0001140361-18-044608.txt : 20181206 0001140361-18-044608.hdr.sgml : 20181206 20181206061714 ACCESSION NUMBER: 0001140361-18-044608 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181205 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FIRST HAROLD CENTRAL INDEX KEY: 0001251997 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51728 FILM NUMBER: 181218742 BUSINESS ADDRESS: BUSINESS PHONE: 2017915804 MAIL ADDRESS: STREET 1: 13 55 WILKINS CT CITY: FAIRLAWN STATE: NJ ZIP: 07410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Railcar Industries, Inc. CENTRAL INDEX KEY: 0001344596 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 431481791 STATE OF INCORPORATION: ND FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 CLARK STREET CITY: ST. CHARLES STATE: MO ZIP: 63301 BUSINESS PHONE: 636-940-6000 MAIL ADDRESS: STREET 1: 100 CLARK STREET CITY: ST. CHARLES STATE: MO ZIP: 63301 FORMER COMPANY: FORMER CONFORMED NAME: American Railcar Industries, Inc./DE DATE OF NAME CHANGE: 20051116 4 1 form4.xml FORM 4 X0306 4 2018-12-05 true 0001344596 American Railcar Industries, Inc. ARII 0001251997 FIRST HAROLD C/O AMERICAN RAILCAR INDUSTRIES, INC. 100 CLARK STREET ST. CHARLES MO 63301 true Common Stock, $0.01 par value per share 2018-12-05 4 D 0 1500 70 D 0 I By Reporting Person's Pension Plan On December 5, 2018, the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 22, 2018, by and between American Railcar Industries, Inc. ("ARI") and STL Parent Corp. were completed. Pursuant to the Merger Agreement, Merger Sub was merged with and into ARI, with ARI continuing as the surviving corporation after the merger. Pursuant to the terms of the Merger Agreement, all of the outstanding shares of common stock of ARI, including those held by Mr. First, were converted into the right to receive the merger consideration of $70.00 per share. /s/ Harold First 2018-12-06