0001251769-18-000087.txt : 20180815
0001251769-18-000087.hdr.sgml : 20180815
20180815160919
ACCESSION NUMBER: 0001251769-18-000087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180813
FILED AS OF DATE: 20180815
DATE AS OF CHANGE: 20180815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Molesphini John J
CENTRAL INDEX KEY: 0001737512
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35706
FILM NUMBER: 181021084
MAIL ADDRESS:
STREET 1: 1120 S CAPITAL OF TX HWY
STREET 2: BUILDING ONE, STE 300
CITY: AUSTIN
STATE: TX
ZIP: 78746
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apollo Endosurgery, Inc.
CENTRAL INDEX KEY: 0001251769
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 161630142
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1120 SOUTH CAPITAL OF TX HWY
STREET 2: BUILDING 1 SUITE 300
CITY: AUSTIN
STATE: TX
ZIP: 78746
BUSINESS PHONE: 512-279-5100
MAIL ADDRESS:
STREET 1: 1120 SOUTH CAPITAL OF TX HWY
STREET 2: BUILDING 1 SUITE 300
CITY: AUSTIN
STATE: TX
ZIP: 78746
FORMER COMPANY:
FORMER CONFORMED NAME: LPATH, INC
DATE OF NAME CHANGE: 20060316
FORMER COMPANY:
FORMER CONFORMED NAME: LPATH INC
DATE OF NAME CHANGE: 20051202
FORMER COMPANY:
FORMER CONFORMED NAME: NEIGHBORHOOD CONNECTIONS INC
DATE OF NAME CHANGE: 20040323
4
1
wf-form4_153436374221596.xml
FORM 4
X0306
4
2018-08-13
0
0001251769
Apollo Endosurgery, Inc.
APEN
0001737512
Molesphini John J
1120 S CAPITAL OF TX HWY
BUILDING ONE, STE 300
AUSTIN
TX
78746
0
1
0
0
EVP, Operations
Stock Option (Right to Buy)
7.75
2018-08-13
4
A
0
49500
7.75
A
2019-08-13
2028-08-13
Common Sock
49500.0
49500
D
25% of the total number of Shares subject to the Option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48 of the total number of Shares subject to the Option shall vest on each monthly anniversary of the Vesting Commencement Date thereafter, subject to Optionholder's continuous service as of each such date.
Brian Szymczak, Attorney-in-Fact
2018-08-14