Development 2018 Ltd, Reg S |
3.350% | 5/13/50 | A+ | 372,567 | |||||||||||||||||||||||||
200 | Tencent Holdings Ltd, 144A |
2.390% | 6/03/30 | A+ | 193,157 | |||||||||||||||||||||||||
200 | Tencent Holdings Ltd, Reg S |
3.240% | 6/03/50 | A+ | 184,158 | |||||||||||||||||||||||||
200 | Times China Holdings Ltd, Reg S |
6.200% | 3/22/26 | BB | 203,595 | |||||||||||||||||||||||||
200 | Yuzhou Group Holdings Co Ltd, Reg S |
7.700% | 2/20/25 | BB | 172,072 | |||||||||||||||||||||||||
Total China |
2,298,351 | |||||||||||||||||||||||||||||
Colombia 0.7% | ||||||||||||||||||||||||||||||
320 | Bancolombia SA |
3.000% | 1/29/25 | Baa2 | 326,880 | |||||||||||||||||||||||||
270 | Colombia Government International Bond |
3.000% | 1/30/30 | Baa2 | 264,430 | |||||||||||||||||||||||||
200 | Colombia Government International Bond |
3.125% | 4/15/31 | Baa2 | 195,872 | |||||||||||||||||||||||||
400 | Colombia Government International Bond |
4.125% | 5/15/51 | Baa2 | 380,536 | |||||||||||||||||||||||||
85 | Ecopetrol SA |
6.875% | 4/29/30 | BBB | 103,479 | |||||||||||||||||||||||||
180 | Millicom International Cellular SA, 144A |
6.250% | 3/25/29 | BB+ | 200,156 | |||||||||||||||||||||||||
Total Colombia |
1,471,353 | |||||||||||||||||||||||||||||
Costa Rica 0.2% | ||||||||||||||||||||||||||||||
435 | Costa Rica Government International Bond, 144A |
6.125% | 2/19/31 | B | 437,179 |
5
JDD | Nuveen Diversified Dividend and Income Fund (continued) | |
Portfolio of Investments March 31, 2021 | ||
(Unaudited) |
Principal Amount (000) (6) |
Description (1) | Coupon | Maturity | Ratings (7) | Value | |||||||||||||||||||||||||
Cote dIvoire 0.3% | ||||||||||||||||||||||||||||||
$ | 395 | Ivory Coast Government International Bond, Reg S |
6.125% | 6/15/33 | Ba3 | $ | 402,614 | |||||||||||||||||||||||
200 | EUR | Ivory Coast Government International Bond, Reg S |
6.875% | 10/17/40 | Ba3 | 245,535 | ||||||||||||||||||||||||
Total Cote dIvoire |
648,149 | |||||||||||||||||||||||||||||
Croatia 0.9% | ||||||||||||||||||||||||||||||
185 | EUR | Croatia Government International Bond, Reg S |
3.000% | 3/20/27 | BBB | 250,054 | ||||||||||||||||||||||||
185 | EUR | Croatia Government International Bond, Reg S |
2.700% | 6/15/28 | BBB | 249,353 | ||||||||||||||||||||||||
415 | EUR | Croatia Government International Bond, Reg S |
1.125% | 6/19/29 | BBB | 499,421 | ||||||||||||||||||||||||
715 | EUR | Croatia Government International Bond, Reg S |
1.500% | 6/17/31 | BBB | 881,875 | ||||||||||||||||||||||||
Total Croatia |
1,880,703 | |||||||||||||||||||||||||||||
Dominican Republic 0.9% | ||||||||||||||||||||||||||||||
150 | Dominican Republic International Bond, 144A |
4.875% | 9/23/32 | BB | 153,000 | |||||||||||||||||||||||||
305 | Dominican Republic International Bond, 144A |
5.300% | 1/21/41 | BB | 299,663 | |||||||||||||||||||||||||
425 | Dominican Republic International Bond, Reg S |
7.450% | 4/30/44 | BB | 500,437 | |||||||||||||||||||||||||
290 | Dominican Republic International Bond, Reg S |
6.850% | 1/27/45 | BB | 320,450 | |||||||||||||||||||||||||
250 | Dominican Republic International Bond, 144A |
6.400% | 6/05/49 | BB | 261,625 | |||||||||||||||||||||||||
300 | Dominican Republic International Bond, Reg S |
6.400% | 6/05/49 | BB | 313,950 | |||||||||||||||||||||||||
Total Dominican Republic |
1,849,125 | |||||||||||||||||||||||||||||
Ecuador 0.3% | ||||||||||||||||||||||||||||||
110 | Ecuador Government International Bond, 144A |
0.500% | 7/31/30 | B | 63,892 | |||||||||||||||||||||||||
119 | Ecuador Government International Bond, 144A |
0.000% | 7/31/30 | B | 47,538 | |||||||||||||||||||||||||
808 | Ecuador Government International Bond, 144A |
0.500% | 7/31/35 | B | 367,579 | |||||||||||||||||||||||||
467 | Ecuador Government International Bond, 144A |
0.500% | 7/31/40 | B | 202,069 | |||||||||||||||||||||||||
Total Ecuador |
681,078 | |||||||||||||||||||||||||||||
Egypt 0.8% | ||||||||||||||||||||||||||||||
200 | Egypt Government International Bond, 144A |
3.875% | 2/16/26 | B | 192,760 | |||||||||||||||||||||||||
1,155 | Egypt Government International Bond, Reg S |
7.903% | 2/21/48 | B+ | 1,086,229 | |||||||||||||||||||||||||
205 | Egypt Government International Bond, 144A |
8.875% | 5/29/50 | B+ | 209,043 | |||||||||||||||||||||||||
200 | Egypt Government International Bond, 144A |
7.500% | 2/16/61 | B | 180,750 | |||||||||||||||||||||||||
Total Egypt |
1,668,782 | |||||||||||||||||||||||||||||
El Salvador 0.1% | ||||||||||||||||||||||||||||||
45 | El Salvador Government International Bond, Reg S |
6.375% | 1/18/27 | B+ | 44,505 | |||||||||||||||||||||||||
75 | El Salvador Government International Bond, Reg S |
8.250% | 4/10/32 | B+ | 77,550 | |||||||||||||||||||||||||
190 | El Salvador Government International Bond, 144A |
7.125% | 1/20/50 | B | 169,575 | |||||||||||||||||||||||||
Total El Salvador |
291,630 | |||||||||||||||||||||||||||||
Ethiopia 0.2% | ||||||||||||||||||||||||||||||
385 | Ethiopia International Bond, Reg S |
6.625% | 12/11/24 | B2 | 353,846 | |||||||||||||||||||||||||
Gabon 0.5% | ||||||||||||||||||||||||||||||
238 | Gabon Government International Bond, Reg S |
6.375% | 12/12/24 | CCC | 246,708 | |||||||||||||||||||||||||
455 | Gabon Government International Bond, 144A |
6.625% | 2/06/31 | Caa1 | 439,084 | |||||||||||||||||||||||||
455 | Gabon Government International Bond, Reg S |
6.625% | 2/06/31 | CCC | 438,514 | |||||||||||||||||||||||||
Total Gabon |
1,124,306 | |||||||||||||||||||||||||||||
Georgia 0.3% | ||||||||||||||||||||||||||||||
535 | Georgia Government International Bond, Reg S |
6.875% | 4/12/21 | BB | 534,823 | |||||||||||||||||||||||||
Ghana 0.6% | ||||||||||||||||||||||||||||||
435 | Ghana Government International Bond, 144A, (WI/DD) |
7.750% | 4/07/29 | N/R | 430,650 | |||||||||||||||||||||||||
355 | Ghana Government International Bond, Reg S |
7.625% | 5/16/29 | B | 347,998 | |||||||||||||||||||||||||
200 | Ghana Government International Bond, Reg S |
7.875% | 2/11/35 | B | 185,588 | |||||||||||||||||||||||||
250 | Ghana Government International Bond, 144A |
8.627% | 6/16/49 | B | 231,070 | |||||||||||||||||||||||||
Total Ghana |
1,195,306 | |||||||||||||||||||||||||||||
Honduras 0.2% | ||||||||||||||||||||||||||||||
200 | Honduras Government International Bond, Reg S |
7.500% | 3/15/24 | BB | 217,000 |
6
Principal Amount (000) (6) |
Description (1) | Coupon | Maturity | Ratings (7) | Value | |||||||||||||||||||||||||
Honduras (continued) | ||||||||||||||||||||||||||||||
$ | 150 | Honduras Government International Bond, 144A |
5.625% | 6/24/30 | BB | $ | 156,750 | |||||||||||||||||||||||
Total Honduras |
373,750 | |||||||||||||||||||||||||||||
Hong Kong 0.1% | ||||||||||||||||||||||||||||||
200 | AIA Group Ltd, 144A |
3.200% | 9/16/40 | A | 196,761 | |||||||||||||||||||||||||
Hungary 0.5% | ||||||||||||||||||||||||||||||
82 | Hungary Government International Bond |
5.375% | 2/21/23 | BBB | 89,405 | |||||||||||||||||||||||||
66 | Hungary Government International Bond |
5.750% | 11/22/23 | BBB | 74,593 | |||||||||||||||||||||||||
550 | EUR | Hungary Government International Bond, Reg S |
1.625% | 4/28/32 | BBB | 689,846 | ||||||||||||||||||||||||
140 | EUR | Hungary Government International Bond, Reg S |
1.500% | 11/17/50 | BBB | 154,856 | ||||||||||||||||||||||||
Total Hungary |
1,008,700 | |||||||||||||||||||||||||||||
India 0.2% | ||||||||||||||||||||||||||||||
200 | Bharti Airtel Ltd, Reg S |
4.375% | 6/10/25 | BBB | 214,739 | |||||||||||||||||||||||||
200 | Greenko Dutch BV, Reg S |
5.250% | 7/24/24 | Ba1 | 207,254 | |||||||||||||||||||||||||
Total India |
421,993 | |||||||||||||||||||||||||||||
Indonesia 0.8% | ||||||||||||||||||||||||||||||
425 | Indonesia Government International Bond, Reg S |
3.375% | 4/15/23 | BBB | 445,893 | |||||||||||||||||||||||||
100 | EUR | Indonesia Government International Bond |
1.100% | 3/12/33 | BBB | 113,417 | ||||||||||||||||||||||||
200 | Minejesa Capital BV, Reg S |
4.625% | 8/10/30 | Baa3 | 208,250 | |||||||||||||||||||||||||
250 | Minejesa Capital BV, Reg S |
5.625% | 8/10/37 | Baa3 | 261,563 | |||||||||||||||||||||||||
375 | Perusahaan Perseroan Persero PT Perusahaan Listrik Negara, Reg S |
|
4.125% | 5/15/27 | Baa2 | 402,832 | ||||||||||||||||||||||||
200 | Perusahaan Perseroan Persero PT Perusahaan Listrik Negara, Reg S |
|
5.250% | 5/15/47 | Baa2 | 219,250 | ||||||||||||||||||||||||
Total Indonesia |
1,651,205 | |||||||||||||||||||||||||||||
Israel 0.8% | ||||||||||||||||||||||||||||||
85 | Energean Israel Finance Ltd, 144A, Reg S |
4.500% | 3/30/24 | Ba3 | 85,634 | |||||||||||||||||||||||||
80 | Energean Israel Finance Ltd |
4.875% | 3/30/26 | Ba3 | 80,474 | |||||||||||||||||||||||||
295 | Israel Electric Corp Ltd, 144A, Reg S |
5.000% | 11/12/24 | BBB | 331,335 | |||||||||||||||||||||||||
807 | Israel Electric Corp Ltd, 144A, Reg S |
4.250% | 8/14/28 | BBB | 895,770 | |||||||||||||||||||||||||
87 | Leviathan Bond Ltd, 144A, Reg S |
6.125% | 6/30/25 | BB | 94,377 | |||||||||||||||||||||||||
127 | Leviathan Bond Ltd, 144A, Reg S |
6.500% | 6/30/27 | BB | 138,983 | |||||||||||||||||||||||||
75 | Leviathan Bond Ltd, 144A, Reg S |
6.750% | 6/30/30 | BB | 82,424 | |||||||||||||||||||||||||
Total Israel |
1,708,997 | |||||||||||||||||||||||||||||
Jordan 0.3% | ||||||||||||||||||||||||||||||
