0001144204-15-043739.txt : 20150722 0001144204-15-043739.hdr.sgml : 20150722 20150722184549 ACCESSION NUMBER: 0001144204-15-043739 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150708 FILED AS OF DATE: 20150722 DATE AS OF CHANGE: 20150722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Seritage Growth Properties CENTRAL INDEX KEY: 0001628063 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 472532864 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3333 BEVERLY ROAD CITY: HOFFMAN ESTATES STATE: IL ZIP: 60179 BUSINESS PHONE: 8472863715 MAIL ADDRESS: STREET 1: 3333 BEVERLY ROAD CITY: HOFFMAN ESTATES STATE: IL ZIP: 60179 FORMER COMPANY: FORMER CONFORMED NAME: Seritage Growth Properties, Inc. DATE OF NAME CHANGE: 20141215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRIFFIN KENNETH C CENTRAL INDEX KEY: 0001255159 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37420 FILM NUMBER: 151000871 MAIL ADDRESS: STREET 1: CITADEL INVESTMENT GROUP LLC STREET 2: 131 S DEARBORN STREET 32ND FL CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Citadel Advisors Holdings III LP CENTRAL INDEX KEY: 0001640129 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37420 FILM NUMBER: 151000872 BUSINESS ADDRESS: STREET 1: 131 S. DEARBORN STREET STREET 2: 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-395-2100 MAIL ADDRESS: STREET 1: 131 S. DEARBORN STREET STREET 2: 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITADEL ADVISORS LLC CENTRAL INDEX KEY: 0001423053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37420 FILM NUMBER: 151000873 BUSINESS ADDRESS: STREET 1: C/O CITADEL LLC STREET 2: 131 S. DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-395-2100 MAIL ADDRESS: STREET 1: C/O CITADEL LLC STREET 2: 131 S. DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Surveyor Capital Ltd. CENTRAL INDEX KEY: 0001588930 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37420 FILM NUMBER: 151000874 BUSINESS ADDRESS: STREET 1: 131 S. DEARBORN ST. STREET 2: 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-395-2100 MAIL ADDRESS: STREET 1: 131 S. DEARBORN ST. STREET 2: 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Citadel GP LLC CENTRAL INDEX KEY: 0001423052 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37420 FILM NUMBER: 151000875 BUSINESS ADDRESS: STREET 1: 131 DEARBORN ST. STREET 2: 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-395-2100 MAIL ADDRESS: STREET 1: 131 DEARBORN ST. STREET 2: 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 FORMER NAME: FORMER CONFORMED NAME: CITADEL INVESTMENT GROUP II, L.L.C. DATE OF NAME CHANGE: 20080108 3 1 v416000_3.xml OWNERSHIP DOCUMENT X0206 3 2015-07-08 0 0001628063 Seritage Growth Properties SRG 0001423052 Citadel GP LLC 131 S. DEARBORN ST. 32ND FLOOR CHICAGO IL 60603 0 0 1 0 0001588930 Surveyor Capital Ltd. C/O CITADEL GP LLC 131 S. DEARBORN ST., 32ND FLOOR CHICAGO IL 60603 0 0 1 0 0001423053 CITADEL ADVISORS LLC C/O CITADEL GP LLC 131 S. DEARBORN ST., 32ND FLOOR CHICAGO IL 60603 0 0 1 0 0001640129 Citadel Advisors Holdings III LP C/O CITADEL GP LLC 131 S. DEARBORN STREET 32ND FL CHICAGO IL 60603 0 0 1 0 0001255159 GRIFFIN KENNETH C C/O CITADEL GP LLC 131 S. DEARBORN STREET 32ND FL CHICAGO IL 60603 0 0 1 0 Class A common shares 3790697 I See footnotes This security is owned by Surveyor Capital Ltd. ("Surveyor"). Citadel Advisors LLC ("Citadel Advisors"), a registered investment adviser, is the portfolio manager for Surveyor. Citadel Advisors Holdings III LP ("CAH3") is the managing member of Citadel Advisors. Citadel GP LLC ("CGP") is the general partner of CAH3. Mr. Griffin is the President and Chief Executive Officer of, and owns a controlling interest in, CGP. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities described herein except to the extent of such person's pecuniary interest therein. Citadel GP LLC, /s/ John C. Nagel, Authorized Signatory 2015-07-22 Surveyor Capital Ltd., /s/ John C. Nagel, Authorized Signatory 2015-07-22 Citadel Advisors LLC, /s/ John C. Nagel, Authorized Signatory 2015-07-22 Citadel Advisors Holdings III LP, /s/ John C. Nagel, Authorized Signatory 2015-07-22 Kenneth C. Griffin, /s/ John C. Nagel, attorney-in-fact 2015-07-22 EX-99.1 2 v416000_ex99-1.htm EX-99.1

JOINT FILER INFORMATION

Name:	Citadel GP LLC

Address:	131 S. Dearborn Street, 32nd Floor
	Chicago, Illinois 60603

Designated Filer:	Citadel GP LLC

Issuer and Ticker Symbol:	Seritage Growth Properties [SRG]

Date of Event
Requiring Statement:	07/08/2015

CITADEL GP LLC

By: /s/ John C. Nagel

John C. Nagel, Authorized Signatory

JOINT FILER INFORMATION

Name:	Surveyor Capital Ltd.

Address:	c/o Citadel GP LLC
	131 S. Dearborn Street, 32nd Floor
	Chicago, Illinois 60603

Designated Filer:	Citadel GP LLC

Issuer and Ticker Symbol:	Seritage Growth Properties [SRG]

Date of Event
Requiring Statement:	07/08/2015

SURVEYOR CAPITAL LTD.

By: /s/ John C. Nagel

John C. Nagel, Authorized Signatory

JOINT FILER INFORMATION

Name:	Citadel Advisors LLC

Address:	c/o Citadel GP LLC
	131 S. Dearborn Street, 32nd Floor
	Chicago, Illinois 60603

Designated Filer:	Citadel GP LLC

Issuer and Ticker Symbol:	Seritage Growth Properties [SRG]

Date of Event
Requiring Statement:	07/08/2015

CITADEL ADVISORS LLC

By: /s/ John C. Nagel

John C. Nagel, Authorized Signatory

JOINT FILER INFORMATION

Name:	Citadel Advisors Holdings III LP

Address:	c/o Citadel GP LLC
	131 S. Dearborn Street, 32nd Floor
	Chicago, Illinois 60603

Designated Filer:	Citadel GP LLC

Issuer and Ticker Symbol:	Seritage Growth Properties [SRG]

Date of Event
Requiring Statement:	07/08/2015

CITADEL ADVISORS HOLDINGS III LP

By: /s/ John C. Nagel

John C. Nagel, Authorized Signatory

JOINT FILER INFORMATION

Name:	Kenneth C. Griffin

Address:	c/o Citadel GP LLC
	131 S. Dearborn Street, 32nd Floor
	Chicago, Illinois 60603

Designated Filer:	Citadel GP LLC

Issuer and Ticker Symbol:	Seritage Growth Properties [SRG]

Date of Event
Requiring Statement:	07/08/2015

KENNETH C. GRIFFIN

By: /s/ John C. Nagel

John C. Nagel, attorney-in-fact^*

^* John C. Nagel is signing on behalf of Kenneth Griffin as attorney-in-fact pursuant to a power of attorney previously filed with the Securities and Exchange Commission on February 24, 2006, and hereby incorporated by reference herein. The power of attorney was filed as an attachment to a filing by Citadel Limited Partnership on Schedule 13G for Morgans Hotel Group Co.