0001638599-17-000235.txt : 20170301 0001638599-17-000235.hdr.sgml : 20170301 20170301193356 ACCESSION NUMBER: 0001638599-17-000235 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170227 FILED AS OF DATE: 20170301 DATE AS OF CHANGE: 20170301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AYTU BIOSCIENCE, INC CENTRAL INDEX KEY: 0001385818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 470883144 STATE OF INCORPORATION: CO FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 200 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 437-6580 MAIL ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 200 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC. DATE OF NAME CHANGE: 20150609 FORMER COMPANY: FORMER CONFORMED NAME: Rosewind CORP DATE OF NAME CHANGE: 20070110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gould Gregory A CENTRAL INDEX KEY: 0001252905 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53121 FILM NUMBER: 17656445 MAIL ADDRESS: STREET 1: 1111 MAIN STREET, SUITE 660 CITY: VANCOUVER STATE: WA ZIP: 98660 FORMER NAME: FORMER CONFORMED NAME: GOULD GREGORY A DATE OF NAME CHANGE: 20030708 4 1 doc4_4576.xml PRIMARY DOCUMENT X0306 4 2017-02-27 0 0001385818 AYTU BIOSCIENCE, INC AYTU 0001252905 Gould Gregory A 373 INVERNESS PARKWAY SUITE 206 ENGLEWOOD CO 80112 0 1 0 0 Chief Financial Officer Common Stock 2017-02-27 4 M 0 66666 0.75 A 340231 D Warrant to Purchase Common Stock 1.86 2017-02-27 4 M 0 66666 0.00 D 2017-11-02 2021-11-02 Common Stock 66666 0 D Employee Stock Option Grant 3.23 2015-11-11 Common Stock 20834 20834 D Employee Stock Option Grant 3.23 2026-07-07 Common Stock 25000 25000 D Of these shares, 165,000 shares are restricted shares that vest on July 7, 2026, subject to earlier vesting in certain situations. These options are 100% vested. 33.3% vests on the one year, two year and three year anniversary of the date of grant, subject to the Grantee's service as an employee on such dates. /s/ Gregory A Gould 2017-03-01