0001445866-19-000782.txt : 20190702
0001445866-19-000782.hdr.sgml : 20190702
20190702181637
ACCESSION NUMBER: 0001445866-19-000782
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190628
FILED AS OF DATE: 20190702
DATE AS OF CHANGE: 20190702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GAYLOR STUART CHARLES
CENTRAL INDEX KEY: 0001252087
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35496
FILM NUMBER: 19939386
MAIL ADDRESS:
STREET 1: 7807 MAIN STREET
CITY: HOUSTON
STATE: TX
ZIP: 77030
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUMMER ENERGY HOLDINGS INC
CENTRAL INDEX KEY: 0001396633
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 202722022
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 BERING DRIVE
STREET 2: SUITE 260
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: (713) 375-2790
MAIL ADDRESS:
STREET 1: 800 BERING DRIVE
STREET 2: SUITE 260
CITY: HOUSTON
STATE: TX
ZIP: 77057
FORMER COMPANY:
FORMER CONFORMED NAME: Castwell Precast Corp
DATE OF NAME CHANGE: 20100816
FORMER COMPANY:
FORMER CONFORMED NAME: Castwell Precast CORP
DATE OF NAME CHANGE: 20070417
4
1
form4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-06-28
0
0001396633
SUMMER ENERGY HOLDINGS INC
SUME
0001252087
GAYLOR STUART CHARLES
5847 SAN FELIPE STREET #3700
HOUSTON
TX
77057
1
0
0
0
Common Stock
2019-06-28
4
J
0
5489
0
A
607191
D
Stock Option (Right to Buy)
2.25
2019-06-28
4
A
0
8750
0
A
2019-06-28
2029-06-28
Common Stock
8750
8750
D
The reporting person received these shares of common stock in connection with a personal guaranty given by the reporting person for the benefit of the Issuer in connection with a loan, whereby the Issuer borrowed funds from a lending institution.
Does not include 1,805,556 shares held of record by GF Holdings, Ltd., a Texas limited partnership. Mr. Gaylor is the manager of GF Holdings GP, LLC, a Texas limited liability company, which is the general partner of GF Holdings, Ltd. Mr. Gaylor has voting and dispositive control over securities held by GF Holdings, Ltd. Mr. Gaylor disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
By Alexander N. Pearson, pursuant to a Power of Attorney dated April 2, 2012 previously filed with the Securities and Exchange Commission as Exhibit 24.1 to Form 3 filed on April 6, 2012 on behalf of Stuart Gaylor, which Power of Attorney is incorporated by reference.
/s/ Stuart Gaylor
2019-07-02