0001251769-14-000003.txt : 20141007 0001251769-14-000003.hdr.sgml : 20141007 20141006183055 ACCESSION NUMBER: 0001251769-14-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141007 DATE AS OF CHANGE: 20141006 EFFECTIVENESS DATE: 20141007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LPATH, INC CENTRAL INDEX KEY: 0001251769 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 161630142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-225895 FILM NUMBER: 141143905 BUSINESS ADDRESS: STREET 1: 4025 SORRENTO VALLEY BLVD. CITY: SAN DIEGO STATE: CA ZIP: 92121-1404 BUSINESS PHONE: 858-678-0800 MAIL ADDRESS: STREET 1: 4025 SORRENTO VALLEY BLVD. CITY: SAN DIEGO STATE: CA ZIP: 92121-1404 FORMER COMPANY: FORMER CONFORMED NAME: LPATH INC DATE OF NAME CHANGE: 20051202 FORMER COMPANY: FORMER CONFORMED NAME: NEIGHBORHOOD CONNECTIONS INC DATE OF NAME CHANGE: 20040323 FORMER COMPANY: FORMER CONFORMED NAME: JCG INC DATE OF NAME CHANGE: 20030702 D 1 primary_doc.xml X0707 D LIVE 0001251769 LPATH, INC 4025 SORRENTO VALLEY BLVD. SAN DIEGO CA CALIFORNIA 92121-1404 858-678-0800 DELAWARE JCG INC LPATH INC NEIGHBORHOOD CONNECTIONS INC JCG INC Corporation true Scott R. Pancoast 4025 Sorrento Valley Blvd. San Diego CA CALIFORNIA 92121 Executive Officer Director Jeffrey A. Ferrell 4025 Sorrento Valley Blvd. San Diego CA CALIFORNIA 92121 Director Charles A. Mathews 4025 Sorrento Valley Blvd. San Diego CA CALIFORNIA 92121 Director Daniel H. Petree 4025 Sorrento Valley Blvd. San Diego CA CALIFORNIA 92121 Director Donald R. Swortwood 4025 Sorrento Valley Blvd. San Diego CA CALIFORNIA 92121 Director Daniel L. Kisner 4025 Sorrento Valley Blvd. San Diego CA CALIFORNIA 92121 Director Gary J G Atkinson 4025 Sorrento Valley Blvd. San Diego CA CALIFORNIA 92121 Executive Officer Biotechnology Decline to Disclose 06b false 2014-09-25 false true true false 0 Maxim Group, LLC 120708 None None 405 Lexington Avenue, 2nd Floor New York NY NEW YORK 10174 NJ NEW JERSEY false 12527521 12527521 0 false 3 0 751651 true Includes placement agent fee and other transaction related expenses. 0 false LPATH, INC /s/ Gary J G Atkinson Gary J G Atkinson SVP, CFO & Secretary 2014-10-06