200 | Jordan Government International Bond, 144A |
7.375% | 10/10/47 | B+ | 204,088 | |||||||||||||||||||||||||
425 | Jordan Government International Bond, Reg S |
7.375% | 10/10/47 | B+ | 433,755 | |||||||||||||||||||||||||
Total Jordan |
637,843 | |||||||||||||||||||||||||||||
Macedonia 0.5% | ||||||||||||||||||||||||||||||
515 | EUR | North Macedonia Government International Bond, Reg S |
|
3.975% | 7/24/21 | BB+ | 609,959 | |||||||||||||||||||||||
100 | EUR | North Macedonia Government International Bond, Reg S |
|
2.750% | 1/18/25 | BB+ | 122,533 | |||||||||||||||||||||||
315 | EUR | North Macedonia Government International Bond, 144A |
|
3.675% | 6/03/26 | BB+ | 404,403 | |||||||||||||||||||||||
Total Macedonia |
1,136,895 | |||||||||||||||||||||||||||||
Malaysia 0.2% | ||||||||||||||||||||||||||||||
200 | Petronas Capital Ltd, 144A |
3.500% | 4/21/30 | A2 | 213,922 | |||||||||||||||||||||||||
205 | Petronas Capital Ltd, 144A |
4.550% | 4/21/50 | A2 | 242,561 | |||||||||||||||||||||||||
Total Malaysia |
456,483 | |||||||||||||||||||||||||||||
Mexico 2.0% | ||||||||||||||||||||||||||||||
230 | Comision Federal de Electricidad, 144A |
3.348% | 2/09/31 | Baa1 | 221,032 | |||||||||||||||||||||||||
9,255 | MXN | Mexican Bonos |
8.500% | 5/31/29 | BBB+ | 508,131 | ||||||||||||||||||||||||
225 | Mexico City Airport Trust, Reg S |
4.250% | 10/31/26 | BBB | 236,813 | |||||||||||||||||||||||||
200 | Mexico Government International Bond |
4.750% | 4/27/32 | Baa1 | 222,700 | |||||||||||||||||||||||||
100 | EUR | Mexico Government International Bond |
1.450% | 10/25/33 | Baa1 | 109,928 | ||||||||||||||||||||||||
200 | Mexico Government International Bond |
4.600% | 1/23/46 | Baa1 | 204,404 | |||||||||||||||||||||||||
200 | Mexico Government International Bond |
4.500% | 1/31/50 | Baa1 | 202,646 |
7
JDD | Nuveen Diversified Dividend and Income Fund (continued) | |
Portfolio of Investments March 31, 2021 | ||
(Unaudited) |
Principal Amount (000) (6) |
Description (1) | Coupon | Maturity | Ratings (7) | Value | |||||||||||||||||||||||||
Mexico (continued) | ||||||||||||||||||||||||||||||
$ | 400 | Mexico Government International Bond |
5.000% | 4/27/51 | Baa1 | $ | 433,572 | |||||||||||||||||||||||
100 | EUR | Mexico Government International Bond |
2.125% | 10/25/51 | Baa1 | 97,788 | ||||||||||||||||||||||||
25 | Petroleos Mexicanos |
6.500% | 1/23/29 | BBB | 25,247 | |||||||||||||||||||||||||
545 | Petroleos Mexicanos |
7.000% | 1/23/30 | BBB | 553,121 | |||||||||||||||||||||||||
245 | Petroleos Mexicanos |
5.950% | 1/28/31 | BBB | 235,200 | |||||||||||||||||||||||||
140 | Petroleos Mexicanos |
6.375% | 1/23/45 | BBB | 116,200 | |||||||||||||||||||||||||
712 | Petroleos Mexicanos |
6.750% | 9/21/47 | BBB | 605,342 | |||||||||||||||||||||||||
355 | Petroleos Mexicanos |
7.690% | 1/23/50 | BBB | 328,375 | |||||||||||||||||||||||||
Total Mexico |
4,100,499 | |||||||||||||||||||||||||||||
Mongolia 0.2% | ||||||||||||||||||||||||||||||
475 | Mongolia Government International Bond, Reg S |
5.125% | 12/05/22 | B | 489,240 | |||||||||||||||||||||||||
Morocco 0.5% | ||||||||||||||||||||||||||||||
310 | Morocco Government International Bond, Reg S |
5.500% | 12/11/42 | BBB | 340,023 | |||||||||||||||||||||||||
410 | OCP SA, Reg S |
5.625% | 4/25/24 | BBB | 445,167 | |||||||||||||||||||||||||
295 | OCP SA, Reg S |
4.500% | 10/22/25 | BBB | 311,827 | |||||||||||||||||||||||||
Total Morocco |
1,097,017 | |||||||||||||||||||||||||||||
Netherlands 0.2% | ||||||||||||||||||||||||||||||
200 | VEON Holdings BV, Reg S |
4.000% | 4/09/25 | BBB | 207,800 | |||||||||||||||||||||||||
200 | VEON Holdings BV, Reg S |
3.375% | 11/25/27 | BBB | 197,600 | |||||||||||||||||||||||||
Total Netherlands |
405,400 | |||||||||||||||||||||||||||||
Oman 0.8% | ||||||||||||||||||||||||||||||
455 | Oman Government International Bond, Reg S |
3.625% | 6/15/21 | Ba3 | 455,751 | |||||||||||||||||||||||||
200 | Oman Government International Bond, 144A |
6.250% | 1/25/31 | Ba3 | 209,000 | |||||||||||||||||||||||||
215 | Oman Government International Bond, Reg S |
7.375% | 10/28/32 | Ba3 | 237,912 | |||||||||||||||||||||||||
305 | Oman Government International Bond, 144A |
6.750% | 1/17/48 | Ba3 | 290,549 | |||||||||||||||||||||||||
400 | Oman Government International Bond, Reg S |
6.750% | 1/17/48 | Ba3 | 381,048 | |||||||||||||||||||||||||
Total Oman |
1,574,260 | |||||||||||||||||||||||||||||
Pakistan 0.2% | ||||||||||||||||||||||||||||||
200 | Pakistan Government International Bond, 144A, (WI/DD) |
|
6.000% | 4/08/26 | B3 | 203,250 | ||||||||||||||||||||||||
315 | Pakistan Government International Bond, Reg S |
6.875% | 12/05/27 | B | 327,972 | |||||||||||||||||||||||||
Total Pakistan |
531,222 | |||||||||||||||||||||||||||||
Panama 1.1% | ||||||||||||||||||||||||||||||
705 | Panama Government International Bond |
3.160% | 1/23/30 | BBB | 733,397 | |||||||||||||||||||||||||
625 | Panama Government International Bond |
4.300% | 4/29/53 | BBB | 670,213 | |||||||||||||||||||||||||
320 | Panama Government International Bond |
4.500% | 4/01/56 | BBB | 349,910 | |||||||||||||||||||||||||
200 | Panama Government International Bond |
3.870% | 7/23/60 | BBB | 197,664 | |||||||||||||||||||||||||
330 | Panama Notas del Tesoro |
3.750% | 4/17/26 | BBB | 353,892 | |||||||||||||||||||||||||
Total Panama |
2,305,076 | |||||||||||||||||||||||||||||
Paraguay 0.8% | ||||||||||||||||||||||||||||||
295 | Paraguay Government International Bond, Reg S |
4.625% | 1/25/23 | Ba1 | 310,491 | |||||||||||||||||||||||||
640 | Paraguay Government International Bond, Reg S |
5.000% | 4/15/26 | Ba1 | 722,246 | |||||||||||||||||||||||||
525 | Paraguay Government International Bond, Reg S |
6.100% | 8/11/44 | Ba1 | 630,000 | |||||||||||||||||||||||||
Total Paraguay |
1,662,737 | |||||||||||||||||||||||||||||
Peru 0.3% | ||||||||||||||||||||||||||||||
145 | Banco de Credito del Peru, 144A |
3.125% | 7/01/30 | BBB | 145,305 | |||||||||||||||||||||||||
65 | Banco de Credito del Peru, 144A |
3.250% | 9/30/31 | Baa3 | 65,000 | |||||||||||||||||||||||||
210 | Peruvian Government International Bond |
2.783% | 1/23/31 | A3 | 210,044 | |||||||||||||||||||||||||
210 | Peruvian Government International Bond |
3.550% | 3/10/51 | A3 | 204,481 | |||||||||||||||||||||||||
Total Peru |
624,830 | |||||||||||||||||||||||||||||
Philippines 0.1% | ||||||||||||||||||||||||||||||
340 | Philippine Government International Bond |
2.650% | 12/10/45 | BBB+ | 305,107 |
8
Principal Amount (000) (6) |
Description (1) | Coupon | Maturity | Ratings (7) | Value | |||||||||||||||||||||||||
Qatar 1.2% | ||||||||||||||||||||||||||||||
$ | 200 | Ooredoo International Finance Ltd, 144A, (WI/DD) |
2.625% | 4/08/31 | A | $ | 197,844 | |||||||||||||||||||||||
290 | Qatar Government International Bond, Reg S |
4.000% | 3/14/29 | AA | 328,562 | |||||||||||||||||||||||||
249 | Qatar Government International Bond, Reg S |
3.750% | 4/16/30 | AA | 277,777 | |||||||||||||||||||||||||
200 | Qatar Government International Bond, Reg S |
5.103% | 4/23/48 | AA | 252,760 | |||||||||||||||||||||||||
490 | Qatar Government International Bond, Reg S |
4.817% | 3/14/49 | AA | 599,662 | |||||||||||||||||||||||||
400 | Qatar Government International Bond, Reg S |
4.400% | 4/16/50 | AA | 461,433 | |||||||||||||||||||||||||
200 | QNB Finance Ltd, Reg S |
3.500% | 3/28/24 | Aa3 | 212,706 | |||||||||||||||||||||||||
200 | QNB Finance Ltd, Reg S |
2.625% | 5/12/25 | Aa3 | 207,040 | |||||||||||||||||||||||||
Total Qatar |
2,537,784 | |||||||||||||||||||||||||||||
Romania 0.8% | ||||||||||||||||||||||||||||||
130 | EUR | Romanian Government International Bond, Reg S |
2.875% | 3/11/29 | BBB | 168,245 | ||||||||||||||||||||||||
180 | Romanian Government International Bond |
1.375% | 12/02/29 | BBB | 209,391 | |||||||||||||||||||||||||
10 | Romanian Government International Bond |
3.624% | 5/26/30 | BBB | 13,432 | |||||||||||||||||||||||||
60 | EUR | Romanian Government International Bond, Reg S |
2.124% | 7/16/31 | BBB | 71,780 | ||||||||||||||||||||||||
70 | Romanian Government International Bond |
2.124% | 7/16/31 | BBB | 83,743 | |||||||||||||||||||||||||
165 | EUR | Romanian Government International Bond, Reg S |
2.000% | 1/28/32 | BBB | 193,842 | ||||||||||||||||||||||||
125 | EUR | Romanian Government International Bond, Reg S |
4.125% | 3/11/39 | BBB | 170,650 | ||||||||||||||||||||||||
90 | EUR | Romanian Government International Bond, 144A |
2.625% | 12/02/40 | BBB | 104,394 | ||||||||||||||||||||||||
52 | Romanian Government International Bond, Reg S |
6.125% | 1/22/44 | BBB | 65,866 | |||||||||||||||||||||||||
535 | EUR | Romanian Government International Bond, Reg S |
3.375% | 1/28/50 | BBB | 654,959 | ||||||||||||||||||||||||
Total Romania |
1,736,302 | |||||||||||||||||||||||||||||
Russia 1.6% | ||||||||||||||||||||||||||||||
200 | Gtlk Europe Capital DAC, Reg S |
4.650% | 3/10/27 | BB+ | 202,627 | |||||||||||||||||||||||||
215 | Gtlk Europe Capital DAC, Reg S |
4.800% | 2/26/28 | BB+ | 217,905 | |||||||||||||||||||||||||
600 | Russian Foreign Bond Eurobond |
4.750% | 5/27/26 | BBB | 671,413 | |||||||||||||||||||||||||
1,200 | Russian Foreign Bond Eurobond, Reg S |
4.250% | 6/23/27 | BBB | 1,312,615 | |||||||||||||||||||||||||
400 | Russian Foreign Bond Eurobond, Reg S |
4.375% | 3/21/29 | BBB | 436,279 | |||||||||||||||||||||||||
