0001251859-22-000005.txt : 20220524
0001251859-22-000005.hdr.sgml : 20220524
20220524162317
ACCESSION NUMBER: 0001251859-22-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220520
FILED AS OF DATE: 20220524
DATE AS OF CHANGE: 20220524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASHER DANIEL
CENTRAL INDEX KEY: 0001251859
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37503
FILM NUMBER: 22957116
MAIL ADDRESS:
STREET 1: 111 W JACKSON BLVD
STREET 2: 20TH FL
CITY: CHICAGO
STATE: IL
ZIP: 60604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: B. Riley Financial, Inc.
CENTRAL INDEX KEY: 0001464790
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 270223495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 818-884-3737
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER COMPANY:
FORMER CONFORMED NAME: Great American Group, Inc.
DATE OF NAME CHANGE: 20090522
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2022-05-20
0
0001464790
B. Riley Financial, Inc.
RILY
0001251859
ASHER DANIEL
111 W JACKSON BLVD
20TH FL
CHICAGO
IL
60604
0
0
1
0
Common Stock
2022-05-20
4
P
0
18800
50.0893
A
1370793
I
thru Equitec Proprietary Markers, LLC
Common Stock
2022-05-20
4
S
0
1100
50
D
1369693
I
thru Sphinx Trading, LP
Common Stock
2022-05-20
4
S
0
122700
50
D
1246993
I
thru Equitec Proprietary Markers, LLC
Common Stock
2022-05-20
4
S
0
1700
50
D
1245293
I
thru Equitec Proprietary Markers, LLC
Common Stock
2022-05-23
4
P
0
16100
49.5957
A
1261393
I
thru Equitec Proprietary Markers, LLC
Common Stock
2022-05-23
4
P
0
1100
49.6
A
1262493
I
thru Sphinx Trading, LP
Common Stock
73800
I
Thru AFOB FIP RILY, LLC
Common Stock
825000
I
thru DJ Fund Investments, LLC - Series E
The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC
AFO Blackberry, LLC is the Managing member of AFOB FIP RILY, LLC and Daniel Asher is deemed to control AFO Blackberry, LLC
Daniel Asher Holds shared investment and voting power over the 825,000 DJ Fund shares with DJ Fund, pursuant to an informal, unwritten agreement.
Daniel Asher
2022-05-24