0001971857-23-000450.txt : 20230731 0001971857-23-000450.hdr.sgml : 20230731 20230731153226 ACCESSION NUMBER: 0001971857-23-000450 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230731 DATE AS OF CHANGE: 20230731 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: C3.ai, Inc. CENTRAL INDEX KEY: 0001577526 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 263999357 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39744 FILM NUMBER: 231127127 BUSINESS ADDRESS: STREET 1: 1400 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-503-2200 MAIL ADDRESS: STREET 1: 1400 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: C3 IoT, Inc. DATE OF NAME CHANGE: 20180123 FORMER COMPANY: FORMER CONFORMED NAME: C3, Inc. DATE OF NAME CHANGE: 20130522 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: LEVIN RICHARD C CENTRAL INDEX KEY: 0001255200 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O C3.AI, INC. STREET 2: 1400 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 144 1 primary_doc.xml 144 0001255200 XXXXXXXX LIVE 0001577526 C3.ai, Inc. 001-39744 1400 SEAPORT BLVD REDWOOD CITY CA 94063 650-503-2200 LEVIN RICHARD C Director COMMON MERRILL LYNCH

520 NEWPORT CENTER DRIVE 20TH FLOOR NEWPORT BEACH CA 92660

12000 504018.00 112113226 07/31/2023 NYSE COMMON 10/09/2017 STOCK OPTION EXERCISE C3.AI, INC. N 12000 10/09/2017 CASH N RICHARD C LEVIN

1400 SEAPORT BOULEVARD REDWOOD CITY CA 94063

COMMON 05/25/2023 24000 726240.00 RICHARD C LEVIN

1400 SEAPORT BOULEVARD REDWOOD CITY CA 94063

COMMON 07/07/2023 12000 504216.36 07/31/2023 03/30/2023 RICHARD C LEVIN