0000898432-22-000345.txt : 20220519
0000898432-22-000345.hdr.sgml : 20220519
20220519215810
ACCESSION NUMBER: 0000898432-22-000345
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220517
FILED AS OF DATE: 20220519
DATE AS OF CHANGE: 20220519
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TANK BRADLEY
CENTRAL INDEX KEY: 0001254645
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22396
FILM NUMBER: 22945178
MAIL ADDRESS:
STREET 1: C/O LEHMAN BROTHERS ASSET MANAGEMENT
STREET 2: 190 SOUTH LASALLE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60603-3421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Neuberger Berman High Yield Strategies Fund Inc.
CENTRAL INDEX KEY: 0001487610
IRS NUMBER: 320073608
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
BUSINESS PHONE: 212-476-8800
MAIL ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
4
1
form4.xml
X0306
4
2022-05-17
0001487610
Neuberger Berman High Yield Strategies Fund Inc.
NHS
0001254645
TANK BRADLEY
C/O NEUBERGER BERMAN INVESTMENT ADVISERS
1290 AVENUE OF THE AMERICAS
NEW YORK
NY
10104-0002
true
CIO of Adviser of Issuer
Common Stock
2022-05-17
4
X
0
25301
8.6
A
101204
D
Common Stock
2022-05-17
4
X
0
17305
8.6
A
69221
I
By Indian Hill II LLC
Common Stock
2022-05-17
4
X
0
2260
8.6
A
9040
I
By Brad C Tank 1999 Trust
Transferable Subscription Rights (rights to buy)
2022-05-17
4
X
0
75903
D
2022-04-19
2022-05-17
Common Stock
25301
0
D
Transferable Subscription Rights (rights to buy)
2022-05-17
4
X
0
51916
D
2022-04-19
2022-05-17
Common Stock
17305
0
I
By Indian Hill II LLC
Transferable Subscription Rights (rights to buy)
2022-05-17
4
X
0
6780
D
2022-04-19
2022-05-17
Common Stock
2260
0
I
By Brad C Tank 1999 Trust
The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Neuberger Berman High Yield Strategies Fund Inc. (the "Fund") issued transferable subscription rights ("Rights") to its stockholders of record as of the close of business on April 19, 2022 (the "Record Date") entitling the holders of these Rights to purchase additional shares of common stock of the Fund (the "Common Stock"). The holders of Common Stock of record on the Record Date ("Record Date Stockholders") were entitled to subscribe for additional shares of Common Stock at a discount to the market price of the Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1 for 3).
Record Date Stockholders who fully exercised their Rights were entitled to subscribe, subject to certain limitations and subject to allotment, for additional Common Stock which was not subscribed for by other Record Date Stockholders (the "Over-Subscription Privilege"). Fractional shares of Common Stock were not issued. The subscription period commenced on the Record Date and expired on May 17, 2022.
The final subscription price of $8.60 per share of Common Stock was determined based upon the terms of the offer. The Common Stock subscribed for will be issued after receipt of all stockholder payments.
/s/ Bradley Tank by his Attorney-in-Fact, Jennifer R. Gonzalez
2022-05-19