0000898432-23-000407.txt : 20230623
0000898432-23-000407.hdr.sgml : 20230623
20230623212017
ACCESSION NUMBER: 0000898432-23-000407
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230621
FILED AS OF DATE: 20230623
DATE AS OF CHANGE: 20230623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TANK BRADLEY
CENTRAL INDEX KEY: 0001254645
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22396
FILM NUMBER: 231039276
MAIL ADDRESS:
STREET 1: C/O LEHMAN BROTHERS ASSET MANAGEMENT
STREET 2: 190 SOUTH LASALLE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60603-3421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Neuberger Berman High Yield Strategies Fund Inc.
CENTRAL INDEX KEY: 0001487610
IRS NUMBER: 320073608
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
BUSINESS PHONE: 212-476-8800
MAIL ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
4
1
form4.xml
X0407
4
2023-06-21
0001487610
Neuberger Berman High Yield Strategies Fund Inc.
NHS
0001254645
TANK BRADLEY
C/O NEUBERGER BERMAN INVESTMENT ADVISERS
1290 AVENUE OF THE AMERICAS
NEW YORK
NY
10104-0002
true
CIO of Adviser of Issuer
false
Common Stock
2023-06-21
4
X
0
33736
7.42
A
134940
D
Common Stock
2023-06-21
4
X
0
23074
7.42
A
92295
I
By Indian Hill II LLC
Common Stock
2023-06-21
4
X
0
3014
7.42
A
12054
I
By Brad C Tank 1999 Trust
Transferable Subscription Rights (rights to buy)
2023-06-21
4
X
0
101204
D
2023-05-23
2023-06-21
Common Stock
33736
0
D
Transferable Subscription Rights (rights to buy)
2023-06-21
4
X
0
69221
D
2023-05-23
2023-06-21
Common Stock
23074
0
I
By Indian Hill II LLC
Transferable Subscription Rights (rights to buy)
2023-06-21
4
X
0
9040
D
2023-05-23
2023-06-21
Common Stock
3014
0
I
By Brad C Tank 1999 Trust
The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Neuberger Berman High Yield Strategies Fund Inc. (the "Fund") issued transferable subscription rights ("Rights") to its common stockholders of record as of the close of business on May 23, 2023 (the "Record Date") entitling the holders of these Rights to purchase additional shares of common stock of the Fund (the "Common Stock"). The holders of Common Stock of record on the Record Date ("Record Date Stockholders") were entitled to subscribe for additional shares of Common Stock at a discount to the market price of the Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. The Rights entitle their holders to purchase one new share of Common Stock for every three Rights held (1 for 3).
Record Date Stockholders who fully exercised their Rights were entitled to subscribe, subject to certain limitations and subject to allotment, for additional shares of Common Stock which were not subscribed for (the "Over-Subscription Privilege"). The reporting person fully exercised all Rights received and subscribed for additional shares of Common Stock pursuant to the Over-Subscription Privilege, subject to the pro rata allocation of available shares of Common Stock. Fractional shares of Common Stock were not issued. The subscription period commenced on the Record Date and expired on June 21, 2023.
The final subscription price of $7.42 per share of Common Stock was determined based upon the terms of the offer. The Common Stock subscribed for will be issued after receipt of all stockholder payments.
/s/ Bradley Tank by his Attorney-in-Fact, Jennifer R. Gonzalez
2023-06-23