200 | Russian Foreign Bond Eurobond |
1.850% | 11/20/32 | BBB | 228,966 | |||||||||||||||||||||||||
200 | Russian Foreign Bond Eurobond |
5.100% | 3/28/35 | BBB | 230,040 | |||||||||||||||||||||||||
Total Russia |
3,299,845 | |||||||||||||||||||||||||||||
Saudi Arabia 0.7% | ||||||||||||||||||||||||||||||
370 | Saudi Arabian Oil Co, Reg S |
4.250% | 4/16/39 | A | 399,148 | |||||||||||||||||||||||||
225 | Saudi Government International Bond, Reg S |
3.625% | 3/04/28 | A1 | 244,406 | |||||||||||||||||||||||||
765 | Saudi Government International Bond, Reg S |
3.750% | 1/21/55 | A1 | 749,011 | |||||||||||||||||||||||||
Total Saudi Arabia |
1,392,565 | |||||||||||||||||||||||||||||
Senegal 0.4% | ||||||||||||||||||||||||||||||
200 | Senegal Government International Bond, Reg S |
8.750% | 5/13/21 | Ba3 | 199,954 | |||||||||||||||||||||||||
200 | Senegal Government International Bond, 144A |
6.750% | 3/13/48 | Ba3 | 190,020 | |||||||||||||||||||||||||
415 | Senegal Government International Bond, Reg S |
6.750% | 3/13/48 | Ba3 | 394,557 | |||||||||||||||||||||||||
Total Senegal |
784,531 | |||||||||||||||||||||||||||||
Serbia 0.6% | ||||||||||||||||||||||||||||||
125 | EUR | Serbia International Bond, 144A |
3.125% | 5/15/27 | BB+ | 162,180 | ||||||||||||||||||||||||
380 | EUR | Serbia International Bond, Reg S |
3.125% | 5/15/27 | BB+ | 493,028 | ||||||||||||||||||||||||
150 | EUR | Serbia International Bond, 144A |
1.500% | 6/26/29 | BB+ | 175,940 | ||||||||||||||||||||||||
305 | EUR | Serbia International Bond, Reg S |
1.500% | 6/26/29 | BB+ | 357,744 | ||||||||||||||||||||||||
Total Serbia |
1,188,892 | |||||||||||||||||||||||||||||
Singapore 0.3% | ||||||||||||||||||||||||||||||
690 | Temasek Financial I Ltd, 144A |
2.500% | 10/06/70 | AAA | 599,202 | |||||||||||||||||||||||||
South Africa 0.1% | ||||||||||||||||||||||||||||||
240 | Republic of South Africa Government International Bond |
5.750% | 9/30/49 | Ba2 | 220,836 | |||||||||||||||||||||||||
Sri Lanka 0.3% | ||||||||||||||||||||||||||||||
415 | Sri Lanka Government International Bond, Reg S |
6.850% | 11/03/25 | CCC+ | 258,653 | |||||||||||||||||||||||||
335 | Sri Lanka Government International Bond, 144A |
6.200% | 5/11/27 | CCC+ | 203,375 |
9
JDD | Nuveen Diversified Dividend and Income Fund (continued) | |
Portfolio of Investments March 31, 2021 | ||
(Unaudited) |
Principal Amount (000) (6) |
Description (1) | Coupon | Maturity | Ratings (7) | Value | |||||||||||||||||||||||||
Sri Lanka (continued) | ||||||||||||||||||||||||||||||
$ | 230 | Sri Lanka Government International Bond, Reg S |
|
6.200% | 5/11/27 | CCC+ | $ | 139,631 | ||||||||||||||||||||||
Total Sri Lanka |
601,659 | |||||||||||||||||||||||||||||
Tanzania, United Republic Of 0.1% | ||||||||||||||||||||||||||||||
200 | AngloGold Ashanti Holdings PLC |
3.750% | 10/01/30 | Baa3 | 202,208 | |||||||||||||||||||||||||
Tunisia 0.2% | ||||||||||||||||||||||||||||||
390 | Banque Centrale de Tunisie International Bond, Reg S |
|
5.750% | 1/30/25 | B | 339,373 | ||||||||||||||||||||||||
Turkey 0.7% | ||||||||||||||||||||||||||||||
215 | Turkey Government International Bond |
3.250% | 3/23/23 | BB | 206,531 | |||||||||||||||||||||||||
245 | Turkey Government International Bond |
5.125% | 2/17/28 | BB | 221,059 | |||||||||||||||||||||||||
200 | Turkey Government International Bond |
5.950% | 1/15/31 | B2 | 181,060 | |||||||||||||||||||||||||
200 | Turkey Government International Bond |
5.875% | 6/26/31 | BB | 180,496 | |||||||||||||||||||||||||
775 | Turkey Government International Bond |
5.750% | 5/11/47 | BB | 627,866 | |||||||||||||||||||||||||
Total Turkey |
1,417,012 | |||||||||||||||||||||||||||||
Ukraine 0.9% | ||||||||||||||||||||||||||||||
115 | Ukraine Government International Bond, Reg S |
|
7.750% | 9/01/22 | B | 121,113 | ||||||||||||||||||||||||
100 | Ukraine Government International Bond, Reg S |
|
7.750% | 9/01/26 | B | 108,409 | ||||||||||||||||||||||||
100 | Ukraine Government International Bond, 144A |
|
7.750% | 9/01/27 | B | 106,858 | ||||||||||||||||||||||||
323 | Ukraine Government International Bond, 144A |
|
7.375% | 9/25/32 | B | 324,634 | ||||||||||||||||||||||||
255 | Ukraine Government International Bond, Reg S |
|
7.375% | 9/25/32 | B | 255,826 | ||||||||||||||||||||||||
985 | Ukraine Government International Bond, 144A |
|
7.253% | 3/15/33 | B | 979,878 | ||||||||||||||||||||||||
Total Ukraine |
1,896,718 | |||||||||||||||||||||||||||||
United Arab Emirates 1.2% | ||||||||||||||||||||||||||||||
235 | Abu Dhabi Government International Bond, Reg S |
|
2.500% | 9/30/29 | AA | 240,602 | ||||||||||||||||||||||||
270 | Abu Dhabi Government International Bond, 144A |
|
3.125% | 4/16/30 | AA | 289,325 | ||||||||||||||||||||||||
410 | Abu Dhabi Government International Bond, 144A |
|
3.125% | 9/30/49 | AA | 390,476 | ||||||||||||||||||||||||
455 | Abu Dhabi Government International Bond, Reg S |
|
3.125% | 9/30/49 | AA | 433,315 | ||||||||||||||||||||||||
200 | Abu Dhabi Government International Bond, 144A |
|
3.875% | 4/16/50 | AA | 217,120 | ||||||||||||||||||||||||
400 | Emirate of Dubai Government International Bonds, Reg S |
|
3.900% | 9/09/50 | N/R | 355,482 | ||||||||||||||||||||||||
435 | Galaxy Pipeline Assets Bidco Ltd, 144A |
2.625% | 3/31/36 | Aa2 | 415,947 | |||||||||||||||||||||||||
240 | Galaxy Pipeline Assets Bidco Ltd, 144A |
2.940% | 9/30/40 | Aa2 | 231,389 | |||||||||||||||||||||||||
Total United Arab Emirates |
2,573,656 | |||||||||||||||||||||||||||||
Venezuela 0.1% | ||||||||||||||||||||||||||||||
1,877 | Petroleos de Venezuela SA, Reg S, (8) |
6.000% | 11/15/26 | N/R | 81,639 | |||||||||||||||||||||||||
360 | Venezuela Government International Bond, Reg S, (8) |
|
9.000% | 5/07/23 | C | 36,540 | ||||||||||||||||||||||||
1,040 | Venezuela Government International Bond, Reg S, (8) |
|
9.250% | 5/07/28 | C | 106,600 | ||||||||||||||||||||||||
Total Venezuela |
224,779 | |||||||||||||||||||||||||||||
Vietnam 0.1% | ||||||||||||||||||||||||||||||
250 | Mong Duong Finance Holdings BV, 144A |
5.125% | 5/07/29 | BB | 251,250 | |||||||||||||||||||||||||
Total Emerging Market Debt and Foreign Corporate Bonds (cost $66,069,552) |
|
64,005,036 | ||||||||||||||||||||||||||||
Principal Amount (000) |
Description (1) | Coupon (9) | Reference Rate (9) |
Spread (9) | Maturity (10) | Ratings (7) | Value | |||||||||||||||||||||||
VARIABLE RATE SENIOR LOAN INTERESTS 29.4% (20.3% of Total Investments) (9) |
|
|||||||||||||||||||||||||||||
Aerospace & Defense 0.3% | ||||||||||||||||||||||||||||||
78 | Standard Aero, Term Loan B1 |
3.703% | 3-Month LIBOR | 3.500% | 4/08/26 | B | 75,568 | |||||||||||||||||||||||
42 | Standard Aero, Term Loan B2 |
3.703% | 3-Month LIBOR | 3.500% | 4/08/26 | B | 40,628 | |||||||||||||||||||||||
476 | Transdigm, Inc., Term Loan F |
2.359% | 1-Month LIBOR | 2.250% | 12/09/25 | Ba3 | 467,415 | |||||||||||||||||||||||
596 | Total Aerospace & Defense |
583,611 | ||||||||||||||||||||||||||||
Airlines 0.3% | ||||||||||||||||||||||||||||||
162 | AAdvantage Loyality IP Ltd., Initial Term Loan, (WI/DD) |
TBD | TBD | TBD | TBD | Ba2 | 166,572 | |||||||||||||||||||||||
382 | American Airlines, Inc., Term Loan B |
2.109% | 1-Month LIBOR | 2.000% | 4/28/23 | Ba3 | 365,600 |
10
Principal Amount (000) |
Description (1) | Coupon (9) | Reference Rate (9) |
Spread (9) | Maturity (10) | Ratings (7) | Value | |||||||||||||||||||||||
Airlines (continued) | ||||||||||||||||||||||||||||||
$ | 71 | American Airlines, Inc., Term Loan B |
2.106% | 1-Month LIBOR | 2.000% | 12/14/23 | Ba3 | $ | 68,327 | |||||||||||||||||||||
37 | WestJet Airlines, Term Loan |
4.000% | 6-Month LIBOR | 3.000% | 12/11/26 | BB | 35,379 | |||||||||||||||||||||||
652 | Total Airlines |
635,878 | ||||||||||||||||||||||||||||
Auto Components 0.4% | ||||||||||||||||||||||||||||||
290 | Johnson Controls, Inc., New Dollar Term Loan, (WI/DD) |
TBD | TBD | TBD | TBD | B1 | 287,627 | |||||||||||||||||||||||
500 | Les Schwab Tire Centers, Term Loan B |
4.250% | 6-Month LIBOR | 3.500% | 11/02/27 | B | 501,667 | |||||||||||||||||||||||
790 | Total Auto Components |
789,294 | ||||||||||||||||||||||||||||
Beverages 0.1% | ||||||||||||||||||||||||||||||
12 | Jacobs Douwe Egberts, Term Loan B |
2.125% | 1-Month LIBOR | 2.000% | 11/01/25 | BB+ | 12,242 | |||||||||||||||||||||||
209 | Triton Water Holdings, Inc., Term Loan B, (WI/DD) |
TBD | TBD | TBD | TBD | B1 | 208,186 | |||||||||||||||||||||||
221 | Total Beverages |
220,428 | ||||||||||||||||||||||||||||
Biotechnology 0.3% | ||||||||||||||||||||||||||||||
617 | Grifols, Inc., Term Loan B, First Lien |
2.081% | 1-Week LIBOR | 2.000% | 11/15/27 | Ba2 | 611,053 | |||||||||||||||||||||||
Building Products 0.3% | ||||||||||||||||||||||||||||||
158 | Advanced Drainage Systems, Term Loan B |
2.375% | 1-Month LIBOR | 2.250% | 9/24/26 | Ba1 | 158,607 | |||||||||||||||||||||||
115 | Ply Gem Industries, Inc., 2021 Term Loan, (WI/DD) |
TBD | TBD | TBD | TBD | B1 | 114,712 | |||||||||||||||||||||||
335 | Quikrete Holdings, Inc., Term Loan B |
2.609% | 1-Month LIBOR | 2.500% | 1/31/27 | BB | 333,609 | |||||||||||||||||||||||
608 | Total Building Products |
606,928 | ||||||||||||||||||||||||||||
Capital Markets 0.2% | ||||||||||||||||||||||||||||||
440 | Lions Gate Entertainment Corporation, Term Loan A |
