0001596771-18-000076.txt : 20180606
0001596771-18-000076.hdr.sgml : 20180606
20180606163831
ACCESSION NUMBER: 0001596771-18-000076
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180604
FILED AS OF DATE: 20180606
DATE AS OF CHANGE: 20180606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRIFFIN BRIAN T
CENTRAL INDEX KEY: 0001252006
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36677
FILM NUMBER: 18884184
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Diplomat Pharmacy, Inc.
CENTRAL INDEX KEY: 0001610092
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912]
IRS NUMBER: 382063100
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4100 S. SAGINAW ST.
CITY: FLINT
STATE: MI
ZIP: 48507
BUSINESS PHONE: 888-720-4450
MAIL ADDRESS:
STREET 1: 4100 S. SAGINAW ST.
CITY: FLINT
STATE: MI
ZIP: 48507
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-06-04
0
0001610092
Diplomat Pharmacy, Inc.
DPLO
0001252006
GRIFFIN BRIAN T
4100 S. SAGINAW ST.
FLINT
MI
48507
1
1
0
0
Chairman and CEO
Common Stock
2018-06-04
4
A
0
33716
0
A
33716
D
Common Stock
2018-06-04
4
A
0
124875
0
A
158591
D
Employee Stock Option to Acquire Common Stock
24.29
2018-06-04
4
A
0
81351
0
A
2028-06-04
Common Stock
81351
81351
D
The restricted stock units ("RSUs") represent an inducement award of stock to the reporting person in connection with his appointment as CEO and Chairman.
One-third of the RSUs will vest on each of the first, second and third anniversary of the grant date.
The RSUs will vest on the first anniversary of the grant date, provided the vesting of these RSUs may be accelerated based on the achievement of a specified stock price performance goal.
Represents an inducement award of stock options to the reporting person in connection with his appointment as CEO and Chairman. One-third of the options will vest on each of the first, second and third anniversary of the grant date.
/s/ Christina Flint, by Power of Attorney
2018-06-06