0001251859-20-000003.txt : 20200623 0001251859-20-000003.hdr.sgml : 20200623 20200623152407 ACCESSION NUMBER: 0001251859-20-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200619 FILED AS OF DATE: 20200623 DATE AS OF CHANGE: 20200623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASHER DANIEL CENTRAL INDEX KEY: 0001251859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23358 FILM NUMBER: 20981808 MAIL ADDRESS: STREET 1: 111 W JACKSON BLVD STREET 2: 20TH FL CITY: CHICAGO STATE: IL ZIP: 60604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Angel Oak Financial Strategies Income Term Trust CENTRAL INDEX KEY: 0001745059 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3060 PEACHTREE RD SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30305 BUSINESS PHONE: 404-637-0412 MAIL ADDRESS: STREET 1: 3060 PEACHTREE RD SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30305 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-06-19 0 0001745059 Angel Oak Financial Strategies Income Term Trust FINS 0001251859 ASHER DANIEL 111 W JACKSON BLVD 20TH FL CHICAGO IL 60604 0 0 1 0 Common Stock 2020-06-19 4 S 0 559 17.11 D 17693 I by Sphinx Trading Common Stock 1081207 I by AFOB FIP MS, LLC Common Stock 458256 I by Castle Creek Fund, LP Oakmont Investments, LLC is the general partner of Sphinx Trading, LP, and Daniel Asher is deemed to control Oakmont Investments. Mr Asher disclaims beneficial interest in the shares held by Sphinx Trading LP except to the extent of any pecuniary interest therein. AFO Blackberry LLC is the managing member of AFOB FIP MS, LLC and Daniel Asher is deemed to control AFO Blackberry LLC. Mr Asher disclaims beneficial interest in the shares held by AFOB FIP MS, LLC except to the extent of any pecuniary interest therein. Mr. Asher is the principal of the general partner of Castle Creek Fund, LP and a limited partner in the Fund. Mr Asher disclaims beneficial interest in the shares held by the Fund except to the extent of any pecuniary interest therein. Daniel Asher 2020-06-23