1.859% | 1-Month LIBOR | 1.750% | 3/22/23 | Ba2 | 436,150 | |||||||||||||||||||||||
84 | RPI Finance Trust, Term Loan B1 |
1.859% | 1-Month LIBOR | 1.750% | 2/11/27 | BBB | 83,954 | |||||||||||||||||||||||
524 | Total Capital Markets |
520,104 | ||||||||||||||||||||||||||||
Chemicals 0.5% | ||||||||||||||||||||||||||||||
66 | Atotech, Initial Dollar Term Loan |
3.000% | 3-Month LIBOR | 2.500% | 3/18/28 | B+ | 65,588 | |||||||||||||||||||||||
556 | Axalta Coating Systems, Term Loan, First Lien |
2.004% | 3-Month LIBOR | 1.750% | 6/01/24 | Ba1 | 554,281 | |||||||||||||||||||||||
268 | H.B. Fuller Company, Term Loan B |
2.111% | 1-Month LIBOR | 2.000% | 10/21/24 | BB+ | 267,233 | |||||||||||||||||||||||
100 | INEOS US Petrochem LLC, Term Loan B |
3.250% | 3-Month LIBOR | 2.750% | 1/29/26 | BB+ | 99,859 | |||||||||||||||||||||||
990 | Total Chemicals |
986,961 | ||||||||||||||||||||||||||||
Commercial Services & Supplies 1.7% | ||||||||||||||||||||||||||||||
74 | Brand Energy & Infrastructure Services, Inc., Term Loan B, First Lien |
5.250% | 3-Month LIBOR | 4.250% | 6/21/24 | B | 73,199 | |||||||||||||||||||||||
1,087 | Formula One Group, Term Loan B |
3.500% | 1-Month LIBOR | 2.500% | 2/01/24 | B+ | 1,078,455 | |||||||||||||||||||||||
354 | GFL Environmental, Term Loan |
3.500% | 3-Month LIBOR | 3.000% | 5/30/25 | BB | 354,291 | |||||||||||||||||||||||
51 | Pitney Bowes, Inc., 2021 Term Loan |
4.120% | 3-Month LIBOR | 4.000% | 3/19/28 | BBB | 51,539 | |||||||||||||||||||||||
96 | Sabert Corporation, Initial Term Loan |
5.500% | 1-Month LIBOR | 4.500% | 12/10/26 | B | 96,704 | |||||||||||||||||||||||
500 | Spin Holdco, Inc., Term Loan B, (WI/DD) |
TBD | TBD | TBD | TBD | B | 496,382 | |||||||||||||||||||||||
201 | Trans Union LLC, Term Loan B5 |
1.859% | 1-Month LIBOR | 1.750% | 11/13/26 | BBB | 199,363 | |||||||||||||||||||||||
43 | Travelport LLC, Priority Debt Term Loan, (cash 2.500%, PIK 6.500%), (WI/DD) |
TBD | TBD | TBD | TBD | B+ | 43,878 | |||||||||||||||||||||||
91 | West Corporation, Incremental Term Loan B1 |
4.500% | 3-Month LIBOR | 3.500% | 10/10/24 | BB+ | 87,721 | |||||||||||||||||||||||
477 | WEX, Inc., Term Loan B3 |
2.359% | 1-Month LIBOR | 2.250% | 5/15/26 | N/R | 476,525 | |||||||||||||||||||||||
488 | WEX, Inc., Term Loan, First Lien, (WI/DD) |
TBD | TBD | TBD | TBD | Ba2 | 486,683 | |||||||||||||||||||||||
3,462 | Total Commercial Services & Supplies |
3,444,740 | ||||||||||||||||||||||||||||
Communications Equipment 0.8% | ||||||||||||||||||||||||||||||
391 | CommScope, Inc., Term Loan B |
3.359% | 1-Month LIBOR | 3.250% | 4/04/26 | Ba3 | 389,752 |
11
JDD | Nuveen Diversified Dividend and Income Fund (continued) | |
Portfolio of Investments March 31, 2021 | ||
(Unaudited) |
Principal Amount (000) |
Description (1) | Coupon (9) | Reference Rate (9) |
Spread (9) | Maturity (10) | Ratings (7) | Value | |||||||||||||||||||||||
Communications Equipment (continued) | ||||||||||||||||||||||||||||||
$ | 499 | Mega Broadband Investments, Term Loan B |
3.750% | 3-Month LIBOR | 3.000% | 11/12/27 | B+ | $ | 498,284 | |||||||||||||||||||||
398 | Plantronics, Term Loan B |
2.615% | 1-Month LIBOR | 2.500% | 7/02/25 | Ba2 | 393,619 | |||||||||||||||||||||||
63 | Riverbed Technology, Term Loan, First Lien |
7.000% | 3-Month LIBOR | 6.000% | 12/31/25 | B2 | 60,846 | |||||||||||||||||||||||
330 | Univision Communications, Inc., Term Loan C5 |
2.857% | 1-Month LIBOR | 2.750% | 3/15/24 | B | 327,767 | |||||||||||||||||||||||
1,681 | Total Communications Equipment |
1,670,268 | ||||||||||||||||||||||||||||
Containers & Packaging 0.3% | ||||||||||||||||||||||||||||||
554 | Reynolds Group Holdings, Inc., Term Loan, First Lien |
1.859% | 1-Month LIBOR | 1.750% | 2/04/27 | BBB | 551,664 | |||||||||||||||||||||||
Distributors 0.2% | ||||||||||||||||||||||||||||||
380 | SRS Distribution, Inc., Term Loan B |
3.109% | 1-Month LIBOR | 3.000% | 5/24/25 | B | 375,702 | |||||||||||||||||||||||
Diversified Financial Services 0.3% | ||||||||||||||||||||||||||||||
26 | Avaya, Inc., Term Loan B2, (WI/DD) |
TBD | TBD | TBD | TBD | N/R | 25,716 | |||||||||||||||||||||||
2 | Belk, Inc., First Out Term Loan, First Lien |
8.500% | 3-Month LIBOR | 7.500% | 7/31/25 | N/R | 1,699 | |||||||||||||||||||||||
7 | Belk, Inc., Second Out Term Loan, First Lien |
10.000% | 3-Month LIBOR | 10.000% | 7/31/25 | N/R | 4,780 | |||||||||||||||||||||||
214 | Ditech Holding Corporation., Term Loan B, First Lien, (8) |
0.000% | N/A | N/A | 6/30/22 | N/R | 39,487 | |||||||||||||||||||||||
167 | Lions Gate Entertainment Corp., Term Loan B |
2.359% | 1-Month LIBOR | 2.250% | 3/24/25 | Ba2 | 164,612 | |||||||||||||||||||||||
377 | Verscend Technologies, 2021 Term Loan, (DD1) |
4.177% | 3-Month LIBOR | 4.000% | 8/27/25 | BB | 377,657 | |||||||||||||||||||||||
793 | Total Diversified Financial Services |
613,951 | ||||||||||||||||||||||||||||
Diversified Telecommunication Services 1.1% | ||||||||||||||||||||||||||||||
60 | Altice France S.A., Term Loan B12 |
3.794% | 1-Month LIBOR | 3.688% | 1/31/26 | B | 59,930 | |||||||||||||||||||||||
935 | CenturyLink, Inc, Term Loan B |
2.359% | 1-Month LIBOR | 2.250% | 3/15/27 | BB+ | 926,810 | |||||||||||||||||||||||
298 | Frontier Communications Corporation, DIP Term Loan, (8) |
5.750% | 1-Month LIBOR | 4.750% | 10/08/21 | B3 | 297,620 | |||||||||||||||||||||||
79 | Intelsat Jackson Holdings, S.A., Term Loan B4, (8) |
8.750% | Prime | 5.500% | 1/02/24 | N/R | 80,130 | |||||||||||||||||||||||
125 | Intelsat Jackson Holdings, S.A., Term Loan B5, (8) |
8.625% | N/A | N/A | 1/02/24 | N/R | 128,198 | |||||||||||||||||||||||
489 | Numericable Group S.A., Term Loan B13 |
4.198% | 3-Month LIBOR | 4.000% | 8/14/26 | B | 488,261 | |||||||||||||||||||||||
356 | Zayo Group LLC, Initial Dollar Term Loan |
3.109% | 1-Month LIBOR | 3.000% | 3/09/27 | B1 | 353,920 | |||||||||||||||||||||||
2,342 | Total Diversified Telecommunication Services |
|
2,334,869 | |||||||||||||||||||||||||||
Electrical Equipment 0.3% | ||||||||||||||||||||||||||||||
387 | Avolon LLC, Term Loan B4 |
2.250% | 1-Month LIBOR | 1.500% | 2/10/27 | Baa2 | 382,864 | |||||||||||||||||||||||
248 | Vertiv Co.,Term Loan B |
2.933% | 1-Month LIBOR | 2.750% | 3/02/27 | B+ | 246,523 | |||||||||||||||||||||||
635 | Total Electrical Equipment |
629,387 | ||||||||||||||||||||||||||||
Entertainment 0.3% | ||||||||||||||||||||||||||||||
102 | AMC Entertainment, Inc., Term Loan B, (DD1) |
5.250% | Prime | 2.000% | 4/22/26 | CCC | 88,308 | |||||||||||||||||||||||
45 | Cineworld Group PLC, Second Amendment Dollar, Term Loan |
3.750% | 6-Month LIBOR | 2.750% | 9/20/26 | CCC | 38,673 | |||||||||||||||||||||||
499 | Cineworld Group PLC, Term Loan B, (DD1) |
3.500% | 6-Month LIBOR | 2.500% | 2/28/25 | CCC | 427,538 | |||||||||||||||||||||||
25 | Metro-Goldwyn-Mayer, Inc., Term Loan, First Lien |
2.609% | 1-Month LIBOR | 2.500% | 7/03/25 | BB | 24,545 | |||||||||||||||||||||||
671 | Total Entertainment |
579,064 | ||||||||||||||||||||||||||||
Food & Staples Retailing 1.0% | ||||||||||||||||||||||||||||||
498 | Chobani LLC, Term Loan |
4.500% | 1-Month LIBOR | 3.500% | 10/23/27 | B | 497,873 | |||||||||||||||||||||||
1,629 | US Foods, Inc., New Term Loan |
1.859% | 1-Month LIBOR | 1.750% | 6/27/23 | BB | 1,610,353 | |||||||||||||||||||||||
2,127 | Total Food & Staples Retailing |
2,108,226 |
12
Principal Amount (000) |
Description (1) | Coupon (9) | Reference Rate (9) |
Spread (9) | Maturity (10) | Ratings (7) | Value | |||||||||||||||||||||||
Food Products 0.4% | ||||||||||||||||||||||||||||||
$ | 449 | B&G Foods Inc., Term Loan, First Lien |
2.609% | 1-Month LIBOR | 2.500% | 10/10/26 | BB | $ | 449,131 | |||||||||||||||||||||
447 | Froneri Lux FinCo SARL, Term Loan, First Lien |
2.359% | 1-Month LIBOR | 2.250% | 1/31/27 | B1 | 441,170 | |||||||||||||||||||||||
896 | Total Food Products |
890,301 | ||||||||||||||||||||||||||||
Health Care Equipment & Supplies 0.1% | ||||||||||||||||||||||||||||||
229 | Maravai Intermediate Holdings LLC, Initial Term Loan |
5.250% | 1-Month LIBOR | 4.250% | 10/19/27 | B | 229,970 | |||||||||||||||||||||||
Health Care Providers & Services 2.6% | ||||||||||||||||||||||||||||||
500 | Air Medical, Term Loan B |
5.750% | 3-Month LIBOR | 4.750% | 10/02/25 | B | 499,187 | |||||||||||||||||||||||
200 | Aspen Dental, Term Loan B2, (WI/DD) |
TBD | TBD | TBD | TBD | B | 198,486 | |||||||||||||||||||||||
477 | Brightspring Health, 2021 Term Loan, (DD1) |
3.610% | 1-Month LIBOR | 3.500% | 3/05/26 | B1 | 474,238 | |||||||||||||||||||||||
229 | Gates Global LLC., Initial Dollar Term Loan B3, (WI/DD) |
TBD | TBD | TBD | TBD | B+ | 228,856 | |||||||||||||||||||||||
1,202 | HCA, Inc., Term Loan B12 |
1.859% | 1-Month LIBOR | 1.750% | 3/13/25 | BBB | 1,202,988 | |||||||||||||||||||||||
536 | HCA, Inc., Term Loan B13 |
1.859% | 1-Month LIBOR | 1.750% | 3/18/26 | BBB | 535,900 | |||||||||||||||||||||||
216 | Lifepoint Health, Inc., New Term Loan B |
3.859% | 1-Month LIBOR | 3.750% | 11/16/25 | B1 | 215,481 | |||||||||||||||||||||||
330 | Schumacher Group, Term Loan B |
5.500% | 3-Month LIBOR | 4.750% | 2/26/28 | B | 327,053 | |||||||||||||||||||||||
1,366 | Select Medical Corporation, Term Loan B |
2.360% | 1-Month LIBOR | 2.250% | 3/06/25 | Ba2 | 1,361,314 | |||||||||||||||||||||||
297 | Surgery Center Holdings Inc., Initial Term Loan |
