0000898432-23-000407.txt : 20230623 0000898432-23-000407.hdr.sgml : 20230623 20230623212017 ACCESSION NUMBER: 0000898432-23-000407 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230621 FILED AS OF DATE: 20230623 DATE AS OF CHANGE: 20230623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANK BRADLEY CENTRAL INDEX KEY: 0001254645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22396 FILM NUMBER: 231039276 MAIL ADDRESS: STREET 1: C/O LEHMAN BROTHERS ASSET MANAGEMENT STREET 2: 190 SOUTH LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603-3421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neuberger Berman High Yield Strategies Fund Inc. CENTRAL INDEX KEY: 0001487610 IRS NUMBER: 320073608 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 212-476-8800 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 4 1 form4.xml X0407 4 2023-06-21 0001487610 Neuberger Berman High Yield Strategies Fund Inc. NHS 0001254645 TANK BRADLEY C/O NEUBERGER BERMAN INVESTMENT ADVISERS 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104-0002 true CIO of Adviser of Issuer false Common Stock 2023-06-21 4 X 0 33736 7.42 A 134940 D Common Stock 2023-06-21 4 X 0 23074 7.42 A 92295 I By Indian Hill II LLC Common Stock 2023-06-21 4 X 0 3014 7.42 A 12054 I By Brad C Tank 1999 Trust Transferable Subscription Rights (rights to buy) 2023-06-21 4 X 0 101204 D 2023-05-23 2023-06-21 Common Stock 33736 0 D Transferable Subscription Rights (rights to buy) 2023-06-21 4 X 0 69221 D 2023-05-23 2023-06-21 Common Stock 23074 0 I By Indian Hill II LLC Transferable Subscription Rights (rights to buy) 2023-06-21 4 X 0 9040 D 2023-05-23 2023-06-21 Common Stock 3014 0 I By Brad C Tank 1999 Trust The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Neuberger Berman High Yield Strategies Fund Inc. (the "Fund") issued transferable subscription rights ("Rights") to its common stockholders of record as of the close of business on May 23, 2023 (the "Record Date") entitling the holders of these Rights to purchase additional shares of common stock of the Fund (the "Common Stock"). The holders of Common Stock of record on the Record Date ("Record Date Stockholders") were entitled to subscribe for additional shares of Common Stock at a discount to the market price of the Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. The Rights entitle their holders to purchase one new share of Common Stock for every three Rights held (1 for 3). Record Date Stockholders who fully exercised their Rights were entitled to subscribe, subject to certain limitations and subject to allotment, for additional shares of Common Stock which were not subscribed for (the "Over-Subscription Privilege"). The reporting person fully exercised all Rights received and subscribed for additional shares of Common Stock pursuant to the Over-Subscription Privilege, subject to the pro rata allocation of available shares of Common Stock. Fractional shares of Common Stock were not issued. The subscription period commenced on the Record Date and expired on June 21, 2023. The final subscription price of $7.42 per share of Common Stock was determined based upon the terms of the offer. The Common Stock subscribed for will be issued after receipt of all stockholder payments. /s/ Bradley Tank by his Attorney-in-Fact, Jennifer R. Gonzalez 2023-06-23