0001235802-23-000024.txt : 20230214 0001235802-23-000024.hdr.sgml : 20230214 20230214171730 ACCESSION NUMBER: 0001235802-23-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230210 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKay Dorota CENTRAL INDEX KEY: 0001897951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38740 FILM NUMBER: 23631645 MAIL ADDRESS: STREET 1: 100 DOMAIN DRIVE CITY: EXETER STATE: NH ZIP: 03833 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VAPOTHERM INC CENTRAL INDEX KEY: 0001253176 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 462259298 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 DOMAIN DRIVE CITY: EXETER STATE: NH ZIP: 03833 BUSINESS PHONE: 603-658-0411 MAIL ADDRESS: STREET 1: 100 DOMAIN DRIVE CITY: EXETER STATE: NH ZIP: 03833 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2023-02-10 0 0001253176 VAPOTHERM INC VAPO 0001897951 McKay Dorota 100 DOMAIN DRIVE EXETER NH 03833 0 1 0 0 VP, Controller and CAO Common Stock 2023-02-10 4 P 0 19047 1.05 A 50982 D Warrant 1.17 2023-02-10 4 P 0 19047 A 2023-02-10 2028-02-10 Common Stock 19047 19047 D $1.05 per unit, each unit consisted of one share of common stock and a warrant to purchase one share of common stock. Includes 22,957 shares that will be issued over time upon vesting and settlement of restricted stock unit awards. /s/Adrain Bryant, as Attorney In Fact 2023-02-14