4.250% | 1-Month LIBOR | 3.250% | 9/03/24 | B2 | 294,557 | |||||||||||||||||||||||
5,353 | Total Health Care Providers & Services |
5,338,060 | ||||||||||||||||||||||||||||
Health Care Technology 0.6% | ||||||||||||||||||||||||||||||
888 | Emdeon, Inc., Term Loan |
3.500% | 3-Month LIBOR | 2.500% | 3/01/24 | B+ | 888,218 | |||||||||||||||||||||||
26 | Emdeon, Inc., Term Loan |
3.500% | 1-Month LIBOR | 2.500% | 3/01/24 | B+ | 26,006 | |||||||||||||||||||||||
248 | Zelis, 2021 Term Loan, (WI/DD) |
TBD | TBD | TBD | TBD | B | 246,881 | |||||||||||||||||||||||
1,162 | Total Health Care Technology |
1,161,105 | ||||||||||||||||||||||||||||
Hotels, Restaurants & Leisure 2.8% | ||||||||||||||||||||||||||||||
233 | 24 Hour Fitness Worldwide, Inc., Exit Term Loan |
5.193% | 3-Month LIBOR | 5.000% | 6/17/21 | N/R | 205,158 | |||||||||||||||||||||||
376 | Aramark Corporation, Term Loan |
1.859% | 1-Month LIBOR | 1.750% | 3/11/25 | BB+ | 373,099 | |||||||||||||||||||||||
1,577 | Burger King Corporation, Term Loan B4 |
1.859% | 1-Month LIBOR | 1.750% | 11/19/26 | BB+ | 1,551,175 | |||||||||||||||||||||||
995 | Caesars Resort Collection, Term Loan, First Lien |
2.859% | 1-Month LIBOR | 2.750% | 12/22/24 | B+ | 981,917 | |||||||||||||||||||||||
129 | Churchill Downs Incorporated, 2021 Incremental Term Loan B |
2.120% | 3-Month LIBOR | 2.000% | 3/17/28 | BBB | 128,795 | |||||||||||||||||||||||
69 | Cineworld Group PLC, Priority Term Loan, (cash 7.000%, PIK 8.250%), (DD1) |
7.203% | 3-Month LIBOR | 7.000% | 5/23/24 | B | 88,163 | |||||||||||||||||||||||
703 | Hilton Hotels, Term Loan B2 |
1.859% | 1-Month LIBOR | 1.750% | 6/21/26 | BBB | 697,167 | |||||||||||||||||||||||
436 | Marriott Ownership Resorts, Inc., Term Loan B |
1.859% | 1-Month LIBOR | 1.750% | 8/31/25 | BB | 425,765 | |||||||||||||||||||||||
220 | PCI Gaming, Term Loan B |
2.609% | 1-Month LIBOR | 2.500% | 5/31/26 | BBB | 218,374 | |||||||||||||||||||||||
757 | Seaworld Parks and Entertainment, Inc., Term Loan B5 |
3.750% | 1-Month LIBOR | 3.000% | 3/31/24 | B2 | 747,028 | |||||||||||||||||||||||
479 | YUM Brands, 2021 Term Loan B, (WI/DD) |
TBD | TBD | TBD | TBD | BBB | 479,879 | |||||||||||||||||||||||
5,974 | Total Hotels, Restaurants & Leisure |
5,896,520 | ||||||||||||||||||||||||||||
Household Durables 0.3% | ||||||||||||||||||||||||||||||
17 | Serta Simmons Holdings LLC, First Out Term Loan, (8) |
8.500% | 1-Month LIBOR | 7.500% | 6/01/27 | N/R | 17,658 | |||||||||||||||||||||||
57 | Serta Simmons Holdings LLC, Second Out Term Loan, (8) |
8.500% | 1-Month LIBOR | 7.500% | 6/01/27 | N/R | 54,775 | |||||||||||||||||||||||
499 | Weber-Stephen Products LLC, Term Loan B |
4.000% | 1-Month LIBOR | 3.250% | 10/30/27 | B1 | 499,311 | |||||||||||||||||||||||
573 | Total Household Durables |
571,744 | ||||||||||||||||||||||||||||
Household Products 0.2% | ||||||||||||||||||||||||||||||
496 | Reynolds Group Holdings, Inc., Term Loan, First Lien |
2.859% | 1-Month LIBOR | 2.750% | 2/05/23 | B+ | 494,060 |
13
JDD | Nuveen Diversified Dividend and Income Fund (continued) | |
Portfolio of Investments March 31, 2021 | ||
(Unaudited) |
Principal Amount (000) |
Description (1) | Coupon (9) | Reference Rate (9) |
Spread (9) | Maturity (10) | Ratings (7) | Value | |||||||||||||||||||||||
Insurance 0.5% | ||||||||||||||||||||||||||||||
$ | 247 | Acrisure LLC, Term Loan B |
3.703% | 3-Month LIBOR | 3.500% | 2/15/27 | B | $ | 245,000 | |||||||||||||||||||||
113 | Asurion LLC, New Term Loan B8 |
3.359% | 1-Month LIBOR | 3.250% | 12/23/26 | Ba3 | 112,457 | |||||||||||||||||||||||
233 | Asurion LLC, Term Loan B6 |
3.109% | 1-Month LIBOR | 3.000% | 11/03/23 | Ba3 | 232,554 | |||||||||||||||||||||||
42 | Broadstreet Partners, Inc., Term Loan |
4.750% | 3-Month LIBOR | 3.750% | 1/27/27 | B | 41,855 | |||||||||||||||||||||||
198 | Broadstreet Partners, Inc., Term Loan B |
3.359% | 1-Month LIBOR | 3.250% | 1/27/27 | B | 196,034 | |||||||||||||||||||||||
150 | Ryan Specialty Group, LLC, 2021 Term Loan, (WI/DD) |
TBD | TBD | TBD | TBD | B1 | 149,874 | |||||||||||||||||||||||
983 | Total Insurance |
977,774 | ||||||||||||||||||||||||||||
Interactive Media & Services 0.5% | ||||||||||||||||||||||||||||||
500 | Adevinta, Term Loan, First Lien, (WI/DD) |
TBD | TBD | TBD | TBD | Ba3 | 501,018 | |||||||||||||||||||||||
524 | Ancestry.com, Term Loan, First Lien, (WI/DD) |
TBD | TBD | TBD | TBD | B1 | 520,938 | |||||||||||||||||||||||
81 | Rackspace Hosting, Inc., 2021 Term Loan, (DD1) |
3.500% | 3-Month LIBOR | 2.750% | 2/09/28 | B+ | 80,539 | |||||||||||||||||||||||
1,105 | Total Interactive Media & Services |
1,102,495 | ||||||||||||||||||||||||||||
Internet & Direct Marketing Retail 0.1% | ||||||||||||||||||||||||||||||
250 | 1-800 Contacts, Term Loan, First Lien |
4.500% | 6-Month LIBOR | 3.750% | 11/08/27 | B | 249,805 | |||||||||||||||||||||||
Internet Software & Services 0.5% | ||||||||||||||||||||||||||||||
155 | BMC Software, Inc., 2021 Term Loan, (WI/DD) |
TBD | TBD | TBD | TBD | B2 | 154,418 | |||||||||||||||||||||||
629 | Greeneden U.S. Holdings II LLC, Term Loan B |
4.750% | 1-Month LIBOR | 4.000% | 12/01/27 | B | 629,591 | |||||||||||||||||||||||
291 | Uber Technologies, Inc., 2021 Incremental Term Loan |
3.609% | 1-Month LIBOR | 3.500% | 4/04/25 | B1 | 290,677 | |||||||||||||||||||||||
1,075 | Total Internet Software & Services |
1,074,686 | ||||||||||||||||||||||||||||
IT Services 0.4% | ||||||||||||||||||||||||||||||
424 | Tempo Acquisition, LLC, Extended Term Loan B |
3.750% | 1-Month LIBOR | 3.250% | 10/31/26 | B1 | 424,146 | |||||||||||||||||||||||
395 | West Corporation, Term Loan B |
5.000% | 3-Month LIBOR | 4.000% | 10/10/24 | BB | 383,420 | |||||||||||||||||||||||
819 | Total IT Services |
807,566 | ||||||||||||||||||||||||||||
Leisure Products 0.2% | ||||||||||||||||||||||||||||||
428 | Hayward Industries, Inc., Incremental Term Loan |
4.500% | 1-Month LIBOR | 3.750% | 8/04/26 | B+ | 428,760 | |||||||||||||||||||||||
Life Sciences Tools & Services 0.2% | ||||||||||||||||||||||||||||||
121 | Inventiv Health, Inc., Term Loan B |
1.859% | 1-Month LIBOR | 1.750% | 8/01/24 | BB | 120,553 | |||||||||||||||||||||||
53 | Parexel International Corp., Term Loan B |
2.859% | 1-Month LIBOR | 2.750% | 9/27/24 | B2 | 52,925 | |||||||||||||||||||||||
160 | PPD, Inc., Term Loan B |
2.750% | 1-Month LIBOR | 2.250% | 1/13/28 | Ba2 | 159,299 | |||||||||||||||||||||||
334 | Total Life Sciences Tools & Services |
332,777 | ||||||||||||||||||||||||||||
Machinery 0.4% | ||||||||||||||||||||||||||||||
399 | Alliance Laundry Systems LLC, Term Loan B |
4.250% | 3-Month LIBOR | 3.500% | 10/08/27 | B | 398,936 | |||||||||||||||||||||||
499 | Thyssenkrupp Elevator, Term Loan B |
4.478% | 6-Month LIBOR | 4.250% | 7/31/27 | B1 | 500,591 | |||||||||||||||||||||||
898 | Total Machinery |
899,527 | ||||||||||||||||||||||||||||
Marine 0.0% | ||||||||||||||||||||||||||||||
111 | Harvey Gulf International Marine, Inc., Exit Term Loan |
7.000% | 3-Month LIBOR | 6.000% | 7/02/23 | Caa1 | 63,732 | |||||||||||||||||||||||
Media 3.7% | ||||||||||||||||||||||||||||||
463 | CBS Outdoor Americas Inc., Term Loan B |
1.861% | 1-Month LIBOR | 1.750% | 11/18/26 | Ba1 | 456,961 | |||||||||||||||||||||||
931 | Cequel Communications LLC, Term Loan B |
2.356% | 1-Month LIBOR | 2.250% | 1/15/26 | BB | 919,302 | |||||||||||||||||||||||
927 | Charter Communications Operating Holdings LLC, Term Loan B2 |
1.860% | 1-Month LIBOR | 1.750% | 2/01/27 | BBB | 923,334 | |||||||||||||||||||||||
734 | Clear Channel Outdoor Holdings, Inc., Term Loan B |
3.712% | 3-Month LIBOR | 3.500% | 8/21/26 | B1 | 707,362 |
14
Principal Amount (000) |
Description (1) | Coupon (9) | Reference Rate (9) |
Spread (9) | Maturity (10) | Ratings (7) | Value | |||||||||||||||||||||||
Media (continued) | ||||||||||||||||||||||||||||||
$ | 98 | CSC Holdings LLC, Refinancing Term Loan |
2.356% | 1-Month LIBOR | 2.250% | 7/17/25 | BB | $ | 97,339 | |||||||||||||||||||||
245 | CSC Holdings, LLC, Term Loan B5 |
2.606% | 1-Month LIBOR | 2.500% | 4/15/27 | Ba3 | 242,950 | |||||||||||||||||||||||
60 | Cumulus Media, Inc., Term Loan B |
4.750% | 3-Month LIBOR | 3.750% | 3/31/26 | B | 59,100 | |||||||||||||||||||||||
490 | EW Scripps, Term Loan B2 |
3.313% | 1-Month LIBOR | 2.563% | 5/01/26 | BB | 488,506 | |||||||||||||||||||||||
277 | Gray Television, Inc., Term Loan B2 |
2.365% | 1-Month LIBOR | 2.250% | 2/07/24 | BB | 275,234 | |||||||||||||||||||||||
461 | iHeartCommunications Inc., Term Loan B, (DD1) |
3.109% | 1-Month LIBOR | 3.000% | 5/01/26 | B+ | 456,597 | |||||||||||||||||||||||
253 | Intelsat Jackson Holdings, S.A., DIP Term Loan, (8) |
6.500% | 3-Month LIBOR | 5.500% | 7/13/21 | N/R | 256,473 | |||||||||||||||||||||||
601 | Intelsat Jackson Holdings, S.A., Term Loan B, (8) |
8.000% | Prime | 4.750% | 11/27/23 | N/R | 612,309 | |||||||||||||||||||||||
79 | Meredith Corporation, Incremental Term Loan B |
5.250% | 3-Month LIBOR | 4.250% | 1/31/25 | BB | 80,868 | |||||||||||||||||||||||
386 | Meredith Corporation, Term Loan B2 |
2.609% | 1-Month LIBOR | 2.500% | 1/31/25 | BB | 382,306 | |||||||||||||||||||||||
304 | Nexstar Broadcasting, Inc., Term Loan B3 |
2.360% | 1-Month LIBOR | 2.250% | 1/17/24 | BB | 302,279 | |||||||||||||||||||||||
413 | Sinclair Television Group, Term Loan B2 |
