0001251769-18-000087.txt : 20180815 0001251769-18-000087.hdr.sgml : 20180815 20180815160919 ACCESSION NUMBER: 0001251769-18-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180813 FILED AS OF DATE: 20180815 DATE AS OF CHANGE: 20180815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Molesphini John J CENTRAL INDEX KEY: 0001737512 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35706 FILM NUMBER: 181021084 MAIL ADDRESS: STREET 1: 1120 S CAPITAL OF TX HWY STREET 2: BUILDING ONE, STE 300 CITY: AUSTIN STATE: TX ZIP: 78746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Endosurgery, Inc. CENTRAL INDEX KEY: 0001251769 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 161630142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1120 SOUTH CAPITAL OF TX HWY STREET 2: BUILDING 1 SUITE 300 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-279-5100 MAIL ADDRESS: STREET 1: 1120 SOUTH CAPITAL OF TX HWY STREET 2: BUILDING 1 SUITE 300 CITY: AUSTIN STATE: TX ZIP: 78746 FORMER COMPANY: FORMER CONFORMED NAME: LPATH, INC DATE OF NAME CHANGE: 20060316 FORMER COMPANY: FORMER CONFORMED NAME: LPATH INC DATE OF NAME CHANGE: 20051202 FORMER COMPANY: FORMER CONFORMED NAME: NEIGHBORHOOD CONNECTIONS INC DATE OF NAME CHANGE: 20040323 4 1 wf-form4_153436374221596.xml FORM 4 X0306 4 2018-08-13 0 0001251769 Apollo Endosurgery, Inc. APEN 0001737512 Molesphini John J 1120 S CAPITAL OF TX HWY BUILDING ONE, STE 300 AUSTIN TX 78746 0 1 0 0 EVP, Operations Stock Option (Right to Buy) 7.75 2018-08-13 4 A 0 49500 7.75 A 2019-08-13 2028-08-13 Common Sock 49500.0 49500 D 25% of the total number of Shares subject to the Option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48 of the total number of Shares subject to the Option shall vest on each monthly anniversary of the Vesting Commencement Date thereafter, subject to Optionholder's continuous service as of each such date. Brian Szymczak, Attorney-in-Fact 2018-08-14