0001251769-19-000049.txt : 20190510 0001251769-19-000049.hdr.sgml : 20190510 20190510160958 ACCESSION NUMBER: 0001251769-19-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190507 FILED AS OF DATE: 20190510 DATE AS OF CHANGE: 20190510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwartzhoff Bret CENTRAL INDEX KEY: 0001688932 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35706 FILM NUMBER: 19814976 MAIL ADDRESS: STREET 1: 1120 S CAPITAL OF TX HWY STREET 2: BLDG 1, STE 300 CITY: AUSTIN STATE: TX ZIP: 78746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Endosurgery, Inc. CENTRAL INDEX KEY: 0001251769 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 161630142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1120 SOUTH CAPITAL OF TX HWY STREET 2: BUILDING 1 SUITE 300 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-279-5100 MAIL ADDRESS: STREET 1: 1120 SOUTH CAPITAL OF TX HWY STREET 2: BUILDING 1 SUITE 300 CITY: AUSTIN STATE: TX ZIP: 78746 FORMER COMPANY: FORMER CONFORMED NAME: LPATH, INC DATE OF NAME CHANGE: 20060316 FORMER COMPANY: FORMER CONFORMED NAME: LPATH INC DATE OF NAME CHANGE: 20051202 FORMER COMPANY: FORMER CONFORMED NAME: NEIGHBORHOOD CONNECTIONS INC DATE OF NAME CHANGE: 20040323 4 1 wf-form4_155751898247052.xml FORM 4 X0306 4 2019-05-07 0 0001251769 Apollo Endosurgery, Inc. APEN 0001688932 Schwartzhoff Bret 1120 S CAP TX HWY 1-300 AUSTIN TX 78746 0 1 0 0 VP, US Sales & Marketing Common Stock 2019-05-07 4 A 0 19886 0 A 48844 D Stock Option (Right to Buy) 3.49 2019-05-07 4 A 0 30973 3.49 A 2020-05-07 2029-05-07 Common Sock 30973.0 109454 D Represents grant of restricted stock units payable solely in common stock that vest in annual installments over four years from the grant date. The shares underlying the option shall vest as to 25% on the first anniversary of the grant date and the remainder will vest in equal month installments over the following three years. Brian Szymczak, Attorney-in-Fact 2019-05-08