0000898432-22-000344.txt : 20220519 0000898432-22-000344.hdr.sgml : 20220519 20220519215640 ACCESSION NUMBER: 0000898432-22-000344 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220517 FILED AS OF DATE: 20220519 DATE AS OF CHANGE: 20220519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORRISS GEORGE W CENTRAL INDEX KEY: 0001254652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22396 FILM NUMBER: 22945169 MAIL ADDRESS: STREET 1: C/O NEUBERGER BERMAN INVESTMENT ADVISERS STREET 2: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104-0002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neuberger Berman High Yield Strategies Fund Inc. CENTRAL INDEX KEY: 0001487610 IRS NUMBER: 320073608 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 212-476-8800 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 4 1 form4.xml X0306 4 2022-05-17 0001487610 Neuberger Berman High Yield Strategies Fund Inc. NHS 0001254652 MORRISS GEORGE W C/O NEUBERGER BERMAN INVESTMENT ADVISERS 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104-0002 true Common Stock 2022-05-17 4 X 0 3763 8.6 A 9100.2 D Transferable Subscription Rights (rights to buy) 2022-05-17 4 X 0 5289 D 2022-04-19 2022-05-17 Common Stock 3763 0 D Includes shares acquired over time under a distribution reinvestment plan. Neuberger Berman High Yield Strategies Fund Inc. (the "Fund") issued transferable subscription rights ("Rights") to its common stockholders of record as of the close of business on April 19, 2022 (the "Record Date") entitling the holders of these Rights to purchase additional shares of common stock of the Fund (the "Common Stock"). The holders of Common Stock of record on the Record Date ("Record Date Stockholders") were entitled to subscribe for additional shares of Common Stock at a discount to the market price of the Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. The Rights entitle their holders to purchase one new share of Common Stock for every three Rights held (1 for 3). Record Date Stockholders who fully exercised their Rights were entitled to subscribe, subject to certain limitations and subject to allotment, for additional Common Stock which was not subscribed for by other Record Date Stockholders (the "Over-Subscription Privilege"). The reporting person fully exercised all Rights received and subscribed for additional shares of Common Stock pursuant to the Over-Subscription Privilege. Fractional shares of Common Stock were not issued. The subscription period commenced on the Record Date and expired on May 17, 2022. The final subscription price of $8.60 per share of Common Stock was determined based upon the terms of the offer. The Common Stock subscribed for will be issued after receipt of all stockholder payments. Includes shares acquired through the Over-Subscription Privilege. /s/ George W. Morriss by his Attorney-in-Fact, Jennifer R. Gonzalez 2022-05-19