0001104659-20-132493.txt : 20201204 0001104659-20-132493.hdr.sgml : 20201204 20201204170056 ACCESSION NUMBER: 0001104659-20-132493 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201203 FILED AS OF DATE: 20201204 DATE AS OF CHANGE: 20201204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTELLO JOSEPH CENTRAL INDEX KEY: 0001285194 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32136 FILM NUMBER: 201370519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARBOR REALTY TRUST INC CENTRAL INDEX KEY: 0001253986 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 200057959 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 EARLE OVINGTON BOULEVARD STREET 2: SUITE 900 CITY: UNIONDALE STATE: NY ZIP: 11553 BUSINESS PHONE: 516-506-4200 MAIL ADDRESS: STREET 1: 333 EARLE OVINGTON BLVD STE.900 CITY: UNIONDALE STATE: NY ZIP: 11553 4 1 a4.xml 4 X0306 4 2020-12-03 0 0001253986 ARBOR REALTY TRUST INC ABR 0001285194 MARTELLO JOSEPH C/O ARBOR REALTY TRUST, INC. 333 EARLE OVINGTON BLVD., STE. 900 UNIONDALE NY 11553 1 0 0 0 Common Stock, par value $0.01 per share 2020-12-03 4 D 0 85000 13.30 D 100000 I By: The KFT 2018 NY Trust Common Stock, par value $0.01 per share 40000 I By: The KFT DT LLC Common Stock, par value $0.01 per share 120114 D Special Voting Preferred Stock, par value $0.01 per share 2020-12-03 4 D 0 40599 13.30 D 782496 I By: The KFT 2018 NY Trust Special Voting Preferred Stock, par value $0.01 per share 3000000 I By: The KFT DT LLC Special Voting Preferred Stock, par value $0.01 per share 82902 I By: The Living Trust of Joseph Martello Partnership Common Units 2020-12-03 4 D 0 40599 13.30 D Common Stock, par value $0.01 per share 40599 782496 I By: The KFT 2018 NY Trust Partnership Common Units Not Applicable 3000000 I By: The KFT DT LLC Partnership Common Units Not Applicable 82902 I By: The Living Trust of Joseph Martello As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 125,599 shares of the Company's common stock and Partnership Common Units held by The KFT 2018 NY Trust for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering. These estate planning vehicles were set up for the benefit of the immediate family of the Company's Chief Executive Officer, Ivan Kaufman. Mr. Martello shares in the voting and investment power of these vehicles and disclaims beneficial ownership over these securities. Not applicable. /s/ Joseph Martello 2020-12-04