0001209191-22-018059.txt : 20220310
0001209191-22-018059.hdr.sgml : 20220310
20220310195519
ACCESSION NUMBER: 0001209191-22-018059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220308
FILED AS OF DATE: 20220310
DATE AS OF CHANGE: 20220310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MADERA PAUL S
CENTRAL INDEX KEY: 0001255151
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 22730804
MAIL ADDRESS:
STREET 1: 245 LYTTON AVENUE
STREET 2: SUITE 350
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ForgeRock, Inc.
CENTRAL INDEX KEY: 0001543916
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 331223363
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (415) 599-1100
MAIL ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-03-08
0
0001543916
ForgeRock, Inc.
FORG
0001255151
MADERA PAUL S
245 LYTTON AVENUE
SUITE 125
PALO ALTO
CA
94301
1
0
1
0
Class A Common Stock
2022-03-08
4
J
0
575000
0.00
D
3379737
I
See Footnote
Class A Common Stock
2022-03-08
4
J
0
14200
0.00
D
83463
I
See Footnote
Class A Common Stock
2022-03-08
4
J
0
22042
0.00
A
22042
D
On March 8, 2022, Meritech Capital Partners IV L.P. ("MCP IV") distributed, for no consideration, 575,000 shares of the Issuer's Class A Common Stock (the "MCP IV Shares") to its limited partners and to Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of MCP IV, representing each such partner's pro rata interest in such MCP IV Shares. On the same date, GP IV distributed, for no consideration, the MCP IV Shares it received in the distribution by MCP IV to its members, representing each such member's pro rata interest in such MCP IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
Shares are held by MCP IV. Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of MCP IV, has sole voting and dispositive power with respect to the shares held by MCP IV. The Reporting Person, George Bischof ("Bischof"), Craig Sherman ("Sherman") and Rob Ward ("Ward"), the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCP IV.
The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of any securities reported herein.
On March 8, 2022, Meritech Capital Affiliates IV L.P. ("MCA IV") distributed, for no consideration, 14,200 shares of the Issuer's Class A Common Stock (the "MCA IV Shares") to its limited partners and to GP IV, the general partner of MCA IV, representing each such partner's pro rata interest in such MCA IV Shares. On the same date, GP IV distributed, for no consideration, the MCA IV Shares it received in the distribution by MCA IV to its members, representing each such member's pro rata interest in such MCA IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
Shares are held by MCA IV. GP IV, the general partner of MCA IV, has sole voting and dispositive power with respect to the shares held by MCA IV. The Reporting Person, Bischof, Sherman and Ward, the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCA IV.
Represents shares received by the Reporting Person pursuant to pro rata distributions by MCP IV, MCA IV and GP IV, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
Paul S. Madera, /s/ Joel Backman, Attorney-in-Fact
2022-03-10