0001104659-21-096534.txt : 20210727 0001104659-21-096534.hdr.sgml : 20210727 20210727213745 ACCESSION NUMBER: 0001104659-21-096534 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210727 FILED AS OF DATE: 20210727 DATE AS OF CHANGE: 20210727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAMILTON JOHN F CENTRAL INDEX KEY: 0001252198 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38630 FILM NUMBER: 211119612 MAIL ADDRESS: STREET 1: 1360 O'BRIEN DR CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aridis Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001614067 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 320074500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 983 UNIVERSITY AVENUE, BLDG. B CITY: LOS GATOS STATE: CA ZIP: 95032 BUSINESS PHONE: (408) 385-1742 MAIL ADDRESS: STREET 1: 983 UNIVERSITY AVENUE, BLDG. B CITY: LOS GATOS STATE: CA ZIP: 95032 4 1 tm2123438-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-07-27 0 0001614067 Aridis Pharmaceuticals, Inc. ARDS 0001252198 HAMILTON JOHN F C/O ARIDIS PHARMACEUTICALS, INC. 983 UNIVERSITY AVENUE, BLDG. B LOS GATOS CA 95032 1 0 0 0 Common Stock 2021-07-27 4 P 0 2000 4.87 A 2000 D /s/ John Hamilton 2021-07-27