As filed with the U.S. Securities and Exchange Commission on April 4, 2023
Registration No. 333-137318
Registration No. 333-149827
Registration No. 333-190615
Registration No. 333-206299
Registration No. 333-215817
Registration No. 333-218773
Registration No. 333-223461
Registration No. 333-231202
Registration No. 333-237919
Registration No. 333-253568
Registration No. 333-254109
Registration No. 333-262921
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-137318
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-149827
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-190615
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-206299
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-215817
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-218773
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-223461
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-231202
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-237919
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-253568
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-254109
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-262921
FORM S-8 POS
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
APOLLO ENDOSURGERY, INC.
(Exact name of Registrant as Specified in Its Charter)
Delaware | 16-1630142 | |
(State or other jurisdiction of Incorporation or organization) |
(I.R.S. Employer Identification No.) |
1120 S. Capital of Texas Highway
Building 1, Suite #300
Austin, Texas 78746
(Address of Principal Executive Offices)
Lpath, Inc. 2005 Stock Option/Stock Issuance Plan
Lpath, Inc. Amended and Restated 2005 Equity Incentive Plan
Lpath, Inc. Amended and Restated 2005 Equity Incentive Plan, as amended
Apollo Endosurgery, Inc. 2006 Stock Option Plan
Apollo Endosurgery, Inc. 2016 Equity Incentive Plan
Apollo Endosurgery, Inc. 2017 Equity Incentive Plan
Non-Plan Inducement Stock Option Grant
Non-Plan Inducement Restricted Stock Unit Award
(Full titles of the plans)
Vance R. Brown
Vice President, General Counsel and Secretary
Apollo Endosurgery, Inc.
1120 S. Capital of Texas Highway
Building 1, Suite #300
Austin, Texas 78746
(512) 279-5100
(Name, address, including zip code and telephone number, including area code, of agent for service)
Copies to:
Clare O’Brien
Derrick Lott
Gillian Emmett Moldowan
Shearman & Sterling LLP
599 Lexington Avenue
New York, New York 10022-6069
Telephone: (212) 848-4000
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☐ | Accelerated filer | ☐ | |||
Non-accelerated filer | ☒ | Smaller reporting company | ☒ | |||
Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
TERMINATION OF REGISTRATION
These Post-Effective Amendments to the following Registration Statements on Form S-8 (collectively, the “Registration Statements”), previously filed by Apollo Endosurgery, Inc. (the “Company”) with the U.S. Securities and Exchange Commission (the “SEC”), are being filed to deregister any and all shares of the Company’s common stock, par value $0.001 per share (“Common Stock”) and the Company’s Class A Common Stock, par value $0.001 per share (“Class A Common Stock”), registered but unsold or otherwise unissued under each such Registration Statement as of the date hereof:
1. | Registration File No. 333-137318, filed with the SEC on September 14, 2006, relating to the registration of 5,340,000 shares of Class A Common Stock, issued or for issuance under the Lpath, Inc. 2005 Stock Option/Stock Issuance Plan; |
2. | Registration File No. 333-149827, filed with the SEC on March 20, 2008, relating to the registration of 5,050,000 shares of Class A Common Stock for issuance under the Lpath, Inc. 2005 Stock Option/Stock Issuance Plan; |
3. | Registration File No. 333-190615, filed with the SEC on August 14, 2013, relating to the registration of 1,015,715 shares of Common Stock for issuance under the Lpath, Inc. Amended and Restated 2005 Equity Incentive Plan, as amended; |
4. | Registration File No. 333-206299, filed with the SEC on August 11, 2015, relating to the registration of 1,700,000 shares of Common Stock for issuance under the Lpath, Inc. Amended and Restated 2005 Equity Incentive Plan, as amended; |
5. | Registration File No. 333-215817, filed with the SEC on January 31, 2017, relating to the registration of 1,015,250 shares of Common Stock for issuance under the Apollo Endosurgery, Inc. 2006 Stock Option Plan and 20,299,547 shares of Common Stock issued or for issuance under the Apollo Endosurgery, Inc. 2016 Equity Incentive Plan; |
6. | Registration File No. 333-218773, filed with the SEC on June 15, 2017, relating to the registration of 1,000,000 shares of Common Stock for issuance under the Apollo Endosurgery, Inc. 2017 Equity Incentive Plan; |
7. | Registration File No. 333-223461, filed with the SEC on March 6, 2018, relating to the registration of 691,648 shares of Common Stock for issuance under the Apollo Endosurgery, Inc. 2017 Equity Incentive Plan; |
8. | Registration File No. 333-231202, filed with the SEC on May 3, 2019, relating to the registration of 875,980 shares of Common Stock for issuance under the Apollo Endosurgery, Inc. 2017 Equity Incentive Plan; |
9. | Registration File No. 333-237919, filed with the SEC on April 30, 2020, relating to the registration of 838,078 shares of Common Stock for issuance under the Apollo Endosurgery, Inc. 2017 Equity Incentive Plan; |
10. | Registration File No. 333-253568, filed with the SEC on February 26, 2021, relating to the registration of 1,032,773 shares of Common Stock for issuance under the Apollo Endosurgery, Inc. 2017 Equity Incentive Plan; |
11. | Registration File No. 333-254109, filed with the SEC on March 10, 2021, relating to the registration of 848,733 shares of Common Stock for issuance upon the exercise of stock options pursuant to the Non-Plan Inducement Stock Option Grant and 707,278 shares of Common Stock for issuance upon the vesting of restricted stock units pursuant to the Non-Plan Inducement Restricted Stock Unit Award; and |
12. | Registration File No. 333-262921, filed with the SEC on February 23, 2022, relating to the registration of 1,581,852 shares of Common Stock for issuance under the Apollo Endosurgery, Inc. 2017 Equity Incentive Plan. |
On April 4, 2023, pursuant to the Agreement and Plan of Merger, dated as of November 29, 2022 (the “Merger Agreement”), by and among the Company, Boston Scientific Corporation, a Delaware corporation (“Parent”), and Textile Merger Sub, Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent (“Merger Sub”), Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and an indirect wholly owned subsidiary of Parent.
As a result of the consummation of the transactions contemplated by the Merger Agreement, the Company has terminated all offerings of its securities pursuant to the Registration Statements. In accordance with an undertaking made by the Company in each of the Registration Statements to remove from registration by means of a post-effective amendment any securities which remain unsold at the termination of the offering, the Company hereby removes and withdraws from registration any and all securities of the Company registered pursuant to the Registration Statements that remain unsold or otherwise unissued as of the date hereof. The Registration Statements are hereby amended, as appropriate, to reflect the deregistration of such securities, and the Company hereby terminates the effectiveness of the Registration Statements.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Company certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused these Post-Effective Amendments to the Registration Statements on Form S-8 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Marlborough, State of Massachusetts, on April 4, 2023.
APOLLO ENDOSURGERY, INC. | ||
By: | /s/ Vance R. Brown | |
Vance R. Brown Vice President, General Counsel and Secretary |
Pursuant to Rule 478 under the Securities Act of 1933, as amended, no other person is required to sign these Post-Effective Amendments to the specified registration statements on Form S-8.