2.360% | 1-Month LIBOR | 2.250% | 1/03/24 | Ba2 | 411,565 | |||||||||||||||||||||||
341 | Springer SBM Two GmbH, Term Loan B18, (DD1) |
4.000% | 1-Month LIBOR | 3.250% | 8/14/26 | B+ | 341,700 | |||||||||||||||||||||||
194 | WideOpenWest Finance LLC, Term Loan B |
4.250% | 1-Month LIBOR | 3.250% | 8/19/23 | B | 194,195 | |||||||||||||||||||||||
481 | Ziggo B.V., Term Loan |
2.606% | 1-Month LIBOR | 2.500% | 4/30/28 | BB | 476,829 | |||||||||||||||||||||||
7,738 | Total Media |
7,685,209 | ||||||||||||||||||||||||||||
Multiline Retail 0.1% | ||||||||||||||||||||||||||||||
243 | EG America LLC, Term Loan, First Lien |
4.203% | 3-Month LIBOR | 4.000% | 2/05/25 | B | 239,040 | |||||||||||||||||||||||
Oil, Gas & Consumable Fuels 0.2% | ||||||||||||||||||||||||||||||
107 | Fieldwood Energy LLC, DIP Term |
9.750% | 1-Month LIBOR | 8.750% | 8/05/21 | N/R | 110,994 | |||||||||||||||||||||||
772 | Fieldwood Energy LLC, Exit Term Loan, (DD1), (8) |
0.000% | N/A | N/A | 4/11/22 | N/R | 305,393 | |||||||||||||||||||||||
267 | Fieldwood Energy LLC, Exit Term Loan, Second Lien, (8) |
0.000% | N/A | N/A | 4/11/23 | N/R | 15,360 | |||||||||||||||||||||||
1,146 | Total Oil, Gas & Consumable Fuels |
431,747 | ||||||||||||||||||||||||||||
Paper & Forest Products 0.1% | ||||||||||||||||||||||||||||||
199 | Asplundh Tree Expert, LLC,Term Loan, (WI/DD) |
TBD | TBD | TBD | TBD | Ba1 | 199,173 | |||||||||||||||||||||||
Personal Products 0.4% | ||||||||||||||||||||||||||||||
90 | Domtar Personal Care, Term Loan, First Lien |
5.000% | 3-Month LIBOR | 4.250% | 3/01/28 | B | 90,207 | |||||||||||||||||||||||
90 | KIK Custom, Term Loan |
4.250% | 3-Month LIBOR | 3.750% | 12/22/26 | B2 | 88,834 | |||||||||||||||||||||||
749 | Revlon Consumer Products Corporation, Term Loan B, First Lien, (DD1), (5) |
4.250% | 3-Month LIBOR | 3.500% | 9/07/23 | CC | 557,034 | |||||||||||||||||||||||
1 | Revlon Consumer Products Corporation, Term Loan B, First Lien, (DD1), (5) |
4.500% | 2-Month LIBOR | 3.500% | 9/07/23 | CC | 862 | |||||||||||||||||||||||
930 | Total Personal Products |
736,937 | ||||||||||||||||||||||||||||
Pharmaceuticals 1.0% | ||||||||||||||||||||||||||||||
150 | Endo Health Solutions, Inc., 2017 Term Loan B |
5.000% | 3-Month LIBOR | 4.250% | 4/29/24 | B+ | 150,167 | |||||||||||||||||||||||
90 | Endo Health Solutions, Inc., 2021 Term Loan, (WI/DD) |
TBD | TBD | TBD | TBD | B+ | 87,496 | |||||||||||||||||||||||
41 | Mallinckrodt International Finance S.A., Term Loan B, First Lien, (WI/DD), (8) |
TBD | TBD | TBD | TBD | D | 40,703 | |||||||||||||||||||||||
648 | Milano, Term Loan B, (DD1) |
4.750% | 3-Month LIBOR | 4.000% | 10/01/27 | BB | 646,754 | |||||||||||||||||||||||
117 | Valeant Pharmaceuticals International, Inc., Term Loan B |
2.859% | 1-Month LIBOR | 2.750% | 11/27/25 | BB | 116,380 | |||||||||||||||||||||||
1,034 | Valeant Pharmaceuticals International, Inc., Term Loan, First Lien |
3.109% | 1-Month LIBOR | 3.000% | 6/02/25 | BB | 1,032,160 | |||||||||||||||||||||||
2,080 | Total Pharmaceuticals |
2,073,660 |
15
JDD | Nuveen Diversified Dividend and Income Fund (continued) | |
Portfolio of Investments March 31, 2021 | ||
(Unaudited) |
Principal Amount (000) |
Description (1) | Coupon (9) | Reference Rate (9) |
Spread (9) | Maturity (10) | Ratings (7) | Value | |||||||||||||||||||||||
Professional Services 0.5% | ||||||||||||||||||||||||||||||
$ | 597 | Ceridian HCM Holding, Inc., Term Loan B |
2.581% | 1-Week LIBOR | 2.500% | 4/30/25 | B+ | $ | 589,336 | |||||||||||||||||||||
171 | Nielsen Finance LLC, Term Loan B4 |
2.103% | 1-Month LIBOR | 2.000% | 10/04/23 | BBB | 171,360 | |||||||||||||||||||||||
299 | On Assignment, Inc., Term Loan B3 |
1.859% | 1-Month LIBOR | 1.750% | 4/02/25 | BBB | 299,286 | |||||||||||||||||||||||
1,067 | Total Professional Services |
1,059,982 | ||||||||||||||||||||||||||||
Real Estate Management & Development 0.4% | ||||||||||||||||||||||||||||||
896 | GGP, Initial Term Loan A2 |
3.109% | 1-Month LIBOR | 3.000% | 8/24/23 | BB+ | 876,936 | |||||||||||||||||||||||
Road & Rail 0.5% | ||||||||||||||||||||||||||||||
309 | Avolon LLC, Term Loan B |
2.500% | 1-Month LIBOR | 1.750% | 1/15/25 | Baa2 | 307,811 | |||||||||||||||||||||||
219 | Fly Funding II S.a r.l., Replacement Term Loan |
1.950% | 3-Month LIBOR | 1.750% | 8/09/25 | BB+ | 215,489 | |||||||||||||||||||||||
495 | Genesee & Wyoming Inc., Term Loan, First Lien |
2.203% | 3-Month LIBOR | 2.000% | 12/30/26 | BB+ | 493,995 | |||||||||||||||||||||||
1,023 | Total Road & Rail |
1,017,295 | ||||||||||||||||||||||||||||
Semiconductors & Semiconductor Equipment 0.3% | ||||||||||||||||||||||||||||||
211 | MaxLinear, Inc., Term Loan B |
3.250% | 1-Month LIBOR | 2.500% | 5/12/24 | BB | 211,861 | |||||||||||||||||||||||
438 | MKS Instruments, Inc., Term Loan B6 |
1.859% | 1-Month LIBOR | 1.750% | 2/02/26 | BB+ | 438,081 | |||||||||||||||||||||||
649 | Total Semiconductors & Semiconductor Equipment |
|
649,942 | |||||||||||||||||||||||||||
Software 2.4% | ||||||||||||||||||||||||||||||
356 | DiscoverOrg, LLC, Term Loan B |
3.109% | 1-Month LIBOR | 3.000% | 2/01/26 | BB | 356,284 | |||||||||||||||||||||||
711 | Ellucian, Term Loan, First Lien |
4.500% | 3-Month LIBOR | 3.750% | 10/07/27 | B | 711,855 | |||||||||||||||||||||||
345 | Epicor Software Corporation, Term Loan B |
4.000% | 1-Month LIBOR | 3.250% | 7/31/27 | B2 | 344,595 | |||||||||||||||||||||||
500 | Infoblox, Term Loan, First Lien |
4.500% | 3-Month LIBOR | 3.750% | 12/01/27 | B2 | 500,090 | |||||||||||||||||||||||
214 | McAfee LLC, Term Loan B |
3.859% | 1-Month LIBOR | 3.750% | 9/29/24 | BB | 214,429 | |||||||||||||||||||||||
121 | Micro Focus International PLC, New Term Loan |
2.859% | 1-Month LIBOR | 2.750% | 6/21/24 | BB | 119,671 | |||||||||||||||||||||||
813 | Micro Focus International PLC, Term Loan B |
2.859% | 1-Month LIBOR | 2.750% | 6/21/24 | BB | 808,167 | |||||||||||||||||||||||
486 | Quintiles Transnational Corporation, Dollar Term Loan B3 |
1.953% | 3-Month LIBOR | 1.750% | 6/11/25 | BBB | 484,427 | |||||||||||||||||||||||
150 | RealPage, Inc., Term Loan B, (WI/DD) |
TBD | TBD | TBD | TBD | B+ | 149,500 | |||||||||||||||||||||||
298 | SS&C Technologies, Inc./ Sunshine Acquisition II, Inc., New Term Loan B3 |
1.859% | 1-Month LIBOR | 1.750% | 4/16/25 | BB+ | 295,520 | |||||||||||||||||||||||
223 | SS&C Technologies, Inc./ Sunshine Acquisition II, Inc., New Term Loan B4 |
1.859% | 1-Month LIBOR | 1.750% | 4/16/25 | BB+ | 220,651 | |||||||||||||||||||||||
499 | Thomson Reuters IP & S, Incremental Term Loan B |
4.000% | 1-Month LIBOR | 3.000% | 10/31/26 | B | 499,124 | |||||||||||||||||||||||
80 | TIBCO Software, Inc., Term Loan, First Lien |
3.860% | 1-Month LIBOR | 3.750% | 7/03/26 | B+ | 79,283 | |||||||||||||||||||||||
303 | Ultimate Software,Term Loan B, (WI/DD) |
TBD | TBD | TBD | TBD | B1 | 303,574 | |||||||||||||||||||||||
5,099 | Total Software |
5,087,170 | ||||||||||||||||||||||||||||
Specialty Retail 0.4% | ||||||||||||||||||||||||||||||
474 | Belron Finance US LLC, Initial Term Loan B |
2.443% | 3-Month LIBOR | 2.250% | 11/07/24 | BB+ | 473,880 | |||||||||||||||||||||||
370 | Petsmart, Inc., 2021 Term Loan |
4.500% | 3-Month LIBOR | 3.750% | 2/12/28 | BB | 369,944 | |||||||||||||||||||||||
844 | Total Specialty Retail |
843,824 | ||||||||||||||||||||||||||||
Technology Hardware, Storage & Peripherals 0.8% | ||||||||||||||||||||||||||||||
467 | Dell International LLC, Term Loan B |
2.000% | 1-Month LIBOR | 1.750% | 9/19/25 | BBB | 467,528 | |||||||||||||||||||||||
244 | NCR Corporation, Term Loan B |
2.720% | 3-Month LIBOR | 2.500% | 8/28/26 | BB+ | 242,237 | |||||||||||||||||||||||
160 | Peraton Corp, Delayed Draw Term Loan, (WI/DD), (11) |
TBD | TBD | TBD | TBD | BB | 159,683 | |||||||||||||||||||||||
91 | Peraton Corp., Term Loan, First Lien |
4.500% | 3-Month LIBOR | 3.750% | 2/01/28 | BB | 90,734 | |||||||||||||||||||||||
605 | Western Digital, Term Loan B |
1.865% | 1-Month LIBOR | 1.750% | 4/29/23 | BBB | 605,681 | |||||||||||||||||||||||
1,567 | Total Technology Hardware, Storage & Peripherals |
|
1,565,863 | |||||||||||||||||||||||||||
Textiles, Apparel & Luxury Goods 0.0% | ||||||||||||||||||||||||||||||
75 | Careismatic, Term Loan, First Lien |
3.750% | 1-Month LIBOR | 3.250% | 1/06/28 | B1 | 74,734 | |||||||||||||||||||||||
Trading Companies & Distributors 0.4% | ||||||||||||||||||||||||||||||
556 | HD Supply Waterworks, Ltd., Term Loan B |
3.750% | 3-Month LIBOR | 2.750% | 8/01/24 | B | 555,144 |
16
Principal Amount (000) |
Description (1) | Coupon (9) | Reference Rate (9) |
Spread (9) | Maturity (10) | Ratings (7) | Value | |||||||||||||||||||||||
Trading Companies & Distributors (continued) | ||||||||||||||||||||||||||||||
$ | 378 | Univar, Inc., Term Loan B |
2.359% | 1-Month LIBOR | 2.250% | 7/01/24 | BBB | $ | 376,490 | |||||||||||||||||||||
934 | Total Trading Companies & Distributors |
931,634 | ||||||||||||||||||||||||||||
62,819 | Total Variable Rate Senior Loan Interests (cost $61,866,281) |
|
61,254,156 | |||||||||||||||||||||||||||
Shares | Description (1) | Coupon | Ratings (7) | Value | ||||||||||||||||||||||||||
CONVERTIBLE PREFERRED SECURITIES 1.2% (0.8% of Total Investments) |
|
|||||||||||||||||||||||||||||
Life Sciences Tools & Services 0.5% | ||||||||||||||||||||||||||||||
10,560 | Avantor Inc |
6.250% | N/R | $ | 953,251 | |||||||||||||||||||||||||
