0001251859-20-000005.txt : 20200702
0001251859-20-000005.hdr.sgml : 20200702
20200702170122
ACCESSION NUMBER: 0001251859-20-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200702
DATE AS OF CHANGE: 20200702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASHER DANIEL
CENTRAL INDEX KEY: 0001251859
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23358
FILM NUMBER: 201010511
MAIL ADDRESS:
STREET 1: 111 W JACKSON BLVD
STREET 2: 20TH FL
CITY: CHICAGO
STATE: IL
ZIP: 60604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Angel Oak Financial Strategies Income Term Trust
CENTRAL INDEX KEY: 0001745059
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 3060 PEACHTREE RD SUITE 500
CITY: ATLANTA
STATE: GA
ZIP: 30305
BUSINESS PHONE: 404-637-0412
MAIL ADDRESS:
STREET 1: 3060 PEACHTREE RD SUITE 500
CITY: ATLANTA
STATE: GA
ZIP: 30305
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-06-30
0
0001745059
Angel Oak Financial Strategies Income Term Trust
FINS
0001251859
ASHER DANIEL
111 W JACKSON BLVD
20TH FL
CHICAGO
IL
60604
0
0
1
0
Common Stock
2020-06-30
4
S
0
1753
16.9304
D
1079454
I
by AFOB FIP MS, LLC
Common Stock
17693
I
by Sphinx Trading
Common Stock
458256
I
by Castle Creek Fund, LP
AFO Blackberry LLC is the managing member of AFOB FIP MS, LLC and Daniel Asher is deemed to control AFO Black Berry LLC. Mr Asher disclaims beneficial interest in the shares held by AFOB FIP MS, LLC except to the extent of any pecuniary interest therein.
Oakmont Investments, LLC is the general partner of Sphinx Trading, LP and Daniel Asher is deemed to control Oakmont Investments. Mr Asher disclaims beneficial interest in the shares held by Sphinx Trading, LP except to the extent of any pecuniary interest therein.
Mr Asher is the principal of the general partner of Castle Creek Fund, LP and a limited partner in the Fund. Mr Asher disclaims beneficial interest in the shares held by the fund except to the extent of any pecuniary interest therein.
Daniel Asher
2020-07-02