0001460878-18-000002.txt : 20180302
0001460878-18-000002.hdr.sgml : 20180302
20180302144559
ACCESSION NUMBER: 0001460878-18-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180228
FILED AS OF DATE: 20180302
DATE AS OF CHANGE: 20180302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newton Todd
CENTRAL INDEX KEY: 0001460878
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35706
FILM NUMBER: 18661364
MAIL ADDRESS:
STREET 1: 7000 WEST WILLIAM CANNON
STREET 2: BUILDING ONE
CITY: AUSTIN
STATE: TX
ZIP: 78735
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apollo Endosurgery, Inc.
CENTRAL INDEX KEY: 0001251769
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 161630142
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1120 SOUTH CAPITAL OF TX HWY
STREET 2: BUILDING 1 SUITE 300
CITY: AUSTIN
STATE: TX
ZIP: 78746
BUSINESS PHONE: 512-279-5100
MAIL ADDRESS:
STREET 1: 1120 SOUTH CAPITAL OF TX HWY
STREET 2: BUILDING 1 SUITE 300
CITY: AUSTIN
STATE: TX
ZIP: 78746
FORMER COMPANY:
FORMER CONFORMED NAME: LPATH, INC
DATE OF NAME CHANGE: 20060316
FORMER COMPANY:
FORMER CONFORMED NAME: LPATH INC
DATE OF NAME CHANGE: 20051202
FORMER COMPANY:
FORMER CONFORMED NAME: NEIGHBORHOOD CONNECTIONS INC
DATE OF NAME CHANGE: 20040323
4
1
wf-form4_152001993926395.xml
FORM 4
X0306
4
2018-02-28
0
0001251769
Apollo Endosurgery, Inc.
APEN
0001460878
Newton Todd
1120 SOUTH CAPITAL OF TEXAS HIGHWAY
BUILDING ONE, STE 300
AUSTIN
TX
78746
1
1
0
0
Chief Executive Officer
Common Stock
2018-02-28
4
A
0
28750
0
A
195879
D
Stock Option (Right to Buy)
6.58
2018-02-28
4
A
0
86250
6.58
A
2019-02-28
2028-02-28
Common Stock
86250.0
86250
D
Represents grant of restricted stock units payable solely in common stock that vest in annual installments over four years from the grant date.
The shares underlying the option shall vest as to 25% on the first anniversary of the grant date and the remainder will vest in equal month installments over the following three years.
/s/ Brian Szymczak - Attorney-in-Fact
2018-03-02