0001638599-17-000235.txt : 20170301
0001638599-17-000235.hdr.sgml : 20170301
20170301193356
ACCESSION NUMBER: 0001638599-17-000235
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170227
FILED AS OF DATE: 20170301
DATE AS OF CHANGE: 20170301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AYTU BIOSCIENCE, INC
CENTRAL INDEX KEY: 0001385818
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 470883144
STATE OF INCORPORATION: CO
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 373 INVERNESS PARKWAY
STREET 2: SUITE 200
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
BUSINESS PHONE: (720) 437-6580
MAIL ADDRESS:
STREET 1: 373 INVERNESS PARKWAY
STREET 2: SUITE 200
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
FORMER COMPANY:
FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC.
DATE OF NAME CHANGE: 20150609
FORMER COMPANY:
FORMER CONFORMED NAME: Rosewind CORP
DATE OF NAME CHANGE: 20070110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gould Gregory A
CENTRAL INDEX KEY: 0001252905
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-53121
FILM NUMBER: 17656445
MAIL ADDRESS:
STREET 1: 1111 MAIN STREET, SUITE 660
CITY: VANCOUVER
STATE: WA
ZIP: 98660
FORMER NAME:
FORMER CONFORMED NAME: GOULD GREGORY A
DATE OF NAME CHANGE: 20030708
4
1
doc4_4576.xml
PRIMARY DOCUMENT
X0306
4
2017-02-27
0
0001385818
AYTU BIOSCIENCE, INC
AYTU
0001252905
Gould Gregory A
373 INVERNESS PARKWAY
SUITE 206
ENGLEWOOD
CO
80112
0
1
0
0
Chief Financial Officer
Common Stock
2017-02-27
4
M
0
66666
0.75
A
340231
D
Warrant to Purchase Common Stock
1.86
2017-02-27
4
M
0
66666
0.00
D
2017-11-02
2021-11-02
Common Stock
66666
0
D
Employee Stock Option Grant
3.23
2015-11-11
Common Stock
20834
20834
D
Employee Stock Option Grant
3.23
2026-07-07
Common Stock
25000
25000
D
Of these shares, 165,000 shares are restricted shares that vest on July 7, 2026, subject to earlier vesting in certain situations.
These options are 100% vested.
33.3% vests on the one year, two year and three year anniversary of the date of grant, subject to the Grantee's service as an employee on such dates.
/s/ Gregory A Gould
2017-03-01