Semiconductors & Semiconductor Equipment 0.7% | ||||||||||||||||||||||||||||||
1,010 | Broadcom Inc |
8.000% | N/R | 1,489,235 | ||||||||||||||||||||||||||
Total Convertible Preferred Securities (cost $1,827,256) |
|
2,442,486 | ||||||||||||||||||||||||||||
Shares | Description (1) | Coupon | Issue Price | Cap Price | Maturity | Value | ||||||||||||||||||||||||
STRUCTURED NOTES 0.2% (0.2% of Total Investments) |
|
|||||||||||||||||||||||||||||
11,800 | Merrill Lynch International & Co. C.V., Structured Warrant, Linked to Common Stock of Teradata Corp. (Cap 125.77% of the Issue Price), (WI/DD) |
16.000% | $ | 39.5238 | $ | 49.7091 | 9/27/21 | $ | 455,995 | |||||||||||||||||||||
Total Structured Notes (cost $466,381) |
455,995 | |||||||||||||||||||||||||||||
Principal Amount (000) |
Description (1) | Coupon | Maturity | Ratings (7) | Value | |||||||||||||||||||||||||
CORPORATE BONDS 0.0% (0.0% of Total Investments) |
|
|||||||||||||||||||||||||||||
Media 0.0% | ||||||||||||||||||||||||||||||
$ | 26 | iHeartCommunications Inc |
8.375% | 5/01/27 | CCC+ | $ | 27,895 | |||||||||||||||||||||||
26 | Total Corporate Bonds (cost $27,180) |
27,895 | ||||||||||||||||||||||||||||
Shares | Description (1) | Value | ||||||||||||||||||||||||||||
WARRANTS 0.0% (0.0% of Total Investments) |
|
|||||||||||||||||||||||||||||
Entertainment 0.0% | ||||||||||||||||||||||||||||||
21,239 | Cineworld Warrant, (3) |
$ | 12,722 | |||||||||||||||||||||||||||
Total Warrants (cost $0) |
12,722 | |||||||||||||||||||||||||||||
Shares | Description (1) | Value | ||||||||||||||||||||||||||||
COMMON STOCK RIGHTS 0.0% |
||||||||||||||||||||||||||||||
Oil, Gas & Consumable Fuels 0.0% | ||||||||||||||||||||||||||||||
1,923 | Fieldwood Energy Inc, (3), (4) |
$ | | |||||||||||||||||||||||||||
388 | Fieldwood Energy Inc, (3), (4) |
| ||||||||||||||||||||||||||||
Total Oil, Gas & Consumable Fuels |
| |||||||||||||||||||||||||||||
Total Common Stock Rights (cost $54,874) |
| |||||||||||||||||||||||||||||
Total Long-Term Investments (cost $248,971,245) |
|
285,330,898 | ||||||||||||||||||||||||||||
Principal Amount (000)/ Shares |
Description (1) | Coupon | Maturity | Value | ||||||||||||||||||||||||||
SHORT-TERM INVESTMENTS 7.9% (5.4% of Total Investments) |
|
|||||||||||||||||||||||||||||
REPURCHASE AGREEMENTS 4.0% (2.8% of Total Investments) | ||||||||||||||||||||||||||||||
$ | 8,384 | Repurchase Agreement with Fixed Income Clearing Corporation, dated 3/31/21, repurchase price $8,384,477, collateralized by: $6,496,100, U.S. Treasury Notes, 0.500%, due 3/31/25, value $6,461,593 $2,048,100, U.S. Treasury Notes, 1.125%, due 2/28/25, value $2,090,763 |
|
0.000% | 4/01/21 | $ | 8,384,477 |
17
JDD | Nuveen Diversified Dividend and Income Fund (continued) | |
Portfolio of Investments March 31, 2021 | ||
(Unaudited) |
Principal Amount (000) |
Description (1) | Coupon | Value | |||||||||||||||||||||||||||
INVESTMENT COMPANIES 3.9% (2.6% of Total Investments) |
|
|||||||||||||||||||||||||||||
8,032,295 | BlackRock Liquidity Funds T-Fund Portfolio |
0.025% (12) | $ | 8,032,294 | ||||||||||||||||||||||||||
Total Short-Term Investments (cost $16,416,771) |
16,416,771 | |||||||||||||||||||||||||||||
Total Investments (cost $265,388,016) 144.8% |
301,747,669 | |||||||||||||||||||||||||||||
Borrowings (39.8)% (13), (14) |
(82,900,000 | ) | ||||||||||||||||||||||||||||
Other Assets Less Liabilities (5.0)% (15) |
(10,478,510 | ) | ||||||||||||||||||||||||||||
Net Assets Applicable to Common shares 100% |
$ | 208,369,159 |
Investments in Derivatives
Forward Foreign Currency Contracts
Currency Purchased | Notional Amount (Local Currency) |
Currency Sold | Notional (Local Currency) |
Counterparty | Settlement Date |
Unrealized Appreciation (Depreciation) |
||||||||||||||
Euro |
29,000 | U.S. Dollar | 34,362 | Bank of America, N.A. | 6/16/21 | $ | (303 | ) | ||||||||||||
Chinese Yuan |
1,365,000 | U.S. Dollar | 207,940 | Barclays Bank PLC | 6/16/21 | (1,112 | ) | |||||||||||||
Czech Koruna |
2,030,000 | U.S. Dollar | 92,014 | BNP Paribas | 6/16/21 | (794 | ) | |||||||||||||
Hungarian Forint |
28,000,000 | U.S. Dollar | 90,759 | BNP Paribas | 6/16/21 | (193 | ) | |||||||||||||
Singapore Dollar |
125,000 | U.S. Dollar | 92,888 | BNP Paribas | 6/16/21 | 4 | ||||||||||||||
U.S. Dollar |
22,511 | Euro | 19,000 | Canadian Imperial Bank of Commerce | 6/16/21 | 196 | ||||||||||||||
U.S. Dollar |
238,544 | Euro | 200,000 | Citibank, National Association | 6/16/21 | 3,653 | ||||||||||||||
U.S. Dollar |
88,427 | Euro | 75,000 | Citibank, National Association | 6/16/21 | 343 | ||||||||||||||
U.S. Dollar |
422,536 | Mexican Peso | 8,960,000 | Citibank, National Association | 6/16/21 | (12,441 | ) | |||||||||||||
Turkish Lira |
690,000 | U.S. Dollar | 86,591 | Goldman Sachs Bank USA | 6/16/21 | (7,226 | ) | |||||||||||||
U.S. Dollar |
92,374 | Czech Koruna | 2,030,000 | Goldman Sachs Bank USA | 6/16/21 | 1,154 | ||||||||||||||
U.S. Dollar |
58,521 | Euro | 50,000 | Goldman Sachs Bank USA | 6/16/21 | 98 | ||||||||||||||
U.S. Dollar |
90,687 | Hungarian Forint | 28,000,000 | Goldman Sachs Bank USA | 6/16/21 | 121 | ||||||||||||||
U.S. Dollar |
87,691 | Turkish Lira | 690,000 | Goldman Sachs Bank USA | 6/16/21 | 8,326 | ||||||||||||||
Brazilian Real |
523,000 | U.S. Dollar | 92,912 | JPMorgan Chase Bank N.A. | 6/02/21 | (341 | ) | |||||||||||||
Brazilian Real |
416,000 | U.S. Dollar | 72,500 | JPMorgan Chase Bank N.A. | 6/02/21 | 1,132 | ||||||||||||||
Brazilian Real |
526,000 | U.S. Dollar | 92,560 | JPMorgan Chase Bank N.A. | 6/02/21 | 542 | ||||||||||||||
Brazilian Real |
419,000 | U.S. Dollar | 74,953 | JPMorgan Chase Bank N.A. | 6/02/21 | (790 | ) | |||||||||||||
Colombian Peso |
340,400,000 | U.S. Dollar | 95,551 | JPMorgan Chase Bank N.A. | 6/16/21 | (2,762 | ) | |||||||||||||
Egyptian Pound |
1,610,000 | U.S. Dollar | 98,141 | JPMorgan Chase Bank N.A. | 5/10/21 | 3,142 | ||||||||||||||
Indian Rupee |
6,880,000 | U.S. Dollar | 92,970 | JPMorgan Chase Bank N.A. | 6/16/21 | (7 | ) | |||||||||||||
Peruvian Sol |
345,000 | U.S. Dollar | 93,529 | JPMorgan Chase Bank N.A. | 6/16/21 | (1,399 | ) | |||||||||||||
Philippine Peso |
4,620,000 | U.S. Dollar | 94,479 | JPMorgan Chase Bank N.A. | 6/16/21 | 78 | ||||||||||||||
Russian Ruble |
6,922,000 | U.S. Dollar | 92,663 | JPMorgan Chase Bank N.A. | 6/16/21 | (1,906 | ) | |||||||||||||
South Korean Won |
105,260,000 | U.S. Dollar | 92,711 | JPMorgan Chase Bank N.A. | 6/16/21 | 632 | ||||||||||||||
Thailand Baht |
2,860,000 | U.S. Dollar | 92,815 | JPMorgan Chase Bank N.A. | 6/16/21 | (1,320 | ) | |||||||||||||
U.S. Dollar |
60,738 | Brazilian Real | 340,000 | JPMorgan Chase Bank N.A. | 6/02/21 | 558 | ||||||||||||||
U.S. Dollar |
187,630 | Brazilian Real | 1,022,000 | JPMorgan Chase Bank N.A. | 6/02/21 | 6,736 | ||||||||||||||
U.S. Dollar |
92,216 | Brazilian Real | 522,000 | JPMorgan Chase Bank N.A. | 6/02/21 | (178 | ) | |||||||||||||
U.S. Dollar |
94,598 | Colombian Peso | 340,400,000 | JPMorgan Chase Bank N.A. | 6/16/21 | 1,809 | ||||||||||||||
U.S. Dollar |
93,533 | Indian Rupee | 6,880,000 | JPMorgan Chase Bank N.A. | 6/16/21 | 570 | ||||||||||||||
U.S. Dollar |
92,630 | Peruvian Sol | 345,000 | JPMorgan Chase Bank N.A. | 6/16/21 | 500 | ||||||||||||||
U.S. Dollar |
94,286 | Philippine Peso | 4,620,000 | JPMorgan Chase Bank N.A. | 6/16/21 | (271 | ) | |||||||||||||
U.S. Dollar |
93,580 | Russian Ruble | 6,922,000 | JPMorgan Chase Bank N.A. | 6/16/21 | 2,823 | ||||||||||||||
U.S. Dollar |
92,864 | Singapore Dollar | 125,000 | JPMorgan Chase Bank N.A. | 6/16/21 | (28 | ) | |||||||||||||
U.S. Dollar |
92,809 | South Korean Won | 105,260,000 | JPMorgan Chase Bank N.A. | 6/16/21 | (534 | ) | |||||||||||||
U.S. Dollar |
92,803 | Thailand Baht | 2,860,000 | JPMorgan Chase Bank N.A. | 6/16/21 | 1,308 | ||||||||||||||
U.S. Dollar |
7,203,855 | Euro | 6,040,051 | Morgan Stanley Capital Services LLC | 6/16/21 | 110,083 | ||||||||||||||
Mexican Peso |
430,000 | U.S. Dollar | 20,786 | Standard Chartered Bank | 6/16/21 | 89 | ||||||||||||||
U.S. Dollar |
173,513 | Euro | 146,000 | State Street Bank and Trust Company | 6/16/21 | 2,042 | ||||||||||||||
U.S. Dollar |
179,603 | Euro | 153,000 | State Street Bank and Trust Company | 6/16/21 | (89 | ) | |||||||||||||
Euro |
6,000 | U.S. Dollar | 7,074 | Toronto Dominion Bank | 6/16/21 | (27 | ) | |||||||||||||
U.S. Dollar |
91,954 | Mexican Peso | 1,920,000 | UBS AG | 6/16/21 | (1,256 | ) | |||||||||||||
Total |
112,962 |
18
Futures Contracts - Short
Description | Number of Contracts |
Expiration Date |
Notional Amount |
Value | Unrealized Appreciation (Depreciation) |
Variation Margin Receivable/ (Payable) |
||||||||||||||||||
Eurex Euro-Bobl |
(6 | ) | 6/21 | $ | (949,259 | ) | $ | (950,450 | ) | $ | (1,191 | ) | $ | (563 | ) | |||||||||
Eurex Euro-Bund |
(20 | ) | 6/21 | (4,012,572 | ) | (4,017,201 | ) | (4,629 | ) | (6,567 | ) | |||||||||||||
Eurex Euro-Buxl |
(6 | ) | 6/21 | (1,459,948 | ) | (1,449,739 | ) | 10,209 | (6,051 | ) | ||||||||||||||
Total |
$ | (6,421,779 | ) | $ | (6,417,390 | ) | $ | 4,389 | $ | (13,181 | ) |
Interest Rate Swaps OTC Uncleared
Counterparty | Notional Amount |
Fund Pay/Receive Floating Rate |
Floating Rate Index | Fixed Rate (Annualized) |
Fixed Rate Payment Frequency |
Effective Date (16) |
Optional Termination Date |
