0001251769-21-000068.txt : 20210520 0001251769-21-000068.hdr.sgml : 20210520 20210520175001 ACCESSION NUMBER: 0001251769-21-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210519 FILED AS OF DATE: 20210520 DATE AS OF CHANGE: 20210520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pacitti David CENTRAL INDEX KEY: 0001722733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35706 FILM NUMBER: 21945775 MAIL ADDRESS: STREET 1: C/O APOLLO ENDOSURGERY, INC., 1120 S. STREET 2: CAPITAL OF TEXAS HWY, BLDG. 1, SUITE 300 CITY: AUSTIN STATE: TX ZIP: 78746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Endosurgery, Inc. CENTRAL INDEX KEY: 0001251769 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 161630142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1120 SOUTH CAPITAL OF TX HWY STREET 2: BUILDING 1 SUITE 300 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-279-5100 MAIL ADDRESS: STREET 1: 1120 SOUTH CAPITAL OF TX HWY STREET 2: BUILDING 1 SUITE 300 CITY: AUSTIN STATE: TX ZIP: 78746 FORMER COMPANY: FORMER CONFORMED NAME: LPATH, INC DATE OF NAME CHANGE: 20060316 FORMER COMPANY: FORMER CONFORMED NAME: LPATH INC DATE OF NAME CHANGE: 20051202 FORMER COMPANY: FORMER CONFORMED NAME: NEIGHBORHOOD CONNECTIONS INC DATE OF NAME CHANGE: 20040323 4 1 wf-form4_162154738122636.xml FORM 4 X0306 4 2021-05-19 0 0001251769 Apollo Endosurgery, Inc. APEN 0001722733 Pacitti David C/O APOLLO ENDOSURGERY, INC. 1120 S. CAP OF TX HWY, BLDG. 1, STE 300 AUSTIN TX 78746 1 0 0 0 Common Stock 2021-05-19 4 S 0 600 6.64 D 18142 D Common Stock 2021-05-19 4 S 0 200 6.67 D 17942 D Common Stock 2021-05-19 4 S 0 800 6.70 D 17142 D Common Stock 2021-05-19 4 S 0 100 6.71 D 17042 D Common Stock 2021-05-19 4 S 0 300 6.72 D 16742 D Common Stock 2021-05-19 4 S 0 600 6.73 D 16142 D Common Stock 2021-05-19 4 S 0 600 6.80 D 15542 D Common Stock 2021-05-19 4 S 0 500 6.81 D 15042 D Common Stock 2021-05-19 4 S 0 20 6.85 D 15022 D Common Stock 2021-05-19 4 S 0 1100 6.88 D 13922 D Common Stock 2021-05-19 4 S 0 464 6.89 D 13458 D Common Stock 2021-05-19 4 S 0 3144 6.90 D 10314 D Common Stock 2021-05-19 4 S 0 5524 6.91 D 4790 D Common Stock 2021-05-19 4 S 0 3400 6.92 D 1390 D Common Stock 2021-05-19 4 S 0 600 6.93 D 790 D Common Stock 2021-05-19 4 S 0 790 6.96 D 0 D /s/David Pacitti 2021-05-20