0001144204-15-043742.txt : 20150722 0001144204-15-043742.hdr.sgml : 20150722 20150722184703 ACCESSION NUMBER: 0001144204-15-043742 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150708 FILED AS OF DATE: 20150722 DATE AS OF CHANGE: 20150722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Seritage Growth Properties CENTRAL INDEX KEY: 0001628063 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 472532864 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3333 BEVERLY ROAD CITY: HOFFMAN ESTATES STATE: IL ZIP: 60179 BUSINESS PHONE: 8472863715 MAIL ADDRESS: STREET 1: 3333 BEVERLY ROAD CITY: HOFFMAN ESTATES STATE: IL ZIP: 60179 FORMER COMPANY: FORMER CONFORMED NAME: Seritage Growth Properties, Inc. DATE OF NAME CHANGE: 20141215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRIFFIN KENNETH C CENTRAL INDEX KEY: 0001255159 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37420 FILM NUMBER: 151000879 MAIL ADDRESS: STREET 1: CITADEL INVESTMENT GROUP LLC STREET 2: 131 S DEARBORN STREET 32ND FL CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Citadel Advisors Holdings III LP CENTRAL INDEX KEY: 0001640129 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37420 FILM NUMBER: 151000880 BUSINESS ADDRESS: STREET 1: 131 S. DEARBORN STREET STREET 2: 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-395-2100 MAIL ADDRESS: STREET 1: 131 S. DEARBORN STREET STREET 2: 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITADEL ADVISORS LLC CENTRAL INDEX KEY: 0001423053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37420 FILM NUMBER: 151000881 BUSINESS ADDRESS: STREET 1: C/O CITADEL LLC STREET 2: 131 S. DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-395-2100 MAIL ADDRESS: STREET 1: C/O CITADEL LLC STREET 2: 131 S. DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITADEL SECURITIES LLC CENTRAL INDEX KEY: 0001307720 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37420 FILM NUMBER: 151000882 BUSINESS ADDRESS: STREET 1: 131 SOUTH DEARBORN STREET CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3123955000 MAIL ADDRESS: STREET 1: 131 SOUTH DEARBORN STREET CITY: CHICAGO STATE: IL ZIP: 60603 FORMER NAME: FORMER CONFORMED NAME: Citadel Securities LLC DATE OF NAME CHANGE: 20091201 FORMER NAME: FORMER CONFORMED NAME: Citadel Derivatives Group, LLC DATE OF NAME CHANGE: 20041103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Surveyor Capital Ltd. CENTRAL INDEX KEY: 0001588930 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37420 FILM NUMBER: 151000883 BUSINESS ADDRESS: STREET 1: 131 S. DEARBORN ST. STREET 2: 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-395-2100 MAIL ADDRESS: STREET 1: 131 S. DEARBORN ST. STREET 2: 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Citadel GP LLC CENTRAL INDEX KEY: 0001423052 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37420 FILM NUMBER: 151000884 BUSINESS ADDRESS: STREET 1: 131 DEARBORN ST. STREET 2: 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-395-2100 MAIL ADDRESS: STREET 1: 131 DEARBORN ST. STREET 2: 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 FORMER NAME: FORMER CONFORMED NAME: CITADEL INVESTMENT GROUP II, L.L.C. DATE OF NAME CHANGE: 20080108 4 1 v416014_form4.xml OWNERSHIP DOCUMENT X0306 4 2015-07-08 1 0001628063 Seritage Growth Properties SRG 0001423052 Citadel GP LLC 131 S. DEARBORN STREET, 32ND FL CHICAGO IL 60603 0 0 1 0 0001588930 Surveyor Capital Ltd. C/O CITADEL GP LLC 131 S. DEARBORN STREET, 32ND FL CHICAGO IL 60603 0 0 1 0 0001307720 CITADEL SECURITIES LLC C/O CITADEL GP LLC 131 S. DEARBORN STREET, 32ND FL CHICAGO IL 60603 0 0 1 0 0001423053 CITADEL ADVISORS LLC C/O CITADEL GP LLC 131 S. DEARBORN STREET, 32ND FL CHICAGO IL 60603 0 0 1 0 0001640129 Citadel Advisors Holdings III LP C/O CITADEL GP LLC 131 S. DEARBORN STREET, 32ND FL CHICAGO IL 60603 0 0 1 0 0001255159 GRIFFIN KENNETH C C/O CITADEL GP LLC 131 S. DEARBORN STREET, 32ND FL CHICAGO IL 60603 0 0 1 0 Class A common shares 2015-07-08 4 P 0 1025 37.00 A 74 I See footnotes Class A common shares 2015-07-08 4 S 0 1495 37.00 D 1569 I See footnotes Class A common shares 2015-07-09 4 P 0 7736 37.35 A 6167 I See footnotes Class A common shares 2015-07-09 4 S 0 9723 37.34 D 3556 I See footnotes Class A common shares 2015-07-10 4 P 0 5710 37.50 A 2154 I See footnotes Class A common shares 2015-07-10 4 S 0 4811 37.50 D 2657 I See footnotes Class A common shares 2015-07-13 4 P 0 12370 37.43 A 9713 I See footnotes Class A common shares 2015-07-13 4 S 0 12379 37.43 D 2666 I See footnotes Class A common shares 2015-07-14 4 P 0 553 37.39 A 2113 I See footnotes Class A common shares 2015-07-14 4 S 0 230 37.43 D 2343 I See footnotes Class A common shares 2015-07-15 4 P 0 7626 37.40 A 5283 I See footnotes Class A common shares 2015-07-15 4 S 0 8226 37.42 D 2943 I See footnotes Class A common shares 2015-07-16 4 P 0 7715 37.94 A 4772 I See footnotes Class A common shares 2015-07-16 4 S 0 7502 37.92 D 2730 I See footnotes Class A common shares 2015-07-17 4 P 0 4597 39.01 A 1867 I See footnotes Class A common shares 2015-07-17 4 P 0 20 38.49 A 1887 I See footnotes Class A common shares 2015-07-17 4 S 0 3280 39.00 D 1393 I See footnotes Class A common shares 2015-07-17 4 S 0 607 38.46 D 2000 I See footnotes This security is owned by Citadel Securities LLC ("Citadel Securities"). This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $36.99 to $37.01. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number. This price represents the weighted average sale price. The sale prices for these transactions ranged from $36.99 to $37.01. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The number reported in column 5 is a negative number. This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $37.23 to $37.45. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This price represents the weighted average sale price. The sale prices for these transactions ranged from $37.20 to $37.45. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number. This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $37.45 to $37.50. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This price represents the weighted average sale price. The sale prices for these transactions ranged from $37.49 to $37.50. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number. This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $37.16 to $37.47. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This price represents the weighted average sale price. The sale prices for these transactions ranged from $37.25 to $37.48. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number. This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $37.38 to $37.42. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number. This price represents the weighted average sale price. The sale prices for these transactions ranged from $37.42 to $37.45. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number. This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $37.04 to $37.80. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This price represents the weighted average sale price. The sale prices for these transactions ranged from $37.09 to $37.78. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number. This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $37.80 to $38.00. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This price represents the weighted average sale price. The sale prices for these transactions ranged from $37.80 to $38.00. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number. This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $38.78 to $39.50. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This price represents the weighted average sale price. The sale prices for these transactions ranged from $38.60 to $39.54. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number. Citadel Advisors LLC ("Citadel Advisors"), a registered investment adviser, is the portfolio manager for Surveyor and EDMF. Citadel Advisors Holdings III LP ("CAH3") is the managing member of Citadel Advisors. CALC III LP ("CALC3") is the non-member manager of Citadel Securities LLC ("Citadel Securities"). Citadel GP LLC ("CGP") is the general partner of CALC3 and CAH3. Mr. Griffin is the President and Chief Executive Officer of, and owns a controlling interest in, CGP. This price represents the weighted average sale price. The sale prices for these transactions ranged from $38.39 to $38.50. The Reporting Person undertakes to provide upon the request for the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities described herein except to the extent of such person's pecuniary interest therein. This is part 2 of 2. The Reporting Persons notified the issuer that they intend to reimburse the issuer for the short swing profits (if any) with respect to the trades reported herein. Citadel GP LLC, /s/ John C. Nagel, Authorized Signatory 2015-07-22 Surveyor Capital Ltd., /s/ John C. Nagel, Authorized Signatory 2015-07-22 Citadel Securities LLC, /s/ John C. Nagel, Authorized Signatory 2015-07-22 Citadel Advisors LLC, /s/ John C. Nagel, Authorized Signatory 2015-07-22 Citadel Advisors Holdings III LP, /s/ John C. Nagel, Authorized Signatory 2015-07-22 Kenneth C. Griffin, /s/ John C. Nagel, attorney-in-fact 2015-07-22 EX-99.1 2 v416014_ex99-1.htm JOINT FILER INFORMATION

 

JOINT FILER INFORMATION

 

Name:Citadel GP LLC

 

Address:131 S. Dearborn Street, 32nd Floor

Chicago, Illinois 60603

 

Designated Filer:Citadel GP LLC

 

Issuer and Ticker Symbol:Seritage Growth Properties [SRG]

 

Date of Event

Requiring Statement:07/08/2015

 

 

CITADEL GP LLC

 

By: /s/ John C. Nagel            

John C. Nagel, Authorized Signatory

 

 
 

 

JOINT FILER INFORMATION

 

Name:Surveyor Capital Ltd.

 

Address:c/o Citadel GP LLC

131 S. Dearborn Street, 32nd Floor

Chicago, Illinois 60603

 

Designated Filer:Citadel GP LLC

 

Issue rand Ticker Symbol:Seritage Growth Properties [SRG]

 

Date of Event

Requiring Statement:07/08/2015

 

 

SURVEYOR CAPITAL LTD.

 

By: /s/ John C. Nagel            

John C. Nagel, Authorized Signatory

 

 
 

 

JOINT FILER INFORMATION

 

Name:Citadel Securities LLC

 

Address:c/o Citadel GP LLC

131 S. Dearborn Street, 32nd Floor

Chicago, Illinois 60603

 

Designated Filer:Citadel GP LLC

 

Issuer and Ticker Symbol:Seritage Growth Properties [SRG]

 

Date of Event

Requiring Statement:07/08/2015

 

 

CITADEL SECURITIES LLC

 

By: /s/ John C. Nagel            

John C. Nagel, Authorized Signatory

 

 
 

 

JOINT FILER INFORMATION

 

Name:Citadel Advisors LLC

 

Address:c/o Citadel GP LLC

131 S. Dearborn Street, 32nd Floor

Chicago, Illinois 60603

 

Designated Filer:Citadel GP LLC

 

Issuer and Ticker Symbol:Seritage Growth Properties [SRG]

 

Date of Event

Requiring Statement:07/08/2015

 

 

CITADEL ADVISORS LLC

 

By: /s/ John C. Nagel            

John C. Nagel, Authorized Signatory

 

 
 

 

JOINT FILER INFORMATION

 

Name:Citadel Advisors Holdings III LP

 

Address:c/o Citadel GP LLC

131 S. Dearborn Street, 32nd Floor

Chicago, Illinois 60603

 

Designated Filer:Citadel GP LLC

 

Issuer and Ticker Symbol:Seritage Growth Properties [SRG]

 

Date of Event

Requiring Statement:07/08/2015

 

 

CITADEL ADVISORS HOLDINGS III LP

 

By: /s/ John C. Nagel            

John C. Nagel, Authorized Signatory

 

 
 

 

JOINT FILER INFORMATION

 

Name:Kenneth C. Griffin

 

Address:c/o Citadel GP LLC

131 S. Dearborn Street, 32nd Floor

Chicago, Illinois 60603

 

Designated Filer:Citadel GP LLC

 

Issuer and Ticker Symbol:Seritage Growth Properties [SRG]

 

Date of Event

Requiring Statement:07/08/2015

 

 

KENNETH C. GRIFFIN

 

By: /s/ John C. Nagel            

John C. Nagel, attorney-in-fact*

 

 

 

 

* John C. Nagel is signing on behalf of Kenneth Griffin as attorney-in-fact pursuant to a power of attorney previously filed with the Securities and Exchange Commission on February 24, 2006, and hereby incorporated by reference herein. The power of attorney was filed as an attachment to a filing by Citadel Limited Partnership on Schedule 13G for Morgans Hotel Group Co.