Maturity Date |
Value | Unrealized Appreciation (Depreciation) |
||||||||||||||||||||||||||||||
JPMorgan Chase Bank N.A. |
$ | 56,200,000 | Receive | 1-Month LIBOR | 1.969 | % | Monthly | 6/01/18 | 7/01/25 | 7/01/27 | $ | (3,590,841 | ) | $ | (3,590,841 | ) |
Part F of Form N-PORT was prepared in accordance with U.S. generally accepted accounting principles (U.S. GAAP) and in conformity with the applicable rules and regulations of the U.S. Securities and Exchange Commission (SEC) related to interim filings. Part F of Form N-PORT does not include all information and footnotes required by U.S. GAAP for complete financial statements. Certain footnote disclosures normally included in financial statements prepared in accordance with U.S. GAAP have been condensed or omitted from this report pursuant to the rules of the SEC. For a full set of the Funds notes to financial statements, please refer to the Funds most recently filed annual or semi-annual report.
Fair Value Measurements
The Funds investments in securities are recorded at their estimated fair value utilizing valuation methods approved by the Board of Directors/Trustees. Fair value is defined as the price that would be received upon selling an investment or transferring a liability in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment. U.S. GAAP establishes the three-tier hierarchy which is used to maximize the use of observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes. Observable inputs reflect the assumptions market participants would use in pricing the asset or liability. Observable inputs are based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect managements assumptions about the assumptions market participants would use in pricing the asset or liability. Unobservable inputs are based on the best information available in the circumstances. The following is a summary of the three-tiered hierarchy of valuation input levels.
Level 1 | Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities. | |
Level 2 | Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, credit spreads, etc.). | |
Level 3 | Prices are determined using significant unobservable inputs (including managements assumptions in determining the fair value of investments). |
19
JDD | Nuveen Diversified Dividend and Income Fund (continued) | |
Portfolio of Investments March 31, 2021 | ||
(Unaudited) |
The following table summarizes the market value of the Funds investments as of the end of the reporting period, based on the inputs used to value them:
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
Long-Term Investments: |
||||||||||||||||
Common Stocks |
$ | 48,227,663 | $ | 33,914,015 | $ | 12,396 | $ | 82,154,074 | ||||||||
Real Estate Investment Trust Common Stocks |
74,978,534 | | | 74,978,534 | ||||||||||||
Emerging Market Debt and Foreign Corporate Bonds |
| 64,005,036 | | 64,005,036 | ||||||||||||
Variable Rate Senior Loan Interests |
| 60,696,260 | 557,896 | 61,254,156 | ||||||||||||
Convertible Preferred Securities |
2,442,486 | | | 2,442,486 | ||||||||||||
Structured Notes |
| 455,995 | | 455,995 | ||||||||||||
Corporate Bonds |
| 27,895 | | 27,895 | ||||||||||||
Warrants |
| 12,722 | | 12,722 | ||||||||||||
Common Stock Rights |
| | ** | | | |||||||||||
Short-Term Investments: |
||||||||||||||||
Repurchase Agreements |
| 8,384,477 | | 8,384,477 | ||||||||||||
Investment Companies |
8,032,294 | | | 8,032,294 | ||||||||||||
Investments in Derivatives: |
||||||||||||||||
Forward Foreign Currency Contracts* |
| 112,962 | | 112,962 | ||||||||||||
Futures Contracts* |
4,389 | | | 4,389 | ||||||||||||
Interest Rate Swaps* |
| (3,590,841 | ) | | (3,590,841 | ) | ||||||||||
Total |
$ | 133,685,366 | $ | 164,018,521 | $ | 570,292 | $ | 298,274,179 |
* | Represents net unrealized appreciation (depreciation). |
** | Value equals zero as of the end of the reporting period. |
20
For Fund portfolio compliance purposes, the Funds industry classifications refer to any one or more of the industry sub-classifications used by one or more widely recognized market indexes or ratings group indexes, and/or as defined by Fund management. This definition may not apply for purposes of this report, which may combine industry sub-classifications into sectors for reporting ease.
(1) | All percentages shown in the Portfolio of Investments are based on net assets applicable to common shares unless otherwise noted. |
(2) | Investment, or portion of investment, has been pledged to collateralize the net payment obligations for investments in derivatives. |
(3) | For fair value measurement disclosure purposes, investment classified as Level 2. |
(4) | Non-income producing; issuer has not declared an ex-dividend date within the past twelve months. |
(5) | Investment valued at fair value using methods determined in good faith by, or at the discretion of, the Board. For fair value measurement disclosure purposes, investment classified as Level 3. |
(6) | Principal Amount (000) denominated in U.S. Dollars, unless otherwise noted. |
(7) | For financial reporting purposes, the ratings disclosed are the highest of Standard & Poors Group (Standard & Poors), Moodys Investors Service, Inc. (Moodys) or Fitch, Inc. (Fitch) rating. This treatment of split-rated securities may differ from that used for other purposes, such as for Fund investment policies. Ratings below BBB by Standard & Poors, Baa by Moodys or BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated by any of these national rating agencies. |
(8) | Defaulted security. A security whose issuer has failed to fully pay principal and/or interest when due, or is under the protection of bankruptcy. |
(9) | Senior loans generally pay interest at rates which are periodically adjusted by reference to a base short-term, floating lending rate (Reference Rate) plus an assigned fixed rate (Spread). These floating lending rates are generally (i) the lending rate referenced by the London Inter-Bank Offered Rate (LIBOR), or (ii) the prime rate offered by one or more major United States banks. Senior loans may be considered restricted in that the Fund ordinarily is contractually obligated to receive approval from the agent bank and/or borrower prior to the disposition of a senior loan. The rate shown is the coupon as of the end of the reporting period. |
(10) | Senior Loans generally are subject to mandatory and/or optional prepayment. Because of these mandatory prepayment conditions and because there may be significant economic incentives for a borrower to prepay, prepayments of senior loans may occur. As a result, the actual remaining maturity of senior loans held may be substantially less than the stated maturities shown. |
(11) | Investment, or portion of investment, represents an outstanding unfunded senior loan commitment. |
(12) | The rate shown is the seven-day subsidized yield as of the end of the reporting period. |
(13) | Borrowings as a percentage of Total Investments is 27.5%. |
(14) | The Fund may pledge up to 100% of its eligible investments (excluding any investments separately pledged as collateral for specific investments in derivatives, when applicable) in the Portfolio of Investments as collateral for borrowings. |
(15) | Other assets less liabilities includes the unrealized appreciation (depreciation) of certain over-the-counter (OTC) derivatives as well as the OTC cleared and exchange-traded derivatives, when applicable. |
(16) | Effective date represents the date on which both the Fund and counterparty commence interest payment accruals on each contract. |
144A | Investment is exempt from registration under Rule 144A of the Securities Act of 1933, as amended. These investments may only be resold in transactions exempt from registration, which are normally those transactions with qualified institutional buyers. |
ADR | American Depositary Receipt |
DD1 | Portion of investment purchased on a delayed delivery basis. |
EUR | Euro |
LIBOR | London Inter-Bank Offered Rate |
MXN | Mexican Peso |
N/A | Not applicable |
PIK | Payment-in-kind (PIK) security. Depending on the terms of the security, income may be received in the form of cash, securities, or a combination of both. The PIK rate shown, where applicable, represents the annualized rate of the last PIK payment made by the issuer as of the end of the reporting period. |
Reg S | Regulation S allows U.S. companies to sell securities to persons or entities located outside of the United States without registering those securities with the Securities and Exchange Commission. Specifically, Regulation S provides a safe harbor from the registration requirements of the Securities Act for the offers and sales of securities by both foreign and domestic issuers that are made outside the United States. |
REIT | Real Estate Investment Trust |
TBD | Senior loan purchased on a when-issued or delayed-delivery basis. Certain details associated with this purchase are not known prior to the settlement date of the transaction. In addition, senior loans typically trade without accrued interest and therefore a coupon rate is not available prior to settlement. At settlement, if still unknown, the borrower or counterparty will provide the Fund with the final coupon rate and maturity date. |
WI/DD | Purchased on a when-issued or delayed delivery basis. |
21