0000950142-22-000298.txt : 20220112 0000950142-22-000298.hdr.sgml : 20220112 20220112163356 ACCESSION NUMBER: 0000950142-22-000298 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220111 FILED AS OF DATE: 20220112 DATE AS OF CHANGE: 20220112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HATHERLY JOHN CENTRAL INDEX KEY: 0001253362 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40358 FILM NUMBER: 22526950 MAIL ADDRESS: STREET 1: 787 WATERVLIET SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wynnchurch Partners IV, L.P. CENTRAL INDEX KEY: 0001843728 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40358 FILM NUMBER: 22526952 BUSINESS ADDRESS: STREET 1: 6250 N. RIVER ROAD STREET 2: SUITE 10-100 CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 847-604-6100 MAIL ADDRESS: STREET 1: 6250 N. RIVER ROAD STREET 2: SUITE 10-100 CITY: ROSEMONT STATE: IL ZIP: 60018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wynnchurch Management, Ltd. CENTRAL INDEX KEY: 0001843727 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40358 FILM NUMBER: 22526951 BUSINESS ADDRESS: STREET 1: 6250 N. RIVER ROAD STREET 2: SUITE 10-100 CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 847-604-6100 MAIL ADDRESS: STREET 1: 6250 N. RIVER ROAD STREET 2: SUITE 10-100 CITY: ROSEMONT STATE: IL ZIP: 60018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Latham Group, Inc. CENTRAL INDEX KEY: 0001833197 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 832797583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 787 WATERVLIET SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 800-833-3800 MAIL ADDRESS: STREET 1: 787 WATERVLIET SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 FORMER COMPANY: FORMER CONFORMED NAME: Latham Topco, Inc. DATE OF NAME CHANGE: 20201120 4 1 es220216608_4-wpivlp.xml OWNERSHIP DOCUMENT X0306 4 2022-01-11 0 0001833197 Latham Group, Inc. SWIM 0001843728 Wynnchurch Partners IV, L.P. 6250 N. RIVER ROAD SUITE 10-100 ROSEMONT IL 60018 1 0 1 1 See Remarks 0001843727 Wynnchurch Management, Ltd. 6250 N. RIVER ROAD SUITE 10-100 ROSEMONT IL 60018 1 0 1 1 See Remarks 0001253362 HATHERLY JOHN 6250 N. RIVER ROAD SUITE 10-100 ROSEMONT IL 60018 1 0 1 1 See Remarks Common Stock, par value $0.0001 per share 2022-01-11 4 D 0 2702021 18.6713 D 14545703 I By: Wynnchurch Capital Partners IV, L.P. Common Stock, par value $0.0001 per share 2022-01-11 4 D 0 81376 18.6713 D 438068 I By: WC Partners Executive IV, L.P. Represents 2,702,021 shares of common stock sold to the Issuer by Wynnchurch Capital Partners IV, L.P. and 81,376 shares of common stock sold to the Issuer by WC Partners Executive IV, L.P. Wynnchurch Capital Partners IV, L.P. directly owns 14,545,703 shares of common stock and WC Partners Executive IV, L.P. directly owns 438,068 shares of common stock. The general partner of Wynnchurch Capital Partners IV, L.P. and WC Partners Executive IV, L.P. is Wynnchurch Partners IV, L.P. (the "General Partner"). The general partner of the General Partner is Wynnchurch Management, Ltd. ("WML"). WML and a limited partner committee consisting of other senior partners manage the General Partner, provided that WML's consent is required for any action, decision, consent or other determination. The sole director of WML is John Hatherly. The reporting persons are a member of a 10% group with (i) Pamplona Capital Partners V, L.P., Pamplona Equity Advisors V Ltd, Pamplona PE Investments Malta Limited, Pamplona Capital Management LLP, Pamplona Capital Management LLC, Pamplona Capital Management (PE) SL, Pamplona Capital Management (Monaco) SAM, John C. Halsted and Alexander Knaster (collectively, the "Pamplona Entities"), and (ii) Wynnchurch Capital Partners IV, L.P., WC Partners Executive IV, L.P. and Christopher O'Brien. None of the shares of common stock held by Pamplona Entities are reflected in this report. Christopher O'Brien currently serves as the reporting persons' representative on the Latham Group, Inc.'s board of directors, and therefore each reporting person may be deemed to be a "director by deputization" of Latham Group, Inc. /s/ See signatures attached as Exhibit 99.1 2022-01-12 EX-99.1 2 es220216608_ex9901.htm EXHIBIT 99.1

EXHIBIT 99.1

This statement on Form 4 is filed by: (i) Wynnchurch Partners IV, L.P., (ii) Wynnchurch Management, Ltd. and (iii) John A. Hatherly.

Name of Designated Filer: Wynnchurch Partners IV, L.P.

Date of Event Requiring Statement: January 11, 2022

Issuer Name and Ticker or Trading Symbol: Latham Group, Inc. SWIM

	Wynnchurch Partners IV, L.P.
	By:	Wynnchurch Management, Ltd., its General Partner

	By:	/s/ Christopher P. O’Brien
		Name: Christopher P. O’Brien Title: Executive Vice President
	Wynnchurch Management, Ltd.
	By:	/s/ Christopher P. O’Brien
		Name: Christopher P. O’Brien Title: Executive Vice President

	John A. Hatherly

	By:	/s/ John A. Hatherly