0001235802-23-000088.txt : 20230815 0001235802-23-000088.hdr.sgml : 20230815 20230815142519 ACCESSION NUMBER: 0001235802-23-000088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230811 FILED AS OF DATE: 20230815 DATE AS OF CHANGE: 20230815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Army Joseph CENTRAL INDEX KEY: 0001435005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38740 FILM NUMBER: 231174429 MAIL ADDRESS: STREET 1: ONE WASHINGTON CENTER, SUITE 400 CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VAPOTHERM INC CENTRAL INDEX KEY: 0001253176 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 462259298 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 DOMAIN DRIVE CITY: EXETER STATE: NH ZIP: 03833 BUSINESS PHONE: 603-658-0411 MAIL ADDRESS: STREET 1: 100 DOMAIN DRIVE CITY: EXETER STATE: NH ZIP: 03833 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-08-11 0 0001253176 VAPOTHERM INC VAPO 0001435005 Army Joseph 100 DOMAIN DRIVE EXETER NH 03833 1 1 0 0 President and CEO 0 Common Stock 2023-08-11 4 P 0 216879 0.3892 A 1853648 D Common Stock 2023-08-14 4 P 0 21939 0.3995 A 1875587 D Common Stock 2023-08-15 4 P 0 61182 0.4199 A 1936769 D Common Stock 325000 I Kimberly D. Army Revocable Trust Common Stock 500 I By spouse The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.37 to $0.40, inclusive. The reporting person undertakes to provide to Vapotherm, Inc., any security holder of Vapotherm, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. Includes 9,233 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan, as amended from time to time. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3965 to $0.40, inclusive. The reporting person undertakes to provide to Vapotherm, Inc., any security holder of Vapotherm, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4049 to $0.43, inclusive. The reporting person undertakes to provide to Vapotherm, Inc., any security holder of Vapotherm, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4. /s/ Adrain Bryant, as attorney-in-fact